A
Micro-environment characterization of Beijing courtyard houses based on ENVI-met
Jing Lia, Kunpeng Zhou b, c, d, Ying Qia, Aiqun Li d, ChongChen Wang c, z,2∗
a School of Architecture and Urban Planning, Beijing University of Civil Engineering and Architecture, Beijing 100044, China
b School of Humanities and Social Sciences, Beijing University of Civil Engineering and Architecture, Beijing 100044, China
c Beijing Key Laboratory of Functional Materials for Building Structure and Environment Remediation, Beijing University of Civil Engineering and Architecture, Beijing 100044, China
d International Joint Laboratory of Safety and Energy Conservation for Ancient Buildings, Beijing University of Civil Engineering and Architecture, Beijing 100044, China
z,2 Corresponding author.
E-mail address: wangchongchen@bucea.edu.cn (C.-C. Wang).
Abstract
The Beijing courtyard house, a typical representative of traditional Chinese residential architecture, features unique micro-environmental characteristics. The investigation of its internal micro-environmental variations is significant for its contemporary conservation and adaptive renovation. Therefore, ENVI-met was used to simulate the microenvironment of Beijing courtyard houses, with Mao Dun's former residence as the case study. Two different simulation scenarios were established for summer and winter to evaluate the key micro-environmental parameters, including Mean Radiant Temperature (MRT), air temperature, relative humidity, wind speed, and Physiological Equivalent Temperature (PET). The results show that the environmental thermal comfort of the courtyard houses was primarily influenced by solar radiation in both winter and summer. Owing to differential solar exposure, diversely oriented rooms demonstrate varied thermal performances, particularly in terms of warming rate, MRT, PET, and their peak value and temporal distribution. The wind speed within the courtyard is substantially higher during summer compared to winter, with a pronounced influence on PET. It is recommended that seasonal and directional variations should be seriously considered when taking diversified and targeted measures to optimize the internal environment, while the courtyard is being renovated.
Keywords:
Micro-environment Characterization
Beijing courtyard houses
ENVI-met
A
1. Introduction
The courtyard houses, with a long history and various types, constitute the predominant form of traditional Chinese residential architecture[1], among which the Beijing courtyard house represents the most characteristic example. As a regional residence, Beijing courtyard house has evolved over centuries through continuous practical adaptation by local inhabitants to their unique environment and climatic conditions[2]. Originating in the Yuan Dynasty and progressively refined in the Ming and Qing Dynasties, it gradually became the quintessential architectural embodiment of Beijing residences. Currently, approximately 1,000 courtyard houses remain in a relatively well-preserved state in Beijing, serving as primary vessels of the historic urban fabric[3]. Their meticulous preservation and strategic adaptive reuse are crucial for both preserving and revitalizing the historical urban landscape.
Comprehensive analysis of micro-environmental characteristics within Beijing courtyard house forms a fundamental prerequisite for their preservation and adaptive renewal. Spatially, the Beijing courtyard house is characterized by an inward-looking layout, in which the buildings encircle the central courtyard, creating a unique enclosed but airy microclimate[4]. The microclimate demonstrates a complex dynamic mechanism, strongly correlated with micro-environmental components, including ventilation, daylighting, vegetation, and water features within the courtyard[5]. Consequently, the investigation on the spatiotemporal variations of those micro-environment components within the interior courtyard could provide valuable insights into the microclimate dynamics[6]. Presently, there exists some research related to the Beijing courtyard house, such as Zhang D onia[7], Yu Shuishan[8], and Cheng Zhifen[9], and others[1012], which have employed interdisciplinary approaches integrating architecture, sociology, and environmental science to investigate their historical evolution and spatial characteristics. However, in the previous literature, attention has predominantly centered on the historical, social, and aesthetic dimensions of the Beijing courtyard houses, while the micro-environmental aspects of these courtyards remain understudied, and the quantitative analyses of the micro-environment characterization are still limited. Therefore, micro-environment characterization of the Beijing courtyard house was analyzed using ENVI-met in this work, addressing the deficiency in numerical evidence and providing a precise, scientifically robust foundation for optimizing the residential environments within courtyard houses[13, 14].
ENVI-met, a high-precision 3D urban environment simulation software, uses advanced computational fluid dynamics (CFD). It could accurately model dynamic environmental factors like solar radiation, wind, and water vapor, via inputting meteorological, topographical, architectural, and green space data[15]. Several studies have effectively predicted the effect of different factors on the urban microclimate using ENVI-met, such as geometry and orientation[16, 17], the presence of vegetation[18, 19], and its implications in the thermal comfort of users[20, 21]. Therefore, ENVI-met was employed to conduct a cross-seasonal and multi-period analysis of micro-environmental characteristics in Beijing courtyard houses in this study, providing effective renovation strategies for historical residence conservation[22, 23]. The investigation encompassed multiple dimensions, such as solar radiation, temperature, humidity, and wind speed. Moreover, the Physiological Equivalent Temperature (PET)[24] was also integrated into the analysis, aiming to explore their spatiotemporal patterns and provide insights for the conservation, renovation, and utilization of these traditional dwellings[17].
2. Materials and methods
2.1 Research object
The case study was conducted on the subject of Mao Dun's former residence in the Dongcheng District, Beijing, which was listed as a Cultural Relic Protection Unit of Beijing in 1984[3]. The courtyard complex follows a characteristic north-south orientation, with all doors and windows of the rooms oriented inward toward the courtyard. What’s more, the site features a courtyard layout combining two small and one large courtyard, representing the typical small-to-medium-sized courtyard type found in Beijing. Each demonstrates unique spatial and botanical characteristics. The first courtyard forms a long horizontal rectangle devoid of vegetation. The second courtyard features a large longitudinal rectangle flanked by two small patio courtyards, with central vegetation and a tall banyan tree in the western patio. The third courtyard maintains a long horizontal rectangle form with symmetrical low-canopy trees and entrance-adjacent ornamental plantings.
