Survival Results of Chemo-immunotherapy Sequential with Radiotherapy in Patients with Advanced or Metastatic Esophageal Squamous Cell Carcinoma
Xiang Han 1 Email
Ling Zhang 1 Email
Yuchao Niu 1 Email
Yunhong You 1 Email
Zhongfa Zhang 1
Xiajuan Xu 1 Email
Zhimei Zhao 1 Email Email
Xiuhui Guo 2 Email
Youxin Ji 1✉ Email
Qiuyu Hou 3✉ Email
Keke Nie 1✉ Email
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Prof.
Ji
MD, PhD
1✉
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Prof.
Hou
MD
1✉
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Dr.
Nie
MD
1✉
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Si Liu 4✉
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South Road 4✉
1 Department of Oncology, Qingdao Central Hospital University of Health and Rehabilitation Sciences (Qingdao Central Hospital) 266042 Qingdao China
2 Department of Oncology Pingdu People’s Hospital 266077 Qingdao China
3 Department of Thoracic Surgery Qingdao the 8 th People’s Hospital 266066 Qingdao China
4 Qingdao Central Hospital) 266042 Qingdao China
5
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(86)532-6866-5078
Xiang Han1, Ling Zhang1, Yuchao Niu1, Yunhong You1, Zhongfa Zhang1, Xiajuan Xu1, Zhimei Zhao1, Xiuhui Guo2, Youxin Ji1*, Qiuyu Hou3* and Keke Nie1*
1Department of Oncology, Qingdao Central Hospital, University of Health and Rehabilitation Sciences (Qingdao Central Hospital), Qingdao, 266042, China
2Department of Oncology, Pingdu People’s Hospital, Qingdao, 266077, China
3Department of Thoracic Surgery, Qingdao the 8th People’s Hospital, Qingdao, 266066, China
Running title: Chemo-immunotherapy Sequential Radiotherapy in Esophageal cancer
Authors and contact email:
X. Han: hanxiangonlyone@126.com
L. Zhang: zhangling565@126.com
Y. Niu: niuyuchao@163.com
Y. You: youyou198599@163.com
Z. Zhang: zzf908@sina.com
X. Xu: xuxia198203@163.com
Z. Zhao: zhaozhimeizzm@163.com
X. Guo: pdqdf@163.com
Please address future correspondence to:
* Corresponding Author
Prof. Ji, MD, PhD: mdji001@gmail.com
Prof. Hou, MD, Email: houqiuyu@163.com
Dr. Nie, MD, Email: niekeke@uor.edu.cn
127 Si Liu South Road
(Qingdao Central Hospital), Qingdao, 266042, China
Tel: (86)532-6866-5078, Fax: (86)532-8486-3506
Abstract
Background
Chemotherapy plus immunotherapy improves overall survival (OS) for patients with advanced esophageal cancer. However, survival for this population remains inadequate, underscoring the need for more effective and less toxic treatment combinations to further extend patient survival.
Objectives
To evaluate the efficacy and safety with induction chemo-immunotherapy followed by sequential esophageal tumor irradiation in patients with advanced stage esophageal squamous cell carcinoma.
Design:
This is a single-arm, three-center, open-label study involving treatment-naïve patients with radiologically and histologically confirmed advanced or metastatic squamous-cell esophageal carcinoma.
Methods
A
Enrolled patients were treated with induction chemo-immunotherapy, residual esophageal tumor irradiation and immunotherapy consolidation. In the induction phase, participants received four cycles of the TP regimen, consisting of docetaxel (75 mg/m² IV on day 1) and cisplatin (75 mg/m² IV on day 1), combined with the PD-1 inhibitor sintilimab (200 mg IV on day 1) every 21 days. Patients who completed four cycles of chemo-immunotherapy with stable disease (SD) or partial response (PR) subsequently received 50 Gy of radiation in 25 fractions for residual tumors. Maintenance sintilimab therapy was administered every 21 days for up to 31 cycles or until disease progression or intolerable toxicity occurred.
