Introduction
Adjacent segment lumbar disc herniation (ASLDH)[1], a progressively radiographical and symptomatic lumbar disc degeneration adjacent to the previously operated spinal segment, represents a well-documented complication of lumbar fusion (LF) surgery, with a reported incidence ranging from 5.2% to 18.5%[2]. While previous studies have identified numerous risk factors associated with the development and progression of adjacent segment disc degeneration, a clear consensus on its pathogenesis remains elusive[3,4,5]. In addition to causing significant neurofunctional impairments, symptomatic ASLDH detrimentally impacts mental and psychological health and substantially reduces patients' quality of life[6,7]. Therefore, it is imperative to highlight this concern and explore effective preventive and therapeutic measures for ASLDH.
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Surgical intervention becomes necessary for ASLDH when conservative management fails[8], and both repeated open fusion (FIGURE 1) procedures and minimally invasive spine surgery (MISS) techniques can achieve adequate neural decompression[9–12]. Established and conventional open spinal fusion techniques, including posterior lumbar interbody fusion (PLIF), posterior laminectomy with fusion (PLF), oblique lumbar interbody fusion (OLIF), and anterior lumbar interbody fusion (ALIF), are employed in the treatment of ASLDH. However, it cannot be denied that open fusion techniques induce a second painful experience and substantial trauma to the muscle tissue, and revision surgeries do not consistently yield satisfactory clinical outcomes, potentially diminishing patient satisfaction. In contrast, MISS has emerged and gained preference as a preferred method for ASLDH due to its minimal incision, which mitigates damage to facet joints and posterior ligaments, and results in less muscle tissue injury[13]. Furthermore, MISS techniques have been widely used for their lower incidences of perioperative complications, such as nerve root injury and dural tear, which is particularly advantageous in the setting of pre-existing surgical scars and instrumentation[11,12]. Thus, MISS techniques appear to have more advantages compared with open repeated operations in treating ASLDH.
Further developments in endoscopic spinal surgeries provide various options for lumbar disc herniation (LDH). As an alternative solution and a key component of MISS techniques, percutaneous endoscopic lumbar discectomy (PELD) has been widely recognized for encouraging results and is accepted for various presentations of LDH, including ASLDH. In addition, as a uniportal, non-coaxial spinal endoscopic surgery (UNSES), arthroscopic-assisted uniportal spinal surgery (AUSS) aligns with the principles of open surgery and offers outstanding advantages in instrument channel design, enhancing endoscopic visualization and operational flexibility[14,15]. Crucially, the integration of a 30° arthroscope provides a wider field of view and compatibility with various spinal surgical techniques and instruments. Therefore, the superior maneuverability suggests broader applicability for degenerative disc conditions compared to coaxial systems like PELD for ASLDH. Thus, this study aimed to compare the safety and efficacy of these two prominent MISS techniques—PELD and AUSS—in the treatment of ASLDH following LF. We retrospectively analyzed clinical data from 112 consecutive ASLDH patients who underwent either PELD or AUSS.
Clinical Data and Evaluation
Clinical Indicators
The following parameters were documented and analyzed preoperatively and at 3, 6, and 12 months post-surgery: (1) Pain intensity, evaluated via the Visual Analogue Scale (VAS) for both lower back pain (VAS-BP) and lower limb pain (VAS-LP). (2) Neurological function, gauged using the Japanese Orthopaedic Association (JOA) scoring system. (3) Functional disability, measured by the Oswestry Disability Index (ODI). (4) Quality of life, assessed with the Short Form-36 (SF-36) health survey. (5) Postoperative complications, including nerve root injury, dysesthesia in the affected limb, epidural hematoma, incidental dural tear, hip pain, delayed wound healing, and surgical site infection. (6) Serum pain mediator levels. Fasting venous blood samples (5 mL) were obtained preoperatively and at 3, 6, and 12 months postoperatively. After centrifugation (2500 rpm for 10 minutes, 6 cm radius), serum concentrations of 5-hydroxytryptamine (5-HT), substance P (SP), and norepinephrine (NE) were quantified using enzyme-linked immunosorbent assay (ELISA).