The research object is geographically situated between 39°30′N and 39°40′N latitude, and 115°30′E to 117°30′E longitude. The region exhibits a temperate continental monsoon climate with semi-humidity and four distinct seasons[3]. Climate variations follow cyclical patterns, with the key environmental factors such as solar altitude angle, solar radiation, and air temperature fluctuating between the winter solstice and the summer solstice[25]. Therefore, two solstice dates, June 12, 2012 and December 22, 2020, were selected as the specific research dates from 25-year meteorological data of Beijing, for which exhibits typical Summer Solstice and Winter Solstice meteorological characteristics. The characteristics could be illustrated in the variation of two solstice dates’ specific meteorological factors at Mao Dun's Former Residence, such as air temperature, relative humidity, wind speed and wind direction (Fig. 1).
Fig. 1
Input meteorological data: (a) Meteorological data for the Air temperature; (b) Meteorological data for the humidity;(c) Meteorological data for the wind speed; (d) Meteorological data for the wind direction;
Click here to Correct
2.2 Methods
The microclimate simulation of Mao Dun's former residence was implemented using ENVI-met, incorporating both a three-dimensional (3D) master model and a one-dimensional (1D) boundary model. The 3D master model was established through specifying parameters such as building heights, material properties, vegetation characteristics, and observation point locations based on actual surveying data. There are four types of underlying surfaces in the study area, including building roof, pavement, exposed soil, and vegetation. Primary material properties encompass masonry facades, tiled roofs, gray permeable brick floor, asphalt concrete pavement, and soil floor. The 1D boundary model was constructed through initial simulation parameters (e.g., wind profiles, temperature, humidity gradients)[26]. Each three-dimensional grid in the study area had a resolution of 1 meter in both horizontal and vertical directions, with a total of 60 × 80 × 20 grids. Following rigorous validation of both grid checks and parameter verification, the microclimate simulation was performed. Post-processing was conducted using BIO-met and Leonardo modules to calculate Physiological Equivalent Temperature (PET) (Fig. 2).
Fig. 2
Architecture diagram of the ENVI-met model of Mao Dun's former residence
Click here to Correct
Following model establishment, the meteorological data collected on June 12, 2012, and December 22, 2020, the representative meteorological days, were input into the model for simulation (Table 1). The simulation period (7:00 to 18:00) corresponded to typical outdoor activity hours. During the simulation, key microclimate parameters, like Mean Radiant Temperature (MRT), air temperature, relative humidity, wind speed, and PET, were recorded to characterize the micro-environment characteristics of the Beijing courtyard house. The data were mainly collected from different observation points, which were set at different locations in the courtyard according to the types of data collected.
Table 1
Simulation Conditions Setting
Meteorological data
The summer solstice
The winter solstice
Date of simulation
June 12, 2012
December 22, 2020
Maximum temperature
33°
Minimum temperature
24°
-8°
Wind speed at 10 m height
2.5
3.5
Wind direction at 10 m height
150°
350°
Maximum relative humidity at 2 m height
78%
77%
Minimum relative humidity at 2 m height
35%
40%
2.3 Data collection
1) MRT
The collection of MRT relied on five observation points, which were set at a height of 1.5 meters at the entrances of rooms facing different directions in Beijing courtyard houses. Receptor Ⅰ (RⅠ) was located at the entrance of the south-facing room. Similarly, RⅡ was at the entrance of the west-facing room, RⅢ at the entrance of the east-facing room, and RⅣ and RⅤ at the entrance of the north-facing room. Among these, RⅠ, RⅡ, RⅢ, and RⅣ were situated in the larger second courtyard, while RⅤ was located in the smaller first courtyard. Through dynamic simulation using winter and summer meteorological datasets, MRT data collected could be used to investigate solar radiation reception and blockage patterns across differently oriented buildings in Beijing courtyard houses (Fig. 3(a))[27].
2) Air temperature and relative humidity
Air temperature and relative humidity data were collected by three observation points, which were set at a height of 1.5 meters at the center of various courtyards of Beijing courtyard houses. Receptor A (RA) was located at the center of the first courtyard. Similarly, RB was located at the center of the second courtyard, and RC was at the center of the third courtyard. The air temperature and relative humidity data collected could be used to probe into the mechanism of temperature and humidity changes, and their impacts on human thermal sensation in different yard scales and greenery conditions (Fig. 3(b))[28].
3) Ventilation efficiency
Ventilation efficiency were measured via five observation points fixed at a height of 1.5 meters, with spatial distribution as follows: Receptor 1 (R1) positioned at the main entrance, R2 at the center of the first courtyard, R3 at the second courtyard's geometric center, R4 at the third courtyard's central point, and R5 situated in the northwestern periphery of the exterior courtyard space. The collected data were mainly used to investigate the interaction mechanism between the overall layout of Beijing courtyard houses and summer-winter prevailing winds, and the impact on PET in different courtyards (Fig. 3(c))[29, 30].
Fig. 3
The spatial distribution maps of different receptor points: (a) MRT observation points; (b) Air temperature and relative humidity observation points; (c) Wind speed observation points.
Click here to Correct
4) PET
In the analysis, the impact of MRT, ventilation efficiency, air temperature, and relative humidity on PET is the focus of research. As a key evaluation index for the comfort level of the micro-environment, PET's sensitivity to the above factors in its calculation was examined. Given the similar geographic and climatic conditions between Tianjin and Beijing (both located on the North China Plain with similar topographical features, latitudes, and longitudes), Tianjin's PET thermal sensation scale was adopted as a suitable reference for Beijing (Table 2)[31].