Results
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A total of 51 patients with histologically confirmed squamous-cell carcinoma were enrolled, and were evaluable for toxicity for they had had at least one dose of chemo-immunotherapy. The complete response (CR) rate was 5.9% (3/51), the partial response (PR) rate was 51.0% (26/51), and the disease control rate (DCR) was 90.2% (46/51) after chemo-immunotherapy. The median depth of response (DpR) was 35.0% for chemo-immunotherapy and was 51.0% after additional radiotherapy. The progression-free survival (PFS) was 16.4 months and the overall survival (OS) 29.25 months. The most common grade 3 or higher adverse event was neutropenia, occurring in 11.8% (6/51) patients. This study is registered with ClinicalTrials.gov (identifier NCT06138028) and is currently ongoing. The preliminary results of this study were reported and published on 2025 ASCO GI (DOI:10.1200/JCO.2025.43.4suppl.437).
Conclusions
Chemo-immunotherapy followed by radiotherapy for esophageal residual tumors and subsequent maintenance sintilimab, demonstrated high response rates, prolonged PFS and OS as a first-line treatment for patients with advanced or metastatic esophageal squamous-cell carcinoma. Patients with disease progression during the induction phase had a short PFS and OS, indicating this subgroup requires further study in the future.
Keyword:
Overall Survival
Esophageal Squamous-cell carcinoma
Irradiation
Chemo-immunotherapy
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1. Introduction
Esophageal cancer is the sixth leading cause of cancer-related deaths worldwide and ranks fifth in China,[1, 2] often presents insidiously in the early stages, with most patients diagnosed at locally advanced or metastatic stages. For unresectable locally advanced esophageal cancer, the standard treatment is definitive concurrent CRT (dCCRT) is recommended.[3, 4] Recent studies indicate that adding immunotherapy to chemotherapy improves outcomes, extending overall survival (OS) from 12.6 months to 16.7 months,[58] establishing it as a cornerstone in the treatment of unresectable advanced or metastatic esophageal cancer. Despite this progress, the OS for this population remains inadequate, underscoring the need for more effective and less toxic treatment combinations to further extend patient survival.
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Sintilimab (Innovent, China), a human IgG4 anti-PD-1 monoclonal antibody, has been approved by the China National Medical Products Administration for treating locally advanced, unresectable, or metastatic esophageal cancer based on the results of the ORIENT-15 trial.[8] In that study, sintilimab combined with cisplatin and either paclitaxel or 5-fluorouracil demonstrated improved OS and progression-free survival (PFS). Despite the improved systemic response from chemo-immunotherapy, local failures remain a common pattern of progression for patients with metastatic esophageal squamous cell carcinoma.[9] Radiotherapy is a pivotal component in the management of esophageal cancer across all stages.[10] However, additional data are required to support the combination of PD-1 inhibitors with chemotherapy and radiotherapy for patients with unresectable advanced or metastatic esophageal cancer. Therefore, this study aims to assess the survival benefit of sintilimab combined with docetaxel and cisplatin chemotherapy, followed by radiotherapy, in patients with unresectable advanced or metastatic esophageal cancer.
This study builds on earlier work, the preliminary efficiency and safety results of this study was reported and published on 2025 ASCO Gastrointestinal Cancers Symposium (DOI:10.1200/JCO.2025.43.4suppl.437).
2. Methods
2.1 Study design and patient selection
This was a multicenter, single-arm, open-label study. Patients enrolled in the study had radiologically and histologically confirmed unresectable locally advanced or metastatic esophageal cancer. Participants were required to have at least one measurable lesion, which could be accurately assessed in at least one dimension (longest diameter recorded) of ≥ 10 mm via spiral CT or magnetic resonance imaging (MRI). Eligible patients were aged ≥ 18 years, had adequate organ and bone marrow function, an estimated life expectancy of at least 6 months, and an Eastern Cooperative Oncology Group (ECOG) performance status score of ≤ 2. Enrollment was regardless of tumor PD-L1 status. Key exclusion criteria included tumor invasion of the aorta or trachea and hepatic metastasis involving > 50% of the total liver volume.