Therapeutic Efficacy Rate
Clinical success at the six-month postoperative mark was determined according to modified MacNab criteria, classifying outcomes as: (1) Excellent: Absence of symptoms, unrestricted return to pre-disease activity levels; (2) Good: Minimal residual symptoms not interfering with daily function; (3) Fair: Moderate symptom improvement but with significant activity limitations; (4) Poor: Little to no improvement or worsening condition. The overall success rate was defined as the proportion of patients with Excellent or Good outcomes relative to the total cohort, serving as the primary measure of surgical efficacy.
Statistical Analysis
Statistical analysis was performed using SPSS version 26.0 (IBM, Armonk, New York, USA), with P < 0.05 considered statistically significant. Continuous data are summarized as mean ± standard deviation. Intergroup comparisons of continuous variables were performed using independent samples t-tests, while intragroup comparisons employed paired samples t-tests. Categorical data, expressed as percentages, were analyzed via the Chi-square test.
Results
Demographics
Patient demographic and baseline characteristics are detailed in Table 1. The two groups were statistically comparable regarding gender distribution, age, and duration of follow-up (P > 0.05). However, the AUSS group exhibited significantly reduced intraoperative blood loss, shorter operative duration, and decreased length of hospital stay compared to the PELD group (P < 0.001).
Table 1
Comparison of demographic data (mean ± SD) between the two groups before surgery.
|
Group
|
n
|
Gender(M/F)
|
Age(years)
|
Number of X-ray exposure
|
Operation time(min)
|
Blood loss(ml)
|
Hospital study(day)
|
Follow-up period(m)
|
|
AUSS
|
55
|
19/34
|
66.9 ± 6.3
|
5.6 ± 0.9
|
67.3 ± 11.3
|
72.8 ± 9.8
|
5.7 ± 1.5
|
13.8 ± 1.1
|
|
PELD
|
57
|
25/32
|
65.9 ± 7.6
|
2.0 ± 0.6
|
77.3 ± 15.1
|
108.8 ± 13.9
|
6.9 ± 1.0
|
13.6 ± 0.9
|
|
χ²/t
|
|
0.734
|
-0.807
|
26.732
|
3.923
|
15.841
|
5.073
|
-1.191
|
|
P
|
|
0.391
|
0.421
|
0.000
|
0.000
|
0.000
|
0.000
|
0.236
|
Functional Indicators
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The clinical indicators of VAS, JOA, and ODI are compared and exhibited in FIGURES 3–6. At each follow-up time point, the JOA score was higher in the AUSS group than in the PELD group (P < 0.001), while VAS-BP, VAS-LP, and ODI scores were lower in the AUSS group than in the PELD group (P < 0.001).
Quality of Life
The scores of the eight dimensions of the SF-36 at 3, 6, and 12 months postoperatively increased in both groups compared with the preoperative values (P < 0.001). The dimension scores for physical functioning (PF), role limitations due to physical health problems (RP), bodily pain (BP), general health perceptions (GH), vitality (VT), social functioning (SF), role limitations due to emotional problems (RE), and mental health (MH) in the AUSS group were higher than those in the PELD group at each follow-up time point (P < 0.001) (Table 2 − 1,2–2,2–3).