Table 2
PET value and human thermal sensation in Beijing
Human thermal sensation
PET(℃)
Human thermal sensation
PET(℃)
Extremely cold
<-1
Slightly warm
24–31
Cold
-1-3
Warm
31–36
Cool
3–7
Hot
36–40
Slightly cool
7–11
Very hot
>40
Comfortable
11–24
--
--
3. Results and analysis
3.1 Analysis of MRT characteristics
The Beijing courtyard house is typically arranged as three rectangular courtyards along a central, symmetrical axis. The first courtyard contains only a row of north-facing rooms. The second and largest courtyard, which serves as the primary living area, is centered on the south-facing main room. This main room is flanked by eastern and western wings, with a north-facing room situated directly opposite. The symmetrical layout affects the thermal environment of different rooms in the courtyard houses, as evidenced by the variation of MRT at different observation points during the summer solstice. On a clear and sunny day, the diurnal variation of solar radiation exhibited a noon maximum, decreased with the decrease of solar altitude, and became least (zero) in the morning and evening[32]. As shown in Fig. 4(a), MRT measured from five observation points exhibited a pattern of initial continuous increase followed by a decline in summer, though with varying peak timing across locations. Under the same northward orientation, the MRT observation data for RⅣ in the second observatory were significantly greater than those for RⅤ in the first observatory. Apparently, the bigger courtyard allows more natural lighting into deeper parts of the building[33]. Within the same courtyard, MRT variations reflect different heating rates among rooms of different orientations. Notably, RⅢ (east-facing) reached its peak MRT earliest at 9:00, while RⅣ (north-facing) exhibited the slowest heating rate. From 12:00 to 14:00, RⅠ (south-facing) recorded the highest MRT. RⅡ (west-facing) saw its MRT peak after 14:00. The MRT at each receptor exhibits distinct temporal variations, demonstrating that the rooms facing different directions receive varying amounts of sunlight at different times of the day in the Beijing courtyard house[34].
The mean radiant temperature can be regarded as a weighted sum of all long- and short-wave radiant fluxes (including direct, reflected, and diffuse components) to which a human body is exposed. It is one of the most important meteorological parameters related to human energy balance and human thermal comfort[35]. The data of PET show similar trends with MRT in Fig. 4, indicating a strong correlation with solar radiation intensity. As shown in Fig. 4 (b), PET values at RⅠ-RⅢ remained below 60℃ despite MRT exceeding 70℃ (Fig. 4(a)). This discrepancy suggests that PET is modulated by other factors, such as air temperature, relative humidity, and wind speed. Notably, although RⅠ, RⅡ, and RⅢ exhibited different heating rates (Fig. 4(b)), their peak PET values were similar (57–59℃), further revealing microclimate homogenization within the same courtyard. The uniformity in PET highlights the integrative role of convective and evaporative processes in stabilizing thermal conditions, which align with prior studies on courtyard thermodynamics, where airflow and humidity buffer radiant heat extremes[36].
Due to the sun's position, observation points in the courtyard were exposed to direct solar radiation at different times and shaded during certain periods, resulting in varying PET values across observation points with different orientations. Comparison in Fig. 4 revealed that when oriented northward, RⅤ maintained more stable MRT and PET changes relative to RⅣ (ΔPET < 17℃). This thermal stability can be attributed to the narrow layout of the first courtyard, which effectively shields the north-facing room from direct solar exposure, thereby demonstrating its superior summer cooling performance. In contrast, the second courtyard is larger and receives more solar radiation. RⅠ and RⅢ exhibited prolonged thermal conditions, with PET values exceeding 45℃ for approximately 66.7% of the total observation period (Fig. 4(b)). This persistent thermal stress reflects the significant thermal discomfort experienced in south- and east-facing rooms due to prolonged exposure to solar radiation. RⅡ displayed a significant upward trend in PET after 13:00, which could be ascribed to intense afternoon solar radiation. The thermal sensation corresponding to the experimentally calculated PET values is consistent with the extreme heat sensation reported by researchers during on-site investigations, which was caused by west-facing solar radiation.
These results establish that the bigger courtyard allows more natural lighting into deeper parts of the building. However, the accompanying solar radiation elevates ambient temperatures. To mitigate this, vegetation and water pools are crucial, as their strategic integration enhances shading and evaporative cooling[37]. On the other hand, orientation is a primary factor affecting thermal comfort in courtyard environments, with the south- and west-facing rooms being particularly prone to overheating in summer due to solar radiation. It is recommended to install flexible shading devices on facade openings facing different orientations to block excessive solar radiation at different times of the day. For south-facing rooms, adjustable shading systems effectively reduce midday solar gain[15], while west-facing spaces may benefit from strategically placed vegetation or architectural elements to block afternoon radiation[27].
Fig. 4
The micro-environment parameters variation of different receptor points with time on the summer solstice:
Click here to Correct
(a) MRT; (b) PET.
Analysis of winter solstice data reveals unimodal MRT patterns across all room entrances (Fig. 5(a)). During peak solar hours (10:00–15:00, solar altitude > 30°), RⅢ (east-facing), RⅠ (south-facing), and RⅡ (west-facing) demonstrated sequential MRT peaks followed by declines, while RⅣ (north-facing) maintained minimal fluctuation. During late afternoon hours (15:00–18:00, solar altitude < 30°), RⅠ, RⅡ, and RⅢ exhibited similar cooling rates (Fig. 5(a)). Under high solar altitude conditions, orientation-dependent MRT variations become pronounced, whereas during low solar altitude periods (< 30°), reduced incident solar radiation leads to thermal homogenization across courtyard spaces.