Docetaxel (Qilu Pharmaceutical, China) at 75 mg/m², cisplatin (Qilu Pharmaceutical, China) at 75 mg/m², and sintilimab (Innovent, China) 200 mg were administered intravenously on day 1, every 21 days, for a total of four cycles. Evaluations were conducted using chest and abdominal contrast-enhanced CT, MRI, and endoscopy. Intensity-modulated radiotherapy (IMRT) of 50 Gy in 25 fractions over 5 weeks was administered to patients exhibiting partial response (PR) or stable disease (SD). Gross tumor volume (GTV) was defined as the primary tumor, while GTVn was defined as metastatic lymph nodes. The clinical target volume (CTV) included the primary GTV plus a proximal and distal margin of 3 cm, a radial margin of 0.5 cm, and GTVn plus a margin of 0.5 cm in three dimensions, encompassing the affected lymph node fields. After 3–4 weeks of radiotherapy, sintilimab was continued every 3 weeks for up to 2 years (a total of 35 cycles), until disease progression or intolerable toxicity occurred.
2.2 Outcomes and Assessment
The primary endpoint of the study was PFS, while secondary endpoints included OS, response rate, and toxicity assessment. Responders were defined as those with a complete or partial response. PFS was measured from the first day of treatment until the first objective sign of disease progression or patient death, whereas OS was measured from the day of treatment initiation to patient death. Tumor responses were evaluated based on the Response Evaluation Criteria in Solid Tumors version 1.1 (RECIST v1.1),[11] and classified as follows: complete response (disappearance of tumor lesions), partial response (a decrease of at least 30% in the sum of tumor lesion sizes), stable disease (steady state of disease), or progressive disease (an increase of ≥ 20% in the sum of tumor lesion sizes). All adverse events were recorded and classified by grade according to the National Cancer Institute Common Terminology Criteria for Adverse Events, version 5.0 (CTCAE v5.0).[12]
Tumor measurements using chest CT or MRI were performed at baseline and every 6 weeks for the first year, followed by every 9 weeks thereafter. Patient compliance, treatment safety, and side effects were assessed every 3 weeks during follow-ups.
PD-L1 status was assessed using formalin-fixed, paraffin-embedded tissue blocks via the pharmDx 22C3 assay (Dako, Carpinteria, CA), involving staining with an anti-PD-L1 22C3 mouse monoclonal primary antibody and the EnVision FLEX visualization system (Agilent, Santa Clara, CA) on an Autostainer Link 48 system (Dako), including positive and negative controls, as per the manufacturer’s instructions. The Combined Positive Score (CPS) was calculated by dividing the number of PD-L1-stained cells (tumor cells and immune cells) by the total number of viable tumor cells, multiplying the result by 100, with a maximum CPS value set at 100.[13]
2.3 Statistical analysis
The median overall survival for previously untreated patients with unresectable advanced or metastatic esophageal squamous cell carcinoma receiving third-line therapy is estimated at 13.2 months. A sample size of 45 patients was determined for the one-sided, one-sample test, using the maximum likelihood estimate (MLE) of exponential data to achieve 80.4% power at a 0.05 significance level, aiming to detect a hazard ratio of 0.4 in the new group, compared to a historic control group hazard ratio of 0.64. Subjects were accrued over a period of one year, with follow-up continuing for two years after the last subject was enrolled. The probability that a subject experiences an event during the study is estimated at 0.62966, with an expected number of events of 28. It is assumed that the survival time distribution can be reasonably approximated by the exponential distribution.
Using the Cox proportional hazards model, we considered the influence of age (< 65 years or ≥ 65 years), PD-L1 CPS expression score (< 5 vs ≥ 5), and clinical stage (III vs IV) to calculate the hazard ratio (HR) and 95% confidence interval (CI) in the full analysis population. PFS and OS curves were analyzed using Sigmaplot 15 (Systat Software Inc., USA) with the Kaplan-Meier log-rank test in the intention-to-treat (ITT) population.
The response rate, symptom reduction, and treatment-related adverse events were assessed using Fisher’s exact test (with all assigned patients having received at least one dose of the study drug). Periodic safety monitoring and interim efficacy assessments were performed by an independent data monitoring committee. This trial is registered in ClinicalTrials.gov (NCT06138028) and is currently ongoing.
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This study was approved by the Ethics Committee of Qingdao Central Hospital, University of Health and Rehabilitation Sciences (approval number: KY202306701), and was conducted in compliance with Good Clinical Practice guidelines, the Declaration of Helsinki, and local laws.
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Informed consent was obtained from all enrolled patients prior to randomization.
3. Results
A total of 62 patients were assessed for eligibility, of which 51 patients were enrolled in the study at the cutoff date December 1, 2025. The median age of the participants was 64.5 years, and all patients were male, diagnosed with squamous-cell carcinoma. Among the 51 evaluable patients, 14 (27.5%) were classified as stage III, while 37 (72.5%) were at stage IV. Additionally, all patients tested PD-L1 expression, among them, 64.7% (33/51) exhibited PD-L1 expression levels of ≥ 5 (Combined Positive Score, CPS). The most common sites of distant metastasis were the lymph nodes and lungs (Table 1).
Table 1
Clinicopathological features and patients Factors
Factors
No. of patients (n = 51) (%)
Gender
 
Male
51 (100.0)
Female
0 (0)
Age (year)
 
< 65
27 (52.9)
≥ 65
24 (47.1)
PD-L1 (CPS)
 
< 5
17 (33.3)
≥ 5
33 (64.7)
Undefined
1 (2.0)
ECOG PS
 
0
10 (19.6)
I
41(80.4)
Clinical Stage
 
III
14 (27.5)
IV
37 (72.5)
Metastatic Pattern
 
Regional lymph node
13 (25.5)
Cervical & Supraclavicular
17 (33.3)
Peritoneal lymph nodes
15 (29.4)
Lung
6 (11.8)
All 51 patients (100%) completed the induction phase, and 45 patients (88.2%) subsequently received radiotherapy at the cutting off date. Notably, no patients experienced a dose reduction in either chemotherapy or radiotherapy. Two patients (6.7%) underwent surgery following chemo-immunotherapy, one of whom achieved a pathological complete response (pCR). All patients received between 3 and 35 cycles of sintilimab, with a median of 17 treatment cycles. There was no premature cessation of sintilimab due to investigator decision.
The median follow-up duration was 17.5 months (95% CI: 5.0-28.5). All patients were evaluable for clinical response. After the completion of chemo-immunotherapy, 3 patients (5.9%) achieved a complete response (CR), while 26 patients (51.0%) exhibited a partial response (PR) (Table 2). The changes in target tumors in the intention-to-treat (ITT) population following chemo-immunotherapy were illustrated in Fig. 1.
Fig. 1
Tumor response after Chemo-immunotherapy (n = 51)
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Fig. 1
Tumor response after chemo-immunotherapy (n = 45)
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able 2: Summary of Efficiency Measures After Chemo-immunotherapy (n = 51) (%)
 
CR
PR
SD
PD
ITT
3 (5.9)
26 (51.0)
17 (33.3)
5 (9.8)
PD-L1 < 5 (n = 17)
0 (0)
9 (52.9)
6 (35.3)
2 (11.8)
PD-L1 ≥ 5 (n = 33)
2 (6.1)
17 (51.5)
11 (33.3)
3 (9.1)
PD-L1 Undefined (n = 1)
1 (100)
0 (0)
0 (0)
0 (0)
Stage III (n = 14)
2 (14.3)
6 (42.9)
4 (28.6)
2 (14.3)
Stage IV (n = 37)
1 (2.7)
20 (54.1)
13 (35.1)
3 (8.1)
The changes in target tumors in patients completed sequential chemo-immunotherapy and radiotherapy were illustrated in Fig. 2.
Fig. 2
Tumor response after Chemo-immunotherapy plus esophageal radiotherapy (n = 45)
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Fig. 2
Tumor response after chemo-immunotherapy and radiotherapy (n = 34)
In terms of clinical stages, the response rate was 57.2% for stage III and 56.8% for stage IV (P > 0.05) (Fig. 3A). The median depth of response (mDpR) was 35% following chemo-immunotherapy and was 51% with the additional radiotherapy (P < 0.01) (Fig. 3B).
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Fig. 3
Overall response by clinical stage (A) and Depth of response (mDpR) by treatment methods (B)
The median progression-free survival (mPFS) was 16.4 months (95% CI: 13.911–18.889) (Fig. 4A), and the median overall survival (mOS) 29.25 months (95% CI: 26.514–31.986) (Fig. 4B).