Table 2
− 1 Comparison of life quality between two groups at the same timepoint (mean ± SD)
|
Group
|
PF
|
RP
|
BP
|
| |
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
|
AUSS
|
55.8 ± 5.2
|
65.1 ± 3.7***
|
70.6 ± 3.0***
|
75.1 ± 3.4***
|
57.3 ± 4.8
|
67.4 ± 3.6***
|
72.1 ± 3.4***
|
77.0 ± 3.2***
|
42.8 ± 3.7
|
55.1 ± 3.3***
|
60.1 ± 3.5***
|
65.1 ± 3.5***
|
|
PELD
|
55.5 ± 5.6
|
60.3 ± 3.6***
|
65.4 ± 3.0***
|
70.3 ± 3.5***
|
56.9 ± 4.6
|
61.8 ± 3.3***
|
67.3 ± 3.4***
|
71.8 ± 3.3***
|
42.2 ± 3.9
|
48.2 ± 3.2**
|
55.3 ± 3.2***
|
60.1 ± 3.2***
|
Table 2
2 Comparison of life quality between two groups at the same timepoint (mean ± SD)
|
Group
|
SF
|
VT
|
RE
|
| |
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
|
AUSS
|
50.0 ± 3.1
|
60.2 ± 3.2***
|
65.3 ± 3.2***
|
70.2 ± 3.1***
|
52.3 ± 2.9
|
62.1 ± 3.3***
|
66.7 ± 3.2***
|
72.6 ± 3.6***
|
46.4 ± 3.6
|
56.7 ± 3.3***
|
60.1 ± 3.3***
|
64.2 ± 3.2***
|
|
PELD
|
50.7 ± 3.3
|
55.0 ± 3.3***
|
60.1 ± 3.3***
|
64.8 ± 3.4***
|
52.6 ± 3.0
|
57.1 ± 3.4***
|
62.6 ± 3.6***
|
67.3 ± 3.4***
|
46.1 ± 3.8
|
51.1 ± 3.5**
|
56.0 ± 3.4***
|
60.4 ± 3.5***
|
Table 2
2 Comparison of life quality between two groups at the same timepoint (mean ± SD)
|
Group
|
SF
|
VT
|
RE
|
| |
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
|
AUSS
|
50.0 ± 3.1
|
60.2 ± 3.2***
|
65.3 ± 3.2***
|
70.2 ± 3.1***
|
52.3 ± 2.9
|
62.1 ± 3.3***
|
66.7 ± 3.2***
|
72.6 ± 3.6***
|
46.4 ± 3.6
|
56.7 ± 3.3***
|
60.1 ± 3.3***
|
64.2 ± 3.2***
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|
PELD
|
50.7 ± 3.3
|
55.0 ± 3.3***
|
60.1 ± 3.3***
|
64.8 ± 3.4***
|
52.6 ± 3.0
|
57.1 ± 3.4***
|
62.6 ± 3.6***
|
67.3 ± 3.4***
|
46.1 ± 3.8
|
51.1 ± 3.5**
|
56.0 ± 3.4***
|
60.4 ± 3.5***
|
Serum Pain Mediators
Significant reductions in serum levels of 5-HT, SP, and NE were observed postoperatively in both groups (P < 0.001). Notably, the AUSS group displayed consistently lower concentrations of all three pain mediators compared to the PELD group at the 3-, 6-, and 12-month time points (P < 0.001), detailed in Table 3.
Table 3
Comparison of perioperative serum pain mediators between the two groups (mean ± SD)
|
Group
|
5-HT (µmol/ml)
|
SP (ng/ml)
|
NE (pg/ml)
|
| |
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
Preop
|
3m postop
|
6m postop
|
12m postop
|
|
AUSS
|
0.93 ± 0.18
|
0.54 ± 0.15***
|
0.31 ± 0.9***
|
0.18 ± 0.06***
|
223.25 ± 28.67
|
137.66 ± 25.38***
|
76.38 ± 13.35***
|
33.26 ± 4.75***
|
7.33 ± 0.85
|
3.98 ± 0.63***
|
2.78 ± 0.35***
|
1.76 ± 0.33***
|
|
PELD
|
0.91 ± 0.19
|
0.63 ± 0.12***
|
0.39 ± 0.11***
|
0.25 ± 0.08***
|
221.53 ± 27.55
|
166.25 ± 28.59***
|
102.32 ± 21.56***
|
58.48 ± 10.36***
|
7.17 ± 0.91
|
4.75 ± 0.53***
|
3.64 ± 0.41***
|
2.69 ± 0.51***
|
| Note: compared with the preoperative period in the same group, ***P < 0.001; compared with the PELD group in the same period,P < 0.001. |
Operative Success Rate
Based on the modified MacNab criteria, the overall clinical success rate at 6 months was significantly higher in the AUSS group (98.2%) than in the PELD group (86.0%) (P < 0.05), as shown in Table 4.