Comparative analysis reveals greater similarity in MRT and PET curves in winter compared to summer, indicating a stronger dominant influence of MRT on winter thermal comfort. As shown in Fig. 5, the minimum PET at all observation points is 8–10℃ higher than the minimum MRT. During winter, deciduous vegetation in the courtyard has a limited influence on ambient temperature and humidity. Moreover, when wind speeds are low, the moderating effect of airflow and humidity on radiant heat becomes significantly weaker than in summer[33]. Figure 5(a) shows a significant increase in MRT at observation points RⅢ, RⅠ, and RⅡ between 10:00 and 15:00, indicating that the larger second courtyard receives more solar radiation but also loses more heat. Consequently, the maximum PET values at RⅢ, RⅠ, and RⅡ decreased by 3–6°C relative to the maximum MRT values, while the change at RⅤ in the first courtyard was negligible. Despite comparable solar exposure in the same courtyard, RⅡ and RⅢ exhibited distinct peak times in PET (RⅡ: 10:00–11:00; RⅢ: 13:00–14:00), which was caused by the different solar azimuth angles (Fig. 5(b)). This reveals orientation-dependent effects on solar utilization efficiency, with PET showing a strong positive correlation with radiation intensity during winter conditions[38].
The analysis demonstrates that solar radiation constitutes the dominant factor governing courtyard thermal comfort in both summer solstice and winter solstice, with notably stronger influence during winter conditions. Driven by heat loss concerns in exposed courtyards, courtyard dimensions are limited. As a result, courtyards in cold climates tend to adopt a more compact, inward-looking form. However, the building needs natural heating during winter and also natural lighting all year. In contrast, the narrow courtyard space would significantly block sunlight in a real-life situation due to the low solar altitude angle in winter[39]. Therefore, the reasonable dimensions of the courtyard (such as its area, length, and width) and the appropriate building height are suggested, ensuring that each room can receive sufficient solar radiation in winter to enhance the thermal comfort of the residential environment[40].
Fig. 5
The micro-environment parameters variation of different receptor points with time on the winter solstice:
Click here to Correct
(a) MRT; (b) PET.
3.2 Analysis of air temperature and relative humidity characteristics
The first and third courtyards in Mao Dun's former residence share the same width and similar areas. While the first courtyard remains unvegetated, the third courtyard contains centrally positioned low trees and ornamental plantings. The second courtyard, covered with vegetation and divided by a crisscross stone path, is twice the size of the first and third courtyards, with a tall banyan tree in the northwest corner. The shape and vegetation of the courtyard would affect the air temperature and relative humidity.
Figure 6 shows that during summer solstice conditions, air temperatures ranged from 25℃ to 35℃, while the relative humidity varied between 30% and 62% across the study sites. The air temperature and relative humidity in different courtyards maintain a similar level, which could be attributed to the air exchange among different courtyards through the interconnected doorways. As depicted in Fig. 6 (a), an initial increase followed by a decrease was observed in all observation points, which reach zenith at approximately 14:00. Figure 6 (b) reveals a characteristic diurnal humidity pattern across all observation points, exhibiting three distinct phases: (1) an initial transient increase, (2) followed by a gradual decline, and (3) a subsequent recovery. The relative humidity peaked at approximately 08:00 hours before decreasing to its minimum value around 15:00 hours. It is shown in Fig. 6(a, c) that a single peak with a trend of rising and then falling is present in the spectrum of air temperature and PET, confirming a strong positive correlation between the two factors. Moreover, the variation of PET at different observation points was significantly greater than that of air temperature, primarily attributable to differential solar radiation exposure. Comparative analysis revealed significantly lower PET values at RA (center of the first courtyard) and RC (center of the third courtyard) relative to RB (center of the second courtyard), indicating markedly cooler thermal conditions. This could be put down to the elongated and narrow geometries of first and third courtyards with limited depth, reducing solar radiation exposure and offering a relatively more comfortable thermal environment. Conversely, the second courtyard, which featured a wider layout and lacked significant shading elements, was highly susceptible to solar radiation, with rapid PET escalation (9:00–17:00) and prolonged thermal discomfort. This result is consistent with the conclusions of Kumar, R., who demonstrated the efficacy of shading measures in temperature reduction[41]. It further demonstrates that the amount of sunshine directly affects the changes in air temperature within the courtyard.
The air temperature at each observation point increased significantly between 8:00 and 15:00, while the relative humidity dropped sharply after 8:00 (Fig. 6(b)). Relative humidity represents the ratio of actual water vapor pressure to saturation vapor pressure at identical air temperature[28]. As the temperature rose, the saturation vapor pressure gradually increased, leading to a decrease in relative humidity with actual water vapor pressure remaining unchanged. At the identical air temperature, RA and RC exhibited marginally higher relative humidity than RB prior to 10:00, attributable to greater water vapor content in the narrow courtyard. Furthermore, Fig. 6 demonstrates an inverse temperature-humidity relationship with coupled PET variations. Prior to, rising temperatures coincided with decreasing humidity and increasing PET. Subsequently, declining temperatures were accompanied by rising humidity and falling PET values. It indicates that the elevated temperature, coupled with reduced humidity, exacerbates thermal discomfort in summer by intensifying heat perception. Conversely, the environment with low temperature and high humidity in summer is conducive to improving human comfort. Notably, while summer solstice air temperature and relative humidity trends were consistent across courtyards, PET variations differed significantly (Fig. 6(c)). This divergence primarily reflects vegetation differences: although RA and RC shared similar air temperatures, RC exhibited lower PET values. The third courtyard's greenery attenuated solar radiation, reducing ground and building heat absorption and MRT compared to the unvegetated first courtyard.
The observed PET variations among courtyards in summer result from differential solar radiation and vegetation greenery. Specifically, the expansive, unshaded second courtyard received greater solar radiation, yielding higher PET values. In contrast, the more compact first and third courtyards with better shading conditions experienced reduced solar radiation and consequently lower PET values. Therefore, installing sunshades or planting tall greenery in large courtyard spaces is suggested to reduce the impact of solar radiation and improve the comfort of the courtyard living environment[42]. Using deciduous plants is a very effective strategy to reduce the temperature through their shading and evaporative cooling function. Because of this evaporation and evapotranspiration, the humidity in the courtyard is increased as well[37].
Fig. 6
The micro-environment parameters variation of different receptor points with time on the summer solstice:
Click here to Correct
(a) Air temperature; (b) Relative humidity; (C) PET.
During the observation period on the winter solstice, air temperature ranged from − 4℃ to 4℃, while relative humidity fluctuated between 62% and 85%. Figure 7(a) demonstrates that receptors C, A, and B exhibited unimodal air temperature trends, peaking at 16:00 before gradually declining. Figure 7(b) illustrates that relative humidity followed a unimodal trend, reaching its minimum at 15:00. Similarly, PET exhibited a single peak pattern, peaking at 13:00 (Fig. 7(c)).
Figure 7(a) demonstrates subzero temperatures (< 0℃) at all three receptors from 7:00 to 10:00, with RC and RA exhibiting similar thermal trends and marginally higher values than RB. The thermal pattern primarily results from the second courtyard's expansive layout, promoting greater heat dissipation under winter's low solar altitude, compared to the first courtyard's narrow configuration. From 10:00 to 17:00, RA and RB maintained comparable temperatures marginally below RC's values, which could be interpreted from the airflow between the first and second courtyards, and the enclosed layout of the third courtyard. The relative humidity at different observation points during the winter solstice exhibited distinct characteristics (Fig. 7(b)). RB maintained higher humidity than RA before 10:00, with values converging thereafter. For that, the air humidity in courtyards with vegetation is higher when the solar altitude angle is relatively small. As solar radiation increased, the second courtyard's larger scale enhanced its solar heat gain relative to the first courtyard, demonstrating scale-dependent thermal responses. In contrast to the relative humidity observed at RA and RB, RC recorded the lowest relative humidity throughout the observation. This can be attributed to two primary factors. Firstly, the third courtyard has a more enclosed layout, effectively restricting the ingress of cold and humid air, thereby reducing the absolute humidity[26]. Secondly, as shown in Fig. 7(a), Receptor C's elevated air temperatures (Fig. 7(a)) increase saturation vapor pressure, resulting in a lower relative humidity.
Figure 7(C) reveals that RB (the second courtyard) recorded the highest PET value, followed by RA, while RC showed the lowest value during the 9:00–15:00. It is inferred that larger-scaled courtyards have a greater surface area exposed to solar radiation, which increases the amount of solar energy absorbed, leading to an increase in PET values as a result. This confirms PET’s strong dependence on solar altitude angle and the direction of sunlight in winter. Therefore, the PET of different courtyards is predominantly related to courtyard dimensions under stronger solar radiation. Conversely, observation points in different courtyards experienced weaker solar radiation during 7:00–9:00 and 15:00–18:00 (corresponding to sunrise and sunset hours). During these periods, the air temperature of RC was slightly higher than at other observation points, and the corresponding PET was also higher, which shows that air temperature is a key factor affecting the thermal environment of courtyards in the absence of sufficient solar radiation[43].
The analysis confirms that the changes in air temperature and relative humidity have a definite impact on PET. High temperatures coupled with low-humidity environments promote higher PET values, whereas cooler temperatures with increased humidity depress PET. Consequently, high temperatures and drier conditions are advocated in winter to improve environmental thermal comfort. The analysis further identifies limitations in traditional courtyard design. Specifically, the second courtyard's open layout exacerbates winter heat loss due to reduced thermal mass effectiveness. This could be mitigated through adaptive solar management strategies, such as flexible insulation facilities to minimize heat loss. The tall trees in the third courtyard block a significant amount of solar radiation in winter, resulting in the highest relative humidity. Therefore, pruning the tree crowns in winter is recommended to increase solar radiation for passive heating.
Fig. 7
The micro-environment parameters variation of different receptor points with time on the winter solstice:
Click here to Correct
(a) Air temperature; (b) Relative humidity; (C) PET.
3.3 Analysis of wind speed distribution and ventilation performance
During the observation period on the summer solstice, the air temperature at the center of different courtyards ranged from 24℃ to 36℃ with wind speeds of 0-1.2 m/s. All observation points displayed similar unimodal temperature patterns, peaking at approximately 14:00 (Fig. 8(a)). Figure 8(b) demonstrates consistent wind speed patterns across observation points with stable temporal variations. R1, located at the southeastern main gate, recorded the highest wind speed from the southeast due to its direct exposure to prevailing southeasterly summer winds in Beijing. R3 recorded the lowest wind speed of approximately 0.1 m/s at the second courtyard's center. The second courtyard’s broad wind tunnel cross-sections, significantly larger than those of the first and third courtyards, explain the lowest wind speed under the condition of a fixed total wind volume in the courtyard. This shows a gradual decline in the efficiency of the windshield with an increase in the yard area[43].
As shown in Fig. 8(c), all receptors follow a unimodal PET pattern peaking around 13:00. R1 maintained the lowest PET value between 8:00 and 16:00 due to its elevated wind speeds, which enhanced convective heat loss through accelerated evaporative cooling. Although R2 (center of the first courtyard), R3 (center of the second courtyard), and R4 (center of the third courtyard) showed similar air temperature variations, significant variations emerged in both wind speed and PET values across these locations. R3 recorded the lowest wind speed and the highest PET value, indicating the uncomfortable thermal environment in summer. Despite comparable wind speeds and air temperatures at R2 and R4, R4 exhibited significantly lower PET values. It can be attributed to two aspects: the trees in the third courtyard block part of the solar radiation, and the wind speed is significantly higher than that in the first courtyard. Higher wind speeds accelerate the evaporation of sweat, leading to a cooling sensation[44].
In summary, summer PET distributions exhibit significant spatial variations mediated by courtyard ventilation efficiency. The main gate recorded the highest wind speed and the lowest PET, while the second courtyard recorded the lowest wind speed and the highest PET. Therefore, two ventilation optimization strategies are recommended: (1) enhancing air circulation within the courtyard in summer through the principle of thermal pressure; (2) installing shallow water pools to generate convective airflow via temperature-induced pressure differentials with surrounding areas.
Fig. 8
The micro-environment parameters variation of different receptor points with time on the summer solstice:
Click here to Correct
(a)Air temperature; (b)Windspeed; (c)PET.
Figure 9(a) suggests a consistent diurnal pattern in air temperature across multiple observation points during winter, characterized by a single peak occurring at 16:00. Figure 9(b) documents speeds ranging from 0 m/s to 1.7 m/s with slight spatial variations. R5 at the northwest exterior recorded the highest wind speed (1.4 m/s-1.7 m/s) due to direct exposure to prevailing northwest winds. Contrasting with R1 regulated airflow (0.3 m/s-0.5 m/s) at the main gate, R2, R3, and R4, located in the first, second, and third courtyards, respectively, recorded the minimal airflow (~ 0.1 m/s). This demonstrates that the courtyard wall can effectively resist the cold wind and create a relatively stable internal wind environment within the courtyard. Especially, the exterior walls and buildings can act as barriers to reduce the direct impact of strong northwesterly winds on the internal courtyard in winter. Notably, the location of the main entrance ensures summer ventilation while preventing winter winds from invading, providing residents with relatively comfortable and stable indoor activity spaces[23].
Figure 9(a) reveals consistent air temperature patterns across different areas, while PET values exhibit significant spatial variations influenced by wind speed. As depicted in Fig. 9, R5 (northwest exterior) recorded both peak wind speed and minimum PET values. Moreover, exterior PET values remained systematically lower than interior measurements due to wind-driven heat dissipation. In comparison, the enclosed courtyard effectively shields the interior from the influence of strong winds, maintaining consistently low wind speeds (< 0.2 m/s) with minimal spatial variation. This wind reduction significantly decreases convective heat loss, resulting in elevated interior PET values[45].
In conclusion, the northwestern exterior (R5) experienced the highest wind speed in winter, driving convective heat loss that yields minimum PET values and pronounced thermal discomfort. In contrast, the courtyard interior maintains a pleasant living environment through effective wind speed attenuation (around 0.1 m/s). Moreover, the comfort level of the courtyard environment can be further improved by increasing the courtyard thermal insulation performance to reduce wind speed and increase PET.
Fig. 9
The micro-environment parameters variation of different receptor points with time on the winter solstice:
Click here to Correct
(a)Air temperature; (b)Wind speed; (c)PET.
4. Conclusions and discussions
The characteristics and patterns of micro-environmental changes during the typical summer solstice and winter solstice in the courtyard of Mao Dun's former residence were systematically explored in this work, based on historical meteorological and measured data in downtown Beijing. Through ENVI-met simulations and spatial analysis of four key parameters: solar radiation, air temperature, humidity, and ventilation, the research reveals the following principal findings:
(1) Analysis of MRT and PET at the entrances of rooms with different orientations reveals the impact of MRT on the outdoor thermal environment. Solar radiation is the primary factor influencing the internal thermal environment of Beijing courtyard houses. Courtyard size and solar orientation significantly affect the warming rates, MRT, PET peaks, and their occurrence time. In summer, the PET at the entrances of most rooms exceeds 40°C, resulting in a very hot thermal sensation, whereas winter PET levels in the capacious courtyard remain in a reasonable range due to abundant solar radiation. Therefore, flexible shading measures are recommended during periods of intense summer solar radiation to enhance comfort in rooms facing different orientations. For instance, installing retractable awnings or adjustable louvered blinds in south- and west-facing rooms can block midday south-facing solar radiation and afternoon west-facing solar radiation.
(2) Courtyard scale and vegetation configuration significantly influence PET variations while exhibiting minimal effects on air temperature and humidity. High temperatures coupled with low relative humidity can lead to an increase in PET, exacerbating thermal discomfort during summer months while enhancing thermal comfort in winter. This seasonal dichotomy mainly stems from the impact of solar radiation on air temperature and relative humidity within the courtyard, which varies with seasonal vegetation and spatial layout. Consequently, the reasonable greening area is advisable to optimize the microclimate comfort of different courtyards. Planting a combination of tall trees and low shrubs is also suggested to create a multi-level greening space, seasonally regulating the microclimate.
A
(3) The ventilation efficiency of different courtyards varies considerably in summer, while remaining around 0.1 m/s with minimal differences in winter, creating a stable wind field for courtyard users. While the southeastern main gate achieves optimal summer comfort through natural wind channeling, interior zones suffer from stagnant airflow (< 0.2 m/s) that impedes heat dissipation. To address this issue, two evidence-based interventions are proposed: (i) promoting air circulation within the courtyards according to the summer thermal pressure principle; (ii) installing small water pools to enhance the comfort of the courtyard micro-environment.
This study seeks to develop a preliminary set of modeling variables influencing the micro-environmental performance of Beijing courtyard houses using ENVI-met, with the goal of informing future adaptive renovation strategies. It should be noted that the current simulation input data are primarily based on historical meteorological records. To improve the reliability and validity of the findings, future work will incorporate field-measured experimental data for more accurate and site-specific modeling.
A
Funding
This work is supported by the National Natural Science Foundation of China (Nos. 52308300).
A
Author Contribution
J.Li.: Conceptualisation (supporting), Data Curation (lead), Formal Analysis (supporting), Investigation (supporting),Methodology (supporting), Validation (equal), Visualisation (lead), Writing-Original Draft (lead). Primary responsibility.K.P.Zhou.: Conceptualisation (lead), Methodology (lead), Supervision (lead), Validation (equal), Writing-Review and Editing (equal). Second primary contribution.Y.Qi.: Validation (supporting), Writing-Review (equal).​A.Q.Li.: Project Administration (lead), Resources (supporting), Supervision (supporting). Team and progress oversight.​C.C.Wang.: Corresponding Author. Conceptualisation (supporting), Funding Acquisition (lead), Supervision (lead), Writing-Review and Editing (equal). Direction, methodology guidance and submission.All authors have read and approved the final version of the manuscript, confirm no improper authorship, omissions, or false statements, and agree to its publication.
J.Li.: Conceptualisation (supporting), Data Curation (lead), Formal Analysis (supporting), Investigation (supporting),Methodology (supporting), Validation (equal), Visualisation (lead), Writing-Original Draft (lead). Primary responsibility.
K.P.Zhou.: Conceptualisation (lead), Methodology (lead), Supervision (lead), Validation (equal), Writing-Review and Editing (equal). Second primary contribution.
A
Y.Qi.: Validation (supporting), Writing-Review (equal).​
A.Q.Li.: Project Administration (lead), Resources (supporting), Supervision (supporting). Team and progress oversight.​
C.C.Wang.: Corresponding Author. Conceptualisation (supporting), Funding Acquisition (lead), Supervision (lead), Writing-Review and Editing (equal). Direction, methodology guidance and submission.
All authors have read and approved the final version of the manuscript, confirm no improper authorship, omissions, or false statements, and agree to its publication.
Competing Interests
The authors declare that they have no competing interests as defined by Springer, or other interests that might be perceived to influence the results and/or discussion reported in this paper.
Reference
1.
Petruccioli A. The courtyard house: typological variations over space and time[M]//Courtyard Housing. Taylor & Francis; 2004. pp. 24–48.
2.
Zhang D. Classical courtyard houses of Beijing: architecture as cultural artifact[J]. J Space Communication. 2015;1(1):10–15340.
3.
Duan B. Beijing Siheyuan Zhi (Beijing Siheyuan Chronicle)[M]. Beijing: Beijing publishing; 2016.
4.
Xu M, Yang Z. Design history of China's gated cities and neighbourhoods: Prototype and evolution[J]. Urban Des Int. 2009;14(2):99–117.
5.
Du X, Bokel R, van den Dobbelsteen A. Architectural spatial design strategies for summer microclimate control in buildings: a comparative case study of Chinese vernacular and modern houses[J]. J Asian Archit Building Eng. 2016;15(2):327–34.
6.
Xu H, Lin X, Shi K, et al. Research progress and hotspot evolution analysis of landscape microclimate: visual analysis based on CNKI and WOS[J]. Int J Environ Res Public Health. 2022;19(22):15118.
7.
Zhang D. New courtyard houses of Beijing: direction of future housing development[J]. Urban Des Int. 2006;11(3):133–50.
8.
Yu S. Courtyard in conflict: The transformation of Beijing’s siheyuan during revolution and gentrification[J]. J Archit. 2017;22(8):1337–65.
9.
Cheng Z, Zhou S, Zhang B. The spatial factors of cultural identity: a case study of the courtyards in a historical residential area in Beijing[J]. Sustainability. 2018;10(8):2587.
10.
WANG D, LYU Q, WU Y, et al. The characteristic of regional differentiation and impact mechanism of architecture style of traditional residence[J]. J Nat Resour. 2019;34(9):1864–85.
11.
Mao R. The Commercialization of Beijing Hutongs[J]. J Geogr Geol. 2018;10:39.
12.
Li A. Public space without the public: State and individuals in courtyard space in Dashilar, Beijing[J]. Chin J Sociol. 2021;7(3):390–412.
13.
Zhang C, Lu B. Residential Satisfaction in Traditional and Redeveloped Inner City Neighborhood: A Tale of Two Neighborhoods in Beijing[J]. Travel Behav Soc. 2015;5:23–36.
14.
Shuhei A. An Investigation of Urban Renewal in Beijing's Old City Reflections on Courtyard Compound Renovation at South Luogu Lane and L-Shaped House at Dengshikou[J]. Architectural J, 2018:23–9.
15.
Alsaad H, Hartmann M, Hilbel R, et al. ENVI-met validation data accompanied with simulation data of the impact of facade greening on the urban microclimate[J]. Data Brief. 2022;42:108200.
16.
Ghaffarianhoseini A, Berardi U, Ghaffarianhoseini A. Thermal performance characteristics of unshaded courtyards in hot and humid climates[J]. Build Environ. 2015;87:154–68.
17.
Nasrollahi N, Hatami M, Khastar SR, et al. Numerical Evaluation of Thermal Comfort in Traditional Courtyards to Develop New Microclimate Design in a Hot and Dry Climate[J]. Sustainable Cities Soc. 2017;35:449–67.
18.
Taleghani M, Tenpierik M, van den Dobbelsteen A, et al. Heat in courtyards: A validated and calibrated parametric study of heat mitigation strategies for urban courtyards in the Netherlands[J]. Sol Energy. 2014;103:108–24.
19.
Salata F, Golasi I, de Lieto Vollaro A, et al. How high albedo and traditional buildings’ materials and vegetation affect the quality of urban microclimate. A case study[J]. Energy Build. 2015;99:32–49.
20.
Fabbri K, Di Nunzio A, Gaspari J, et al. Outdoor Comfort: The ENVI-BUG tool to evaluate PMV values Output Comfort point by point[J]. Energy Procedia. 2017;111:510–9.
21.
Acero JA, Herranz-Pascual K. A comparison of thermal comfort conditions in four urban spaces by means of measurements and modelling techniques[J]. Build Environ. 2015;93:245–57.
22.
Wang W, Shi Y, Zhang J, et al. Exploration of non-linear influence mechanisms of traditional courtyard forms on thermal comfort in winter and summer: A case study of Beijing, China[J]. Sustainable Cities Soc. 2025;119:106124.
23.
Yilmaz S, Kulekci EA, Mutlu BE, et al. Analysis of winter thermal comfort conditions: street scenarios using ENVI-met model[J]. Environ Sci Pollut Res Int. 2021;28(45):63837–59.
24.
Höppe P. The physiological equivalent temperature–a universal index for the biometeorological assessment of the thermal environment[J]. Int J Biometeorol. 1999;43(2):71–5.
25.
Guo S, Yan D, Hong T, et al. A Novel Approach for Selecting Typical Hot-Year (THY) Weather Data[J]. Appl Energy. 2019;242:1634–48.
26.
Lopez-Cabeza VP, Galan-Marin C, Rivera-Gomez C, et al. Courtyard Microclimate ENVI-met Outputs Deviation from the Experimental Data[J]. Build Environ. 2018;144:129–41.
27.
Wu R, Fang X, Liu S, et al. A Fast and Accurate Mean Radiant Temperature Model for Courtyards: Evidence from the Keyuan Garden in Central Guangdong, China[J]. Build Environ. 2022;229:109916.
28.
Shaeri J, Yaghoobi M, Aliabadi M, et al. Experimental study of temperature, relative humidity and wind speed of traditional houses at hot and humid climate of Iran (Case study: Tabib and Nozari houses in Bushehr)[J]. J Fine Arts: Archit Urban Plann. 2018;22(4):93–105.
29.
Michael A, Demosthenous D, Philokyprou M. Natural ventilation for cooling in mediterranean climate: A case study in vernacular architecture of Cyprus[J]. Energy Build. 2017;144:333–45.
30.
Wu R, Huang M, Yang Z, et al. Pix2Pix-assisted Beijing hutong renovation optimization method: an application to the UTCI and thermal and ventilation performance[J]. Buildings. 2024;14(7):1957.
31.
Lai D, Chen B, Liu K. Quantification of the Influence of Thermal Comfort and Life Patterns on Outdoor Space Activities[J]. Build Simul. 2019;13:113–25.
32.
Shrestha AK, Thapa A, Gautam H. Solar radiation, air temperature, relative humidity, and dew point study: Damak, Jhapa, Nepal[J]. Int J Photoenergy. 2019;2019(1):8369231.
33.
Taleghani M, Tenpierik M, van den Dobbelsteen A. Environmental impact of courtyards—A review and comparison of residential courtyard buildings in different climates[J]. J Green Building. 2012;7(2):113–36.
34.
Wang W, Shi Y, Zhang J, et al. Exploration of non-linear influence mechanisms of traditional courtyard forms on thermal comfort in winter and summer: A case study of Beijing, China[J]. Sustainable Cities Soc. 2025;119:106124.
35.
Tan CL, Wong NH, Jusuf SK. Outdoor mean radiant temperature estimation in the tropical urban environment[J]. Build Environ. 2013;64:118–29.
36.
Diz-Mellado E, López-Cabeza VP, Rivera-Gómez C, et al. Optimizing a courtyard microclimate with adaptable shading and evaporative cooling in a hot mediterranean climate[J]. J Building Eng. 2024;88:109167.
37.
Raydan D, Ratti C, Steemers K. Courtyards: a bioclimatic form?[M]//Courtyard Housing. Taylor & Francis; 2004. pp. 214–29.
38.
Moradi S, Matin M, Fayaz R. Analysing the climatic impact of central courtyards in traditional houses of Tabriz[J]. Space Ontology Int J. 2018;7(1):29–49.
39.
Skarning GCJ, Hviid CA, Svendsen S. The Effect of Dynamic Solar Shading on Energy, Daylighting and Thermal Comfort in a Nearly Zero-Energy Loft Room in Rome and Copenhagen[J]. Energy Build. 2016;135:302–11.
40.
Almhafdy A, Ibrahim N, Ahmad SS, et al. Courtyard design variants and microclimate performance[J]. Procedia-Social Behav Sci. 2013;101:170–80.
41.
Kumar R, Garg SN, Kaushik SC. Performance evaluation of multi-passive solar applications of a non air-conditioned building[J]. Int J Environ Technol Manage. 2005;5(1):60–75.
42.
Wang H, Qiu J, Breuste J, et al. Variations of Urban Greenness Across Urban Structural Units in Beijing, China[J]. Volume 12. Urban forestry & urban greening; 2013. pp. 554–61.
43.
Xu S, Cheng B, Huang Z, et al. An investigation on the thermal environment of residential courtyards in the cold area of Western Sichuan Plateau[J]. Buildings. 2022;12(1):49.
44.
Allah MZ, Hariri A, Kamar HM. Comparison of Thermal Comfort Condition of Naturally Ventilated Courtyard, Semi-Outdoor and Indoor Air-Conditioned Spaces in Tropical Climate[J]. J Adv Res Fluid Mech Therm Sci. 2023;101:45–58.
45.
He B, Yang L, Ye M. Strategies for creating good wind environment around Chinese residences[J]. Sustainable Cities Soc. 2014;10:174–83.
1
When a human body (male, with a height of 180 cm, a weight of 75 kg, a clothing thermal resistance of 0.9 clo, and a metabolic rate of 80 W) is in a certain environment, and his core temperature and skin temperature are equal to those when he is in a typical room (where the mean radiant temperature is equal to the air temperature, the water vapor pressure is equal to 1200 Pa, and the airflow velocity is equal to 0.1 m/s), then the air temperature of this typical room is equal to the Physiological Equivalent Temperature (PET).
2
Mean Radiant Temperature is the surface temperature of an imaginary isothermal enclosure, where the amount of radiant heat transfer between the human body and the imaginary enclosure is equal to the amount of radiant heat transfer between the human body and the actual surrounding non-isothermal enclosure.
3
absolute humidity refers to the mass of water vapor present in a given volume of air.
4
saturated water vapor pressure is the pressure exerted by water vapor in a state of equilibrium with its liquid phase at a given temperature.
Total words in MS: 5957
Total words in Title: 9
Total words in Abstract: 184
Total Keyword count: 3
Total Images in MS: 9
Total Tables in MS: 2
Total Reference count: 45