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Fig. 4
Median Progression-free survival (A) and Overall survival (B)
The mPFS for clinical stage Ⅲ was 16.40 months (95% CI: 13.129–19.671) and for stage Ⅳ was 15.50 months (95% CI: 9.170–21.830), there was no significant difference (P = 0.966) (Fig. 5A). The mPFS of patients with PD-L1 CPS ≥ 5 was 16.50 months (95% CI: 14.501–18.499), and was 11.0 months (95% CI: 2.391–19.609) with PD-L1 CPS < 5 (P = 0.129) (Fig. 5B).
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Fig. 5
Median Progression-free survival by clinical stage (A), or by tumor PD-L1 expression (B)
5 patients expressed progression disease after the induction chemo-immunotherapy; they also received palliative esophageal irradiation for 50 Gy/25f/5w and santilimab maintenance therapy. The mPFS was 19.3 months (Fig. 6A) and the mOS was 26.2-Not reached (Fig. 6B) in patients had tumor response (Stable or better) after 4-cycle induction chemo-immunotherapy; and the mOS of patients with progression disease was 11.75 months (Fig. 6C).
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Fig. 6
Median Progression-free survival (A) and overall survival (B) of patients reached stable disease or better response after 4-cycle chemo-immunotherapy; Overall survival of patients with progress disease after chemo-immunotherapy (C).
All patients were included in the safety analyses. The most common adverse events observed were nausea, loss of appetite, decreased white blood cell count, and neutropenia. One patient experienced grade III immunotherapy-induced interstitial lung disease, resulting in discontinuation of sintilimab and radiotherapy. Importantly, no patients experienced treatment-related mortality (Table 3).
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4. Discussion
Nearly half of individuals diagnosed with esophageal cancer present with metastatic disease. Despite the widespread use of chemotherapy and targeted therapies, the prognosis remains exceedingly poor.[14] Geographic variation and differing etiologies contribute to a notably high incidence of esophageal squamous-cell carcinoma (ESCC) in Asian countries, particularly China. Key risk factors for ESCC include heavy alcohol consumption, nutritional deficiencies, exposure to nitrosamines, and the consumption of pickled vegetables and very hot foods.[2, 15]
For early-stage and less invasive esophageal cancers, esophagectomy and endoscopic treatments remain the primary clinical options.[19] In case of locally advanced, resectable esophageal or junctional cancers, preoperative chemoradiotherapy (CRT) is utilized to reduce primary tumor volume, enhance R0 resection rate, and eliminate micrometastases, thereby reducing recurrence risk and prolonging overall survival (OS).[4, 5] However, persistent pathological lymph node metastasis is a poor prognostic factor in locally advanced ESCC, even following successful neoadjuvant CRT and esophagectomy.[17] To address these challenges, the introduction of immune checkpoint inhibitors (ICIs) in neoadjuvant therapy has shown promise in improving disease-free survival.[18]
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The ETOG8501 study established a foundation for treating locally advanced unresectable esophageal cancer with definitive concurrent chemoradiotherapy (dCCRT). Nevertheless, local relapse and distant metastases remain prevalent.[19, 20] The combination of induction chemotherapy and radiotherapy may provide an alternative for patients unable to tolerate concurrent chemoradiotherapy. While randomized trials indicated that the addition of induction chemotherapy does not improve response rates or survival outcomes in unselected ESCC patients, those who responded to induction chemotherapy exhibited significantly better survival compared to non-responders.[21] Recent studies have yielded favorable results for the combination of durvalumab and tremelimumab with dCCRT, achieving 24-month progression-free survival (PFS) and OS rates of 57.5% and 75%, respectively.[22] Recent studies have shown favorable results for combinations of durvalumab and tremelimumab with dCCRT, achieving 24-month progression-free survival (PFS) and OS rates of 57.5% and 75%, respectively.[23] Furthermore, the integration of camrelizumab or sintilimab with CCRT also demonstrated benefits in local control and survival outcomes in locally advanced ESCC.[24, 25]
PD-1 inhibitors in conjunction with chemotherapy is the current standard treatments for unresectable locally advanced or metastatic esophageal cancer, improving both PFS and OS.[811, 26] Despite these advancements, clinical improvements remain limited, with median PFS ranging from 5.7 to 7.2 months and median OS between 12.4 to 17 months. Consequently, there is a critical imperative to develop novel combination treatment strategies that offer greater therapeutic efficacy while minimizing systemic toxicity.
In this study, the depth of response (mDpR) was 35.0% following chemo-immunotherapy and increased to 51.0% after the adimiistration of additional radiotherapy. Patients with PD-L1 CPS ≥ 5demonstrated a higher PFS compared to those with CPS < 5, however, this result did not reach significant difference. This lack of significance may be attributed to the limited sample size of this study. Furthermore, the response rates of 57.2% and 56.8% in clinical stages III and IV, respectively, did not yield a statistically significant difference, indicating that clinical stage may not be a predictor of response in esophageal cancer treated with chemo-immunotherapy.
The introduction of radiotherapy after four cycles of chemo-immunotherapy resulted in an increase in median depth of response (mDpR) from 35% to 51.0%. In this cohort, the median PFS was 16.4 months, and the median OS reached 29.25 months. These outcomes are notably higher than those observed in previous studies utilizing chemo-immunotherapy alone,[27] a disparity likely attributabe to the synergistic effects of ICIs and radiotherapy.
Mechanistically, PD-1 inhibitors enhance radiosensitivity by reactivating T cells and inducing G2/M phase arrest in esophageal squamous cell carcinoma.[28] They also stimulate CD4 + T lymphocytes through vessel normalization, altering the cytokine environment, releasing cytokines, and promoting tumor cell apoptosis.[2931] Furthermore, PD-1 inhibitors enhance the sensitivity of radiotherapy by upregulating PD-L1 expression on tumor cells and neoantigens, facilitating the expansion of exhausted T cells and increasing IFN-γ expression.[3234]
Regarding the study demographics, no female patient were diagnosed across the three participating centers during the enrollment period, consequently, the study population consisted entirely of male patients. This gender distribution is likely due to regional lifestyle factors, specifically smoking and drinking habits. Several limitations exist, including its single-arm design, limited sample size, and relatively short follow-up duration. Future research should involve randomized controlled trials with larger cohorts and extended follow-up periods, along with comprehensive analyse of relationships between survival outcomes, biomarkers, and the tumor microenviroment.
Conclusions
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The combination of four cycles of sintilimab with cisplatin and docetaxel, followed by radiotherapy and maintenance sintilimab, demonstrated a high response rate, prolonged PFS and OS, and tolerable toxicity in patients with advanced or metastatic esophageal squamous-cell carcinoma. Patients with early progression during the chemo-immunotherapy induction phase had an unfavorable outcome, indicating a need for further study.
Acknowledgments
We extend our gratitude to the patients and their families for their participation in this study. We also thank Professor Laurent Doan and Rui Wang in New York for their superb assistance in editing this manuscript.
Ethics approval
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This study was approved by the Ethics Committee of the Qingdao Central Hospital, University of Health and Rehabilitation Sciences, and was performed in compliance with the provisions of the Good Clinical Practice guidelines, the Declaration of Helsinki, and local laws.
Consent for publication:
Yes
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Conflict of Interest:
The authors declare no conflicts of interest.
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Funding:
This study did not receive any funding.
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Data Availability:
The datasets generated and/or analyzed during this study are available from the corresponding author upon reasonable request.
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Authors’ contributions
Keke Nie and QiuyuHou designed this study. Zhongfa Zhang, Ling Zhang, Yunhong You, XiajuanXu, YuchaoNiu, Zhimei Zhao, and XiuhuiGuo collected the clinical data. Youxin Ji did the statistical study and figures preparation. Xiang Han and Youxin Ji drafted this manuscript. All authors have read and approved the final manuscript.
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Table 1: Clinicopathological features and patients factors
A
Table 2: Summary of efficiency measures after induction chemo-immunotherapy
A
Table 3: Treatment-related adverse events
Total words in MS: 3000
Total words in Title: 17
Total words in Abstract: 376
Total Keyword count: 4
Total Images in MS: 8
Total Tables in MS: 2
Total Reference count: 34