Table 4
Comparison of surgical efficacy rate at 6 months postoperatively between the two groups n (%)
|
Group
|
n
|
Excellent
|
good
|
Fair
|
Poor
|
Overall efficacy
|
|
AUSS
|
55
|
44(80)
|
10(18.2)
|
1(1.8)
|
0(0)
|
54(98.2)
|
|
PELD
|
57
|
39(68.4)
|
10(17.5)
|
8(14.0)
|
0(0)
|
49(86.0)
|
|
χ²
|
|
|
|
|
|
5.653
|
|
P
|
|
|
|
|
|
0.017
|
Complications
The incidence of postoperative complications was significantly lower in the AUSS group (3.6%) compared to the PELD group (28.1%) (P < 0.001). Specific complications are itemized in Table 5.
Table 5
Comparison of incidence of postoperative complications between the two groups n (%)
|
Group
|
n
|
Nerve root injury
|
Dysesthesia in the
affected lower limb
|
Epidural hematoma
|
Incidental dural tear
|
Hip pain
|
Delayed wound healing
|
Infection
|
Total incidence
|
|
AUSS
|
55
|
0(0)
|
2(3.6)
|
0(0)
|
0(0)
|
0(0)
|
0(0)
|
0(0)
|
2(3.6)
|
|
PELD
|
57
|
2(3.5)
|
6(10.5)
|
0(0)
|
0(0)
|
4(7.0)
|
4(7.0)
|
0(0)
|
16(28.1)
|
|
χ²
|
|
|
|
|
|
|
|
|
12.389
|
|
P
|
|
|
|
|
|
|
|
|
0.000
|
Discussion
As an increasingly recognized long-term complication following instrumented lumbar fusion surgery, adjacent segment lumbar disc herniation (ASLDH) presents with distinct clinical and imaging features[1,16]. While fundamentally rooted in disc degeneration, ASLDH pathogenesis is multifactorial, involving physiological aging, biomechanical alterations secondary to fusion, iatrogenic factors during the index surgery, and patient-specific variables[9,17]. Numerous investigations have illustrated that the incidence of ASLDH progressively increases over time following lumbar fusion surgeries[17,18]. Multiple factors related to the characteristics of the first operation, including surgical approach, length of fusion, sacral fusion, disrupted integrity of the posterior complex, rigid instrumentation, and pre-existing disc degeneration, contribute to the unique nature of ASLDH[19]. Management of symptomatic ASLDH initially aligns with the principles for lumbar disc herniation. However, controversy arises when conservative measures fail, necessitating surgical intervention, and the therapeutic crossroads stems directly from the inherent complexity of ASLDH[11,20]. Therefore, the interplay of diverse causative factors, encompassing etiology and pathological characteristics, collectively contributes to the ongoing debate regarding the optimal surgical strategy for revision ASLDH surgery.
Various surgical methods contribute their advantages to promote neurofunctional recovery for ASLDH[21–23]. Conventional open operative management with instrumentation can provide direct and complete decompression of the nerve root, reconstruct spinal alignment and stability, and potentially achieve favorable clinical outcomes. However, repeated open surgeries carry significant risks of perioperative complications and impose a profound physical and psychological burden. Consequently, to avoid or mitigate repeat operation-related trauma, secondary musculoskeletal injury, and potential nerve root or dural injury, spinal endoscopic techniques have rapidly emerged as predominant minimally invasive solutions.
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Chen HC et al[24]reported that the PELD method provided complete decompression and had overwhelming superiority over repeated open lumbar surgery in the surgical treatment of ASLDH. Similarly, the AUSS technique can effectively achieve nucleus pulposus removal for nerve root decompression, avoid secondary damage to the posterior and paraspinal structures, preserve the facet joints, and relieve the patient's impaired neurological function, as does PELD surgery. Accordingly, the two techniques are unquestionably applicable to the surgical treatment of ASLDH.
Compared with open revision, both the AUSS technique and the PELD approach align with the primary principles of minimally invasive surgery. AUSS offers specific technical advantages, minimizing instrument interference through its single-portal design and stable intraoperative approach[13]. Furthermore, the 30° arthroscope provides a 360° ultra-wide-angle surgical field of view[13,14], and pre-existing internal fixation facilitates more convenient intraoperative localization and less radiation exposure. These features may contribute to a relatively gentler learning curve for less experienced surgeons. In contrast, PELD surgery requires exceptional proficiency in foraminal anatomy and demands experienced imaging navigation skills. Moreover, the PELD procedure carries inherent risks of inaccurate puncture and nerve root injury, which are amplified in the setting of post-surgical epidural adhesions and scar tissue, resulting in a steeper and potentially longer learning curve[14]. Therefore, although the two minimally invasive techniques demonstrate advantages in treating ASLDH, the AUSS technique may be more likely to be adopted and promoted for its safety and maneuverability.
The significant changes in functional indicators demonstrated the efficacy and safety of AUSS and PELD. Patients with ASLDH differ from those with first-time simple lumbar disc degeneration; although they may have similar nerve lesions and functional impairments, ASLDH patients have a greater mental and psychological burden[1]. Consequently, in addition to the indications and contraindications for the operation, factors such as patient preference, acceptance of reoperation, pathological situation, and characteristics of ASLDH must be fully considered before the final surgical decision-making.
A
Although PELD achieves encouraging results in clinical practice, concerns persist regarding muscle trauma, decompression accuracy and extent, risks of incidental durotomy and cerebrospinal fluid leakage, significant radiation exposure, and reports suggesting relatively higher recurrence rates[25,26]. Comparing PELD surgery for ASLDH, AUSS demonstrates potential superiority across several domains: surgical strategy flexibility, neurofunctional recovery, perioperative complication profile, and quality of life improvement. The enhanced outcomes observed with AUSS may stem from its precise surgical planning, superior visualization via the 30° arthroscope, and greater operational flexibility. Utilizing a single incision for both working and viewing channels, the AUSS technique facilitates wider decompression and higher operability, potentially enabling bilateral decompression through a unilateral approach[27]. This technique maximizes the preservation of lumbar bony structures, thereby enhancing spinal stability and biomechanical properties while simultaneously accelerating functional recovery. Crucially, patient satisfaction is intrinsically linked to neurological recovery and is significantly impacted directly by perioperative complications, particularly symptom recurrence. Hence, the AUSS technique is theoretically superior to that of PELD surgery.
In this investigation, the AUSS group demonstrated better performance in terms of less blood loss and shorter operation time and hospital stay. Improvements in functional outcome measures, including JOA, ODI, and SF-36 scores, were significantly better in both groups. Evidence of high rates of overall clinical efficacy and lower total complication incidences further supports this finding. General serum pain mediators, including 5-HT, SP, and NE, are associated with nociceptive pain effects, and the variation trends of these indicators were parallel to those of the VAS scores in the study. As is known, with the transformation from tension to relaxation of the nerve, pain mediators rise and fall accordingly. This phenomenon indicates that the more sufficient the nerve decompression, the lower the content of pain factors and the pain score will be. However, from horizontal comparisons at identical postoperative time points between the two groups, the PELD group exhibited significantly lower JOA and SF-36 scores, alongside higher ODI and VAS scores, and relatively elevated levels of serum pain mediators. Therefore, a comprehensive cross-comparative analysis and rigorous validation of substantial datasets consistently demonstrate a significant trend towards superior outcomes with the AUSS technique relative to PELD surgery in treating ASLDH.
Nonetheless, there are still some limitations to this study that should be acknowledged. First, the retrospective design and relatively small sample size (n = 112) inherently constrain the generalizability of the findings and introduce potential biases. Consequently, future prospective studies with larger cohorts are essential to validate these results. Second, inherent selection bias exists, as patients were assigned to AUSS or PELD based on pathological characteristics and surgeon assessment, meaning not all patients were candidates for both techniques. Finally, both procedures demand significant technical expertise. AUSS, in particular, requires mastery of incision planning, endoscopic manipulation, and arthroscopic assistance, necessitating a substantial learning curve typically achieved only by experienced spinal surgeons.