A
A comparative study of the mineralogy and texture effects on the sandstone mechanical properties using some machine learning algorithms
E-mail: d.fereidooni@du.ac.ir
1. First author: Davood Fereidooni*
Authors:
Address: School of Earth Sciences, Damghan University, Damghan, Semnan, Iran
Postal code: +9823
ORCID ID: https://orcid.org/0000-0003-4534-7684
2. Second author: Matloob Hejazifar
Address: School of Earth Sciences, Damghan University, Damghan, Semnan, Iran
Postal code: +9823
E-mail: matloobhejazifar@gmail.com
* Corresponding author
Davood Fereidooni, Ph.D.
Address: School of Earth Sciences, Damghan University, Damghan, Iran
Postal code: +9823
Phone No.: +98 2335220091
Mobile No.: +98 9188155590
Fax No.: +98 2335220091
E-mail: d.fereidooni@du.ac.ir
A comparative study of the mineralogy and texture effects on the sandstone mechanical properties using some machine learning algorithms
Abstract
This study investigates the influence of mineralogical and textural characteristics on the mechanical properties of sandstones using machine learning algorithms. Twenty sandstone samples from four geological formations in Iran were analyzed for petrographic properties (mineralogy coefficient, MC; texture coefficient, TC) and mechanical parameters (Schmidt hardness, Hs; point load index, PLI; Brazilian tensile strength, BTS; uniaxial compressive strength, UCS; elasticity modulus, E). Thin-section, X-ray diffraction, scanning electron microscopy analyses, and standardized mechanical tests (ISRM/ASTM) were performed, followed by predictive modeling using Linear Regression (LR), Support Vector Machine (SVM), and Gradient Boosting (GB) in Orange 3.39.0 software. Results demonstrated strong correlations between TC and mechanical properties (R² = 0.84–0.90), outperforming MC (R² = 0.47–0.57). Gradient Boosting achieved the highest predictive accuracy (RMSE = 0.13–5.31; R² ≤ 0.96), while SVM showed instability for UCS predictions (R² = −0.18). Sensitivity analysis revealed TC as the dominant predictor, with PLI-TC ranked highest across evaluation methods. Discussions highlighted texture (grain interlocking, orientation) as more influential than mineralogy alone, though combined MC-TC models improved UCS prediction by 12–15%. The study concludes that TC-based machine learning algorithms, particularly GB, offer robust tools for estimating sandstone mechanical properties from petrographic data, benefiting engineering applications where direct testing is impractical.
Keywords:
Sandstone
Mechanical properties
Mineralogy coefficient
Texture coefficient
Machine learning
List of symbols
and abbreviations
A
Area of rock grains (mm²)
AF
Angle factor (dimensionless)
AF₁
Normalized angle factor (dimensionless)
AR₁
Aspect ratio (L/W) (dimensionless)
AW
Grain packing weighting factor (dimensionless)
BTS
Brazilian tensile strength (MPa)
E
Elasticity modulus (GPa)
FF
Form factor (dimensionless)
FF₀
Mean form factor (dimensionless)
G
Specific gravity (dimensionless)
H
Hardness (Mohs scale)
Hs
Schmidt rebound hardness (dimensionless)
L
Length of rock grains (mm)
MC
Mineralogy coefficient (dimensionless)
N₀
Number of grains with aspect ratio below threshold
N₁
Number of grains with aspect ratio above threshold
P
Perimeter of rock grains (mm)
PLI
Point load index (MPa)
TC
Texture coefficient (dimensionless)
UCS: Uniaxial compressive strength (MPa)
W: Width of rock grains (mm)
ANOVA: Analysis of Variance
ASTM: American Society for Testing and Materials
BMP: Bitmap image format
GB: Gradient Boosting
GIF: Graphics Interchange Format
ISRM: International Society for Rock Mechanics
LR: Linear Regression
MAE: Mean absolute error
MAPE: Mean absolute percentage error
R: Correlation coefficient
R²: Coefficient of determination
RMSE: Root mean square error
SEM: scanning electron microscopy
SVM: Support Vector Machine
XRD: X-ray diffraction
A
1 Introduction
A substantial body of research has conclusively demonstrated that the mechanical properties of intact rocks are fundamentally governed by their mineralogical and textural characteristics. These critical petrographic features encompass multiple measurable parameters including: (1) mineralogical composition, (2) mineral density and hardness, (3) grain size distribution, (4) grain shape characteristics, (5) degree of grain interlocking, (6) type of grain-to-grain contacts, (7) packing proximity, and (8) the amount and type of cement and matrix present in the rock fabric. These parameters can be efficiently quantified through standard laboratory thin section, X-ray diffraction (XRD), and scanning electron microscopy (SEM) analyses presenting a significant advantage over direct mechanical testing which is often prohibitively expensive, technically demanding, and time-consuming to perform (Sarkar et al., 2009; Liang et al., 2016; Singh et al., 2017).
The scientific literature reveals an extensive investigation of quantitative relationships between petrographic characteristics and engineering properties across diverse lithologies. The seminal work of Howarth and Rowlands (1986) established the foundational methodology for texture quantification in sedimentary rocks, developing robust indices for qualitative assessment of intact rock properties. This pioneering approach was subsequently expanded by the same researchers to include igneous rocks and marbles (Howarth and Rowlands, 1987), demonstrating statistically significant correlations between quantitative texture parameters and key engineering properties including drillability and compressive strength. Building upon this framework, Shakoor and Bonelli (1991) conducted comprehensive petrographic analysis of sandstone formations, systematically elucidating relationships between microscopic characteristics and both index properties and mechanical behavior. Zorlu et al. (2008) advanced this line of inquiry by developing predictive models for sandstone uniaxial compressive strength (UCS) based on multivariate petrographic parameters. Parallel developments occurred in the study of metamorphic rocks, with Fereidooni (2016) establishing robust empirical correlations between physical and mechanical properties in hornfelsic rocks through detailed petrographic characterization.
The universal importance of textural and mineralogical controls was conclusively demonstrated by Sun et al. (2017) through their exhaustive review of diverse rock types, which revealed consistent relationships between grain characteristics and mechanical response across multiple lithological categories. Specialized investigations of plutonic rocks by Atici and Comakli (2019) evaluated texture coefficient applications in granite, diorite and gabbro, while Kamani and Ajalloeian (2019) addressed unique fabric challenges in carbonate rocks through development of corrected texture coefficients. Hemmati et al. (2020) significantly advanced the field through implementation of image-based textural quantification for crystalline igneous rocks, establishing precise relationships between mineralogical composition, texture, and strength variations. Complementary work by Diamantis et al. (2021) focused specifically on sedimentary rock textures, building upon earlier sandstone studies by Ulusay et al. (1994) who employed sophisticated multivariate statistical techniques to predict engineering properties from petrographic data.
Granitic rocks have been particularly well-studied in this context, with numerous researchers (Yusof and Zabidi, 2016; Keikha and Keykha, 2013; Onodera and Kumara, 1980; Fereidooni, 2022), all establishing statistically robust correlations between mineralogical composition, textural parameters and engineering properties through systematic laboratory investigations. Similarly comprehensive analyses have been conducted for specialized lithologies including quartzite (Gupta and Sharma, 2012), travertine (Yalcinalp et al., 2018), and hybrid aggregates (Räisänen, 2004), while Azzoni et al. (1996) provided critical insights into weathering effects and practical limitations of fabric coefficients respectively. The most comprehensive synthesis was provided by Tandon and Gupta (2013) through their analysis of Himalayan rock formations, which demonstrated integrated mineralogical-textural controls on petrophysical-mechanical behavior across multiple scales of observation.
Numerous researchers have specifically investigated correlations between mineralogical/textural characteristics and mechanical properties across various rock types, consistently finding strong statistical relationships that underscore the fundamental importance of these petrographic parameters. Tugrul and Zarif (1999) conducted seminal work on granitic rocks using simple regression analyses, demonstrating that physical and mechanical properties could be effectively predicted as mathematical functions of mineralogical and textural characteristics. Dogan et al. (2006) developed comprehensive classification systems for carbonate hardgrounds based on integrated petrographic and engineering geological properties, including uniaxial compressive strength (UCS), triaxial compressive strength (TCS), modulus ratio, and elastic constant ratio. Alber and Kahraman (2009) specifically addressed fault breccia through regression analysis of texture coefficient (TC) relationships with UCS and elastic modulus (E), concluding that UCS showed particularly strong dependence on TC values.
Jensen et al. (2010) identified microstructural controls in limestone through detailed analysis of crystal size distributions, cleavage plane orientations, and micro-crack networks. Manouchehrian et al. (2012) employed advanced computational techniques including artificial neural networks and multivariate regression to develop predictive models for UCS based on quantitative textural characteristics. Ozcelik et al. (2013) successfully predicted engineering properties of limestone and marble samples through regression analysis of microscopic data, while Bandini and Berry (2013) systematically investigated the influence of mineralogy and texture on mechanical behavior in marble specimens. Pappalardo et al. (2015) demonstrated dual controls of mineral composition and porosity on migmatite mechanical behavior through integrated petrographic-mechanical analysis.
Ersoy and Acar (2016) works on very strong granitic rocks revealed that mineral size exerted greater influence on strength than mineral type through detailed petrographic analysis. Kamani and Ajalloeian (2019) developed practical applications of corrected texture coefficients for evaluating and classifying engineering properties of carbonate rocks. Hemmati et al. (2020) advanced image-based textural quantification methods, identifying quartz to feldspar size ratio as a particularly robust predictor of both compressive and tensile strength across diverse rock types. Diamantis et al. (2021) confirmed these relationships through detailed study of Greek limestone and mudstone samples, demonstrating strong correlations between engineering properties and quantitative texture coefficients.
Despite this extensive body of research, most investigations have focused on predicting mechanical properties from either mineralogical or textural characteristics in isolation, with relatively few comparative studies examining their relative importance. The current study addresses this critical knowledge gap through comprehensive petrographic and mechanical characterization of 20 representative rock samples. Using artificial intelligence-based techniques including linear regression (LR), Support Vector Machine (SVM), and Gradient Boosting (GB), we systematically: (1) quantify the individual and combined effects of mineralogical and textural characteristics on mechanical properties, and (2) determine their relative contributions to rock mechanical behavior. This rigorous comparative approach represents a novel contribution to the field, building upon established petrographic-mechanical relationships while providing new insights into their relative significance across multiple rock types.
2 Methodology
This research is structured into three sequential phases: (i) sample selection and specimen preparation, involving the collection of suitable sandstone samples from various geological formations across Iran; (ii) laboratory investigations, comprising a comprehensive analysis of mineralogical, textural, and mechanical properties using specialized equipment; and (iii) desk studies and data analysis, employing artificial intelligence-based techniques—including linear regression (LR), Support Vector Machine (SVM), and Gradient Boosting (GB)—to assess the influence of Mineralogy and Texture Coefficients (MC and TC) on key mechanical parameters such as Schmidt rebound hardness (Hₛ), point load index (PLI), Brazilian tensile strength (BTS), uniaxial compressