Formaldehyde Hydroformylation over a Heterogeneous Catalyst Based on Functionalized Rh-biphosphine Unit: A Combined Experiment and Theoretical Study
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Yuntao He 2
Wanting Xia 1
Luyang Qiao 1
Zongkai Wu 3
Xinyi Cao 1
Yong Gao 1
Jiankai Cheng 1✉ Email
Zhangfeng Zhou 1✉ Email
Yuangen Yao 1
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State Key Laboratory of Structural Chemistry, Fujian Institute of Research on the Structure of Matter Chinese Academy of Sciences 350002 Fuzhou China
2 University of Chinese Academy of Sciences 100049 Beijing China
3 College of Chemistry and Materials Science Fujian Normal University 350007 Fuzhou China
4 Shaanxi Key Laboratory of Low Metamorphic Coal Clean Utilization, School of Chemistry and Chemical Engineering Yulin University 719000 Yulin China
Yuntao He,a,b Wanting Xia,a Luyang Qiao,a Zongkai Wu,a,c Xinyi Cao,a Yong Gao,d Jiankai Cheng,a,* Zhangfeng Zhou,a,* Yuangen Yaoa
[a] State Key Laboratory of Structural Chemistry, Fujian Institute of Research on the Structure of Matter, Chinese Academy of Sciences, Fuzhou 350002, China
[b] University of Chinese Academy of Sciences, Beijing 100049, China
[c] College of Chemistry and Materials Science, Fujian Normal University, Fuzhou 350007, China
[d] Shaanxi Key Laboratory of Low Metamorphic Coal Clean Utilization, School of Chemistry and Chemical Engineering, Yulin University, Yulin 719000, China
Corresponding authors:
Jiankai Cheng, Email: cjk@fjirsm.ac.cn
Zhangfeng Zhou, Email: zfzhou@fjirsm.ac.cn
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Abstract
This work reports a functionalized SiO2 supported immobilized Rh catalyst for the heterogeneous hydrogenation of formaldehyde to glycolaldehyde (GA) without the need for additional soluble phosphine species such as triphenylphosphine. The catalyst was prepared through an effective strategy to anchor active rhodium carbonyl species to functionalized silica molecular sieves. The successful grafting of bisphosphine ligand and rhodium carbonyl was evident through FT-IR studies. The surface interactions between Rh species and P species were elucidated by 31P MAS NMR and X-ray photoelectron spectroscopy (XPS) studies, showing that Rh species were anchored to the support via Rh-P bonds. And the coordination modes of Rh were changed by impregnation under different atmospheres. Compared to a nitrogen atmosphere, the active species HRh(CO)2L, generated by impregnation in syngas atmosphere, showed better catalytic activity and lower leaching of the active metal. Furthermore, density functional theory (DFT) calculations were employed to elucidate the reaction mechanism, and the reasons underlying the differences in catalytic activity and metal leaching behavior among catalysts prepared under different atmospheres. These findings are significant for insights into the relation between the catalytic performance and structure.
Graphic Abstract
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Keywords:
heterogeneous catalysis
formaldehyde hydroformylation
grafting
Rhodium-based catalyst
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1. Introduction
Hydroformylation, known as oxo synthesis, is one of the most significant homogeneous catalytic reactions in industry. Aldehydes, as a product of hydroformylation, can be used to produce high value chemicals including acids, alcohols and amines1,2. Rhodium-based homogeneous catalysts are widely used due to its superior performance under mild conditions3,4. However, homogeneous catalysts suffer from difficulties in separating the product from the catalyst and serious loss of expensive rhodium, which have led to efforts to develop heterogeneous hydroformylation catalysts57.
A large number of heterogeneous catalysts have been developed, and a common approach to solidification is the impregnation and grafting the active sites8,9 onto solid supports, such as silica oxide1012, zeolites13,14, carbon materials1518, metal oxides1,19,20, metal-organic frameworks (MOFs)2125, covalent organic frameworks (COFs)26 and porous organic polymers (POPs)2731. Supported Rh catalysts exhibit excellent hydroformylation activity with reduced metal leaching, where the geometrical structure and electronic properties of the Rh species are critical for controlling the catalytic activity and chemical/regioselectivity. Immobilization of organic complexes with phosphine ligands on solid carriers enables modulation of the electronic properties of Rh species, and the coordination of phosphorus (P) atoms to Rh sites results in enhanced hydroformylation activity, regioselectivity, and stability30,32. Tan et al.18 prepared the loaded metal-ligand complex catalyst PPh3-Rh/rGO using the organic ligand triphenylphosphine (PPh3). In the hydroformylation of 1-hexene, an aldehyde yield of 99.2% was obtained as well as an n/i ratio of 2.1, and the catalyst could be easily recovered by simple filtration.
Hydroformylation of formaldehyde involves the reaction of formaldehyde with syngas to form glycolaldehyde (GA), which can be further hydrogenated to synthesize ethylene glycol (EG)33. As an important organic chemical raw material, EG is widely used in the manufacture of polyesters and various antifreezes, surfactants and plasticizers34,35. The reported catalytic systems strongly rely on homogeneous metal (e.g., cobalt, ruthenium, and rhodium) complexes, among which rhodium complexes containing phosphine ligands are widely used due to their better catalytic activity under mild conditions (90–120°C, 8-12.5 MPa)3639. The development of heterogeneous Rh catalysts for formaldehyde hydroformylation is vital for industrial applications, given the ease of catalyst separation, recovery and recycling. However, the differences between C = O and C = C bonds make the empirical principles of olefin hydroformylation heterogeneous catalyst studies not completely applicable to formaldehyde hydroformylation. A few reports as well as our previous studies on formaldehyde hydroformylation solidification catalysts have shown that immobilization of Rh species on silica-based materials (SiO240, NH2-grafted SiO241 and NaY sieves42) via strong interactions is effective. However, all of the above catalytic systems require triphenylphosphine (PPh3) to form active species during the reaction process, which undoubtedly increases the difficulty of product separation and catalyst recycling. Therefore, the design and construction of active centers remain challenging in the development of heterogeneous catalyst systems without the additional soluble phosphine ligand in such catalytic systems.
In this study, we have developed a phosphine-coordinated rhodium catalyst supported on silica for formaldehyde hydroformylation, synthesized through an organic grafting approach. Specifically, bisphosphine ligands were first introduced onto the silica surface via surface modification to form the precursor, which was subsequently impregnated under distinct atmospheres to yield the heterogeneous catalysts Rh/PS-SG and Rh/PS-N2.
2. Exprimental Section
2.1. Chemicals and Reagents
All solvents and reagents except silica are commercially available without further purification. The silica was soaked overnight in a 10 wt% aqueous nitric acid solution, then washed repeatedly with deionized water.
2.2. Synthesis of pincer ligand Bis[2-(diphenylphosphino)ethy]amine (PNP)
The bisphosphine ligand PNP was synthesized by a slight improvement in the literature43. Specifically, potassium tert-butoxide (7.0 g, 62.5 mmol) was added to 125 mL of anhydrous tetrahydrofuran (THF) under nitrogen atmosphere. Diphenylphosphine (7.0 mL, 40 mmol) was then added to obtain a deep red solution. The mixture was stirred for 5 min, then bis(2-chloroethyl)amine hydrochloride (3.575 g, 20 mmol) was added. The mixture was refluxed under nitrogen atmosphere at 80°C for 16 h. The mixture was poured into 200 mL of hexane and washed sequentially with 75 mL of 10% aqueous NaOH and saturated aqueous sodium chloride. The organic layer was separated, filtered and stirred vigorously with 200 mL of 2 mol/L aqueous HCl solution to give a thick white precipitate. Recrystallization from 75 mL of boiling acetonitrile gave white needles of bis[2-(diphenylphosphino)ethyl]ammonium hydrochloride.
2.3. Synthesis of PNP-SiO2
Under nitrogen atmosphere, 2.0 g of pretreated SiO2 was added to 30 mL of anhydrous toluene, and 3-chloropropyltriethoxysilane (CPTES) (4.0 mL, 16 mmol) was added slowly dropwise and the mixture was refluxed at 110°C for 24 h. The solid phase was washed twice with anhydrous toluene and twice with ethanol and distilled water to remove unreacted CPTES. The white solid was obtained by filtration and washed twice with anhydrous toluene and then twice each with ethanol and distilled water to remove unreacted CPTES. The sample was dried at 100°C for 24 h and denoted as Cl-SiO2.
The mass fraction of phosphorus (P) in PNP-SiO2 was determined via ICP-OES under varying PNP additions and reaction durations, allowing for the identification of the optimal reaction conditions (Fig. S1). Typically, 2.87 g (6 mmol) of PNP, 1.00 g of Cl-SiO2 and 1.64 g (16 mmol) of triethylamine were added to 30 mL of anhydrous toluene under nitrogen atmosphere. The mixture was stirred and refluxed at 110°C for 36 h. Here, triethylamine was used as a deprotonator and also to trap HCl released during the reaction. After filtration, the solid was washed with dichloromethane and deionized water and then dried at 100°C overnight, denoted as PNP-SiO2.
2.4. Deposition of Rh species under different atmospheres
0.05 g of Rh(acac)(CO)2 was dissolved in 25 mL of N,N-dimethylacetamide, and then 1.98 g of PNP-SiO2 was added. The mixtures were stirred under nitrogen and a syngas atmosphere (CO/H2 = 1) for 24 h at 30 ℃, respectively, then centrifuged and washed three times with N,N-dimethylacetamide. The solids were dried under vacuum at 30 ℃ for 24 h. The samples obtained were named Rh/PS-N2 and Rh/PS-SG, respectively.
2.5. Catalytic Performance Test
An autoclave reactor (Parr 4598) was applied to conduct the formaldehyde hydroformylation reaction. Typically, different amounts of the prepared catalysts (nRh = 0.020 mmol), FA (24 mmol, paraformaldehyde used as the precursor of FA), and 25 mL N,N-Dimethylacetamide were loaded. The reactor was then purged with nitrogen and syngas (CO / H2 = 1), respectively, and charged with high-pressure syngas. The reactor was heated to 95°C with stirring and kept for 3 h. The reacted liquid was centrifuged and extracted by xylene and deionized water sequentially, followed by the addition of isopropanol as an internal standard. The aqueous phase was taken into Gas Chromatography/Mass Spectrometry (GC/MS, Agilent) with a VF-WAXms column (60m × 0.25mm) and a flame ionization detector (FID) for analysis. The conversion of HCHO (XFA), selectivity of products (Si) and the turnover frequency (TOF) were calculated according to the following formula:
wherein i represents the products, including GA and MeOH; nin, FA refers to the initial molar amount of FA; nRh refers to the mole number of Rh atoms; DRh refers to the dispersion of Rh species calculated via CO pulse chemical adsorption; t is the reaction time.
2.6. Characterizations
The actual content of rhodium and phosphorus in the samples was determined by Inductively Coupled Plasma optical emission spectrometer (ICP-OES; Jobin Yvon, Ultima-2). X-ray powder diffraction (XRD) patterns were determined using a Rigaku Miniflex II powder diffractometer with the operating current of 15 mA and the tube voltage of 40 kV, the scanning range of 2θ = 5˚~70˚, and the scanning step of 3 ˚/min.
The BET surface area and pore structure of samples were determined using an automated physicochemical adsorption tester (Micromeritics Tristar II 2460) with high purity nitrogen as the adsorbent, and adsorption and desorption were carried out − 196°C). The samples were vacuum treated at 150°C for 6 hours prior to testing to remove adsorbed water.
The surface chemical environment of the samples was analyzed by X-ray photoelectron spectroscopy (XPS) and measurements were performed using a Thermo Fisher Scientific ESCALAB 250Xi spectrometer equipped with a mono-chromatic Al-K radiation source (hν = 1486.6 eV) and the measured spectral data were corrected for the binding energy of C 1s (284.8 eV). Thermogravimetric-differential thermal analysis (TG-DTA) was tested using a Mettler Toledo thermogravimetric analyzer. The tests recorded the mass change of the samples from 30°C to 800°C at a rate of 10°C/min in an air atmosphere.
Transmission electron microscopy (TEM) and energy-dispersive X-ray spectroscopy (EDS) mapping images were obtained on a Tecnai F20.
The Fourier transform infrared (FT-IR) spectra of the samples were tested by an infrared spectrometer with a Bruker Vertex 70 with the measuring wave numbers in the range of 4000 to 400 cm− 1 and a spectral resolution of 4 cm− 1. In situ CO-diffuse reflectance infrared Fourier transform spectroscopy (DRIFTS) was measured on a Thermo Fisher Nicolet 6700 infrared spectrometer in the range of 900 to 4000 cm− 1. 31P MAS nuclear magnetic resonance (NMR) spectra were performed on a Bruker 400 MHz AVANCE Ⅲ.
2.7. Computational details
All geometry optimizations and frequency calculations were carried out using the ORCA 6.1 package44,45. The PBE0 hybrid functional46,47, which mixes the Perdew-Burke-Ernzerhof exchange-correlation functional with a fraction of Hartree-Fock exchange, was employed in combination with the def2-TZVP basis set48 for all atoms. Grimme’s DFT-D3(BJ) empirical dispersion correction49,50 was applied throughout all calculations. Where applicable, temperature (T = 368.15 K) and pressure (P = 12 MPa) corrections were included in the thermochemical analysis. Thus, the employed level of theory can be denoted as PBE0-D3(BJ)/def2-TZVP.
All optimized structures were confirmed as minima by the absence of imaginary frequencies, while each transition state exhibited one and only one imaginary frequency, as verified by vibrational frequency analysis.
The Gibbs free energies (G) were obtained by combining the electronic energies from single-point calculations with the corresponding thermochemical corrections derived from the vibrational frequency analyses. All three-dimensional molecular structures were visualized using VMD (Visual Molecular Dynamics)51 and Multiwfn 3.8(dev) 52,53.
3. Results
3.1. Structure characterization of the Rh/PS-SG and Rh/PS-N2 catalysts
Mesoporous silica materials are widely used as supports for various catalytic transformations. It is well known that the SiO2 surface can be functionalized by dehydration condensation of Si-OH with silane coupling agents. The synthesis of the support PNP-SiO2 through a grafting technique is shown in Scheme 1. First, we covalently grafted the PNP pincer ligand bis[2-diphenylphosphinoethyl]amine onto SiO2 using a surface modification method to obtain PNP-SiO2 samples. Subsequently, PNP-SiO2 was impregnated in an organic solution of the Rh precursor under syngas and N2 atmosphere, respectively. Fourier transform infrared (FT-IR) spectroscopy (Fig. 1) can be used to verify whether the support has been successfully functionalized. All the supports and catalysts showed absorption peaks at 1630 cm− 1, 1105 cm− 1, 805 cm− 1, and 470 cm− 1, which were assigned to δ(H-O-H) of H2O in the silica framework5456, νas(Si-O-Si) and νs(Si-O-Si) and δ(Si-O-Si)57. The absorption band of the SiO2 sample located at 974 cm− 1 was assigned to ν(Si-OH) on the silica surface, whereas on the grafted sample, the redshift to 958 cm− 1 was due to the grafting with silane coupling agent, which functionalized the surface of SiO2. In addition to the bands of silica, the grafted samples not only showed the stretching vibrational absorption peaks of methyl and methylene at 1442 cm− 1 and 1404 cm− 1, but also detected a C-H out-of-plane bending vibrational peak of monosubstituted benzene at 756 and 698 cm− 1. The appearance of the above bands indicated that the silane coupling agent and PNP ligand were successfully introduced into SiO2. In Rh/PS-SG, infrared spectroscopy revealed rhodium geminal dicarbonyl species (2064 and 1992 cm− 1), consistent with CO adsorption onto Rh sites. In contrast, no carbonyl stretches were detected in Rh/PS-N2, indicating complete CO desorption. Furthermore, the characteristic vibrational modes of acetylacetone which present in the precursor were absent in both Rh/PS-SG and Rh/PS-N2. Instead, acetylacetone was detected in both post-loading filtrates (Fig. S2), indicating that acetylacetone anion captured a hydrogen proton and then detached from the immobilized catalysts into the liquid system. It is hypothesized that in the syngas, hydrogen cleaves and binds to the acetylacetone anion and Rh species, respectively, whereas in nitrogen, the Si-OH provides a hydrogen proton to the acetylacetone anion to form an acetylacetone molecule, simultaneously accompanied by the formation of Si-O-Rh (Scheme 1). The successful anchoring of Rh species was further confirmed by 31P MAS NMR spectroscopy (Fig. 2). The 31P MAS NMR spectra of PNP-SiO2 showed peaks at 16.4 and 26.5 ppm corresponding to the PNP ligand immobilized on the SiO2 surface. In contrast, the Rh/PS-SG and Rh/PS-N2 immobilized PNP ligands show a decrease in the intensity of the main peak and the appearance of a new peak at -23.3 ppm, which was attributed to the coordination of the PNP pincer ligand to Rh via the P donor. The 31P chemical shift is a sensitive indicator of the coordination state of the PNP pincer ligand17,58. This proved that Rh species are anchored to the support surface by coordination with PNP.
Scheme 1
Preparation of Rh/PS-SG and Rh/PS-N2 heterogeneous catalysts through a grafting technique.
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Fig. 1
FT-IR spectra of the samples SiO2, PNP-SiO2, Rh/PS-SG, Rh/PS-N2 and Rh(CO)2(acac).
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Fig. 2
Solid-state 31P NMR spectra of PNP-SiO2, Rh/PS-SG and Rh/PS-N2.
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The X-ray diffractograms of the powders of the supports and catalysts (Fig. S3) show only one plate peak attributed to amorphous SiO2 at 21.6°, and no characteristic diffraction peaks representative of Rh or Rh2O3 are observed in either Rh/PS-SG or Rh/PS-N2 samples, implying highly dispersed Rh species. The textural properties of supports and catalysts were depicted in Fig. 3 and Table 1. The N2 adsorption-desorption isotherms for all samples are classified as type IV with H4 type hysteresis loop59. In addition, the specific surface area, pore volume and the average pore size of the grafted samples were reduced due to the modification of the organics blocking part of the pore structure of the silica. Thermogravimetric analysis of the supports (Fig. S4) revealed that the organic functional groups introduced by grafting started to oxidatively decompose at 230°C, which indicates good thermal stability at the catalyst evaluation temperature of 95°C for the formaldehyde hydroformylation reaction.
Fig. 3
N2 adsorption-desorption measurement of supports and catalysts: (a) N2 adsorption-desorption isotherms; (b) pore size distributions.
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Table 1
The textural property of supports and catalysts.
Catalyst
Stotal (m2/g)
Vtotal (cm3/g)
Dpore (nm)
SiO2
253.0
1.1
14.5
PNP-SiO2
224.5
0.8
10.3
Rh/PS-SG
235.7
0.8
9.9
Rh/PS-N2
223.5
0.8
10.5
High-resolution transmission electron microscopy (HRTEM) images of the catalysts (Fig. 4) reveal that the Rh species are highly dispersed on the grafted supports, with no observable agglomeration. CO-probe Fourier transform infrared spectroscopy (CO-FTIR) of Rh/PS-SG and Rh/PS-N2 (Fig. 5) exhibited symmetric and asymmetric stretching vibrational peaks (2071 and 1997 cm− 1) characteristic of Rh(CO)2 species60 in Rh/PS-SG and Rh/PS-N2. Notably, the absence of bridging CO adsorption bands (typically observed at 1800–1900 cm− 1)1, which would indicate Rh clusters or nanoparticles, provides additional evidence for the atomically dispersed nature of the Rh species.
Fig. 4
HRTEM and mapping images of (a)(b)(c) Rh/PS-SG and (d)(e)(f) Rh/PS-N2 samples.
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Fig. 5
CO probe Fourier transform infrared spectroscopy of Rh/PS-SG and Rh/PS-N2.
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XPS measurements were used to further investigate the valence and coordination environment of Rh species on the catalyst. After deconvolution, the P 2p spectra of Rh/PS-SG and Rh/PS-N2 (Fig. 6) displayed two peaks at 132.5 and 133.3 eV. The former peak was attributed to the uncoordinated PNP, while the appearance of the high binding energy peak was due to the formation of coordination bond between Rh and P, which reduced the electron density around the P atom. The N 1s spectra of the samples (Fig. S5) before and after rhodium loading only showed a single peak of 399.8 eV, indicating that N atom is not involved in the coordination with Rh species. This further proves that the rhodium species is anchored to the carrier by coordination with the P atom in PNP. XPS analysis of Rh 3d (Fig. 7) showed two peaks at binding energies (BE) of 307.5 eV and 308.6 eV attributed to Rh0 and Rh+, respectively19,61, indicating that the binding energies of Rh+ species decreased after coordination with PNP, which is also in accordance with the results of P 2p spectra. In addition, Table S1 reveals a higher proportion (45.9%) of Rh0 species in Rh/PS-SG due to the strong reducing nature of syngas. Recent literature has demonstrated that the synergistic interplay between Rh0 and Rh+ sites is critical for enhancing the hydroformylation of formaldehyde40. Rh0 species serve as active sites for the adsorption and activation of H₂ and formaldehyde, whereas Rh⁺ sites facilitate the formation of the Rh+(CO)x(PPh3)y active species. Consequently, the tailored distribution of Rh0 and Rh+ in Rh/PS-SG is anticipated to favor the enhancement of catalytic activity toward this reaction.
Fig. 6
P 2p XPS of PNP-SiO2, Rh/PS-SG and Rh/PS-N2.
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Fig. 7
Rh 3d XPS of Rh/PS-SG and Rh/PS-N2.
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Based on the analytical results of FT-IR, solid-state 31P NMR and XPS, we found that in Rh/PS-SG the Rh atoms were coordinated to P and carbonyl groups, while in RhN2, the Rh atoms were only coordinated to the P atoms of PNP. Furthermore, the additional band at 2104 cm− 1 in the CO-FTIR spectrum (Fig. 5) of the Rh/PS-N2 catalyst is assigned to Rh(O)(CO) species62, which is consistent with different coordination environments of Rh in the two catalysts. The specific structure of the catalyst was then inferred in combination with the effective atomic number (EAN) rule, and a reasonable Rh coordination model was proposed (Scheme 2). In formaldehyde hydroformylation, the active species of the reaction is usually considered to be the HRh(CO)3L complex (where L represents the phosphine ligand)63,64, which is also consistent with the structure of Rh/PS-SG in Scheme 2(a).
Scheme 2
Speculative coordination structures of Rh in (a) Rh/PS-SG and (b) Rh/PS-N2.
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3.2. Catalytic performance for formaldehyde hydroformylation.
We assessed the catalytic performance of Rh/PS-SG and Rh/PS-N2 for formaldehyde hydroformylation and the homogeneous catalyst Rh(CO)2(acac) served as comparators. As shown in Fig. 8, the FA conversion and GA selectivity of Rh/PS-SG were 12.5% and 88.3%, respectively, which were remarkably higher than those of the homogeneous catalyst Rh(CO)2(acac) of 3.4% and 66.5%. Despite the similar metal loading (ICP-OES, Table S1), the FA conversion (4.7%) and GA selectivity (74.8%) were considerably lower for Rh/PS-N2. The enhanced activity of the Rh/PS-SG was attributed to the fact that Rh was coordinated with PNP pincer ligand in the syngas to produce the HRh(CO)2L species, which is structurally similar to the homogeneous Rh-P complex catalysts, and therefore can replace soluble triphenylphosphine in catalyzing formaldehyde hydroformylation.
Additionally, color differences of the fresh mixture extracted immediately after reactions are observed in Fig. 8, indicating that more losses of Rh occurred in the catalytic system of Rh/PS-N2 than in the catalytic system of Rh/PS-SG. This viewpoint has been further confirmed by the ICP-OES results (Table S1) that the Rh loading of the Rh/PS-N2 catalyst decreased from 0.31% to 0.16% after the reaction, whereas that of the Rh/PS-SG catalyst decreased only marginally from 0.39% to 0.36%. Structurally, the Rh center within Rh/PS-N2 has not enough coordination space to bind CO and H2 due to steric hindrance of four PNP ligands. Consequently, the formation of active species requires the disruption of the parent framework, which in turn leads to significant leaching of Rh. Meanwhile, massive loss of rhodium species resulted in a decrease in activity. Based on experimental phenomena and ICP-OES results, we speculated that the structure of Rh/PS-N2 is unstable in the formaldehyde hydroformylation.
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To further probe catalyst practicality, the recyclability of the Rh/PS-SG catalyst was evaluated by consecutive cycle tests (Fig. S6). Over multiple cycles, the selectivity for GA remained at ~ 90%, whereas the FA conversion declined, which was attributed to the agglomeration of Rh species during the reaction (Fig. S7). Notably, all heterogeneous catalysts reported to date require the addition of PPh3 in reactions. In comparison with these catalysts (Table S3), the Rh/PS-SG catalyst synthesized in this work exhibits a relatively high performance in GA production without the addition of soluble phosphine ligands, with a turnover frequency (TOFGA) of 99.6 h− 1.
Fig. 8
Catalytic performances of Rh(CO)2(acac), Rh/PS-SG and Rh/PS-N2; reaction condition: [Rh] = 0.8 mmol/L, VDMA = 25 mL, n(FA): n(Rh) = 1200, T = 95 ℃, P = 12 MPa, n(CO): n(H2) = 1; t = 3 h.
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3.3. DFT calculations
In this study, density functional theory (DFT) calculations were performed to compare the geometric structures, electrostatic potential distributions, and frontier molecular orbitals of two rhodium-based complexes (Rh/PS-SG and Rh/PS-N2), aiming to elucidate the intrinsic mechanisms underlying their differences in catalytic activity. The results show that Rh/PS-SG exhibits good catalytic performance, whereas Rh/PS-N2 undergoes immediate dissociation upon CO coordination and fails to proceed through any further catalytic steps.
3.3.1. Structure and Electrostatic Potential Distribution
As shown in Fig. 9(a, c), both Rh/PS-SG and Rh/PS-N2 exhibit typical Rh-P coordination environments65,66, but their overall spatial configurations differ significantly. Rh/PS-SG adopts a relatively open, planar structure, which facilitates the approach of substrates to the metal center. In contrast, Rh/PS-N2 features a more crowded ligand environment, forming a three-dimensional cage-like configuration in which the Rh center is heavily encapsulated, likely preventing substrates from accessing the metal site.
The electrostatic potential maps (Fig. 9b, d) reveal a distinct negative potential region (blue) around the metal center of Rh/PS-SG, indicating that its ligand environment possesses strong electron-donating ability, which increases the electron density around the metal center. This characteristic is beneficial for stabilizing reaction intermediates. In comparison, the Rh center in Rh/PS-N2 is surrounded by bulky ligands, leading to a higher local electron density that hinders the formation of stable interactions between the metal center and adsorbed species. Moreover, the large ligand framework of Rh/PS-N2 introduces significant steric hindrance, which may induce local stress accumulation during CO coordination, leading to structural dissociation or metal-ligand bond cleavage-consistent with the experimental observations.
Fig. 9
Optimized structures of Rh/PS-SG (a) and Rh/PS-N2 (c), and their corresponding electrostatic potential distributions (b, d); color scale: -50 kcal/mol to 50 kcal/mol.
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3.3.2. Frontier Molecular Orbital Analysis
The frontier orbital energy gaps (HOMO–LUMO gaps) of Rh/PS-SG and Rh/PS-N2 are 3.45 eV and 3.18 eV, respectively. As shown in Fig. 9, the LUMO of Rh/PS-SG is mainly distributed over the Rh center and its adjacent ligands (Fig. 10a), indicating a strong electron-accepting ability that favors the formation of coordination intermediates. Its HOMO (Fig. 10b) is localized on the Rh center, providing an efficient channel for electron donation and exhibiting good symmetry matching with the substrate orbitals. In contrast, the LUMO of Rh/PS-N2 (Fig. 10c) is localized on the peripheral ligand framework with only minor contributions from the Rh center, while its HOMO (Fig. 10d) is also confined within the ligand region. This suggests that Rh/PS-N2 lacks an effective electron transfer pathway during CO coordination. Such an “orbital mismatch” explains why Rh/PS-N2 shows no catalytic activity-its electronic structure fundamentally lacks the capability to initiate the catalytic cycle.
Fig. 10
Frontier molecular orbitals of Rh/PS-SG and Rh/PS-N2: (a) LUMO of Rh/PS-SG, (b) HOMO of Rh/PS-SG, (c) LUMO of Rh/PS-N2, (d) HOMO of Rh/PS-N2. Isosurface value: 0.05 e/Å3.
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3.3.3. Reaction Mechanism and Energy Barrier
To further validate the catalytic performance of Rh/PS-SG, the complete reaction pathway from H2, HCHO, and CO to CHOCH2OH was constructed, and the free energy changes for each reaction step were calculated (Fig. 11). The red dashed sections correspond to key transition states (TS). The results indicate that step 3→4 is the rate-determining step of the entire process, with a free energy barrier of 11.61 kcal·mol− 1. This barrier lies within a reasonable thermodynamic range, suggesting that Rh/PS-SG can effectively facilitate C-C bond formation between HCHO and CO. The transition state structure (highlighted in red) further reveals that the Rh center plays a crucial role during the reaction by participating in electron transfer and bond rearrangement, thereby stabilizing the transition state and driving the reaction forward.
Fig. 11
Computed free energy profile for Rh/PS-SG. Species 1–6 represent key intermediates along the reaction pathway, and the red solid box highlights the structure of the transition state (TS) for the rate-determining step.
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In summary, the superior catalytic performance of Rh/PS-SG can be attributed to its: (1) open spatial architecture, which allows substrates to readily access the active site; (2) favorable electrostatic potential distribution that promotes effective adsorption and activation of CO; (3) advantageous frontier orbital localization that ensures efficient electron transfer; and (4) reasonable free energy profile that supports a smooth catalytic cycle. In contrast, Rh/PS-N2 exhibits excessive steric congestion and an unfavorable electronic structure, leading to structural instability and dissociation immediately after initial adsorption, thereby completely losing catalytic function. This study not only elucidates the microscopic origin of the performance difference between the two catalysts but also provides important guidance for the future design of efficient rhodium-based catalysts: while maintaining high electronic activity at the metal center, the ligand’s spatial configuration and charge distribution must be carefully tuned to avoid structural instability caused by excessive steric hindrance.
4. Conclusions
In summary, we have developed an effective strategy to anchor rhodium carbonyl species over the surface of silica-based molecular sieves, thus generating heterogeneous catalysts for hydroformylation of formaldehyde to glycolaldehyde. The introduction of PNP into supported catalysts through grafting technology provides an electronic donor instead of traditional addition of triphenylphosphine to enhance catalytic performance. Based on the 31P MAS NMR, XPS, FT-IR spectra, and EAN rule, we have reasonably speculated on the coordination modes of Rh center and further revealed the relationship between catalyst structure and performance. DFT calculations confirm that Rh/PS-SG exhibits better catalytic performance, which can be attributed to its open spatial structure, favorable electrostatic potential, advantageous frontier orbital localization, and reasonable free energy profile. In contrast, Rh/PS-N2 loses catalytic function entirely via excessive steric hindrance and poor electronic structure, causing instability and dissociation post-initial adsorption.
CRediT authorship contribution statement
Yuntao He: Writing – review & editing, Writing – original draft, Visualization, Validation, Supervision, Resources, Methodology, Investigation, Formal analysis, Data curation, Conceptualization. Wanting Xia: DFT calculation. Luyang Qiao: Methodology, Formal analysis, Conceptualization. Zongkai Wu: Formal analysis, Data curation. Xinyi Cao: Investigation, Conceptualization. Yong Gao: Investigation. Jiankai Cheng: Writing – review & editing, Formal analysis, Project administration. Zhangfeng Zhou: Writing – review & editing, Supervision, Project administration, Funding acquisition, Conceptualization. Yuangen Yao: Writing – review & editing, Supervision, Project administration, Funding acquisition, Conceptualization.
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Competing interests
The authors declare no competing interests.
Acknowledgements
The financial support for this work was provided by the National Natural Science Foundation of China (U23B20164), the Joint Fund of the Yulin University and the Dalian National Laboratory for Clean Energy (YLU-DNL Fund 2023006), the National Key Research and Development Project of China (2022YFA1503900), the Science and Technology Planning Project of Fujian Province (2023T3051), the Self-deployment Project Research Program of Haixi Institutes, Chinese Academy of Sciences (CXZX-2022-GS03, CXZX-2022-GH05).
Supplementary materials
Mass spectra of the filtrate after loading rhodium species; XRD patterns of supports and catalysts; Diffrerntial thermogravimetric image of SiO2, Cl-SiO2 and PNP-SiO2; CO probe Fourier transform infrared spectroscopy of Rh/PS-SG and Rh/PS-N2; N 1s XPS of PNP-SiO2, Rh/PS-SG and Rh/PS-N2; the deconvolution analysis results of Rh 3d XPS profiles of Rh/PS-SG and Rh/PS-N2; the Rh content of Rh/PS-SG and Rh/PS-N2 before and after reaction.
A
Data availability
Data will be made available on request.
Electronic Supplementary Material
Below is the link to the electronic supplementary material
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Abstract
This work reports a functionalized SiO2 supported immobilized Rh catalyst for the heterogeneous hydrogenation of formaldehyde to glycolaldehyde (GA) without the need for additional soluble phosphine species such as triphenylphosphine. The catalyst was prepared through an effective strategy to anchor active rhodium carbonyl species to functionalized silica molecular sieves. The successful grafting of bisphosphine ligand and rhodium carbonyl was evident through FT-IR studies. The surface interactions between Rh species and P species were elucidated by 31P MAS NMR and X-ray photoelectron spectroscopy (XPS) studies, showing that Rh species were anchored to the support via Rh-P bonds. And the coordination modes of Rh were changed by impregnation under different atmospheres. Compared to a nitrogen atmosphere, the active species HRh(CO)2L, generated by impregnation in syngas atmosphere, showed better catalytic activity and lower leaching of the active metal. Furthermore, density functional theory (DFT) calculations were employed to elucidate the reaction mechanism, and the reasons underlying the differences in catalytic activity and metal leaching behavior among catalysts prepared under different atmospheres. These findings are significant for insights into the relation between the catalytic performance and structure.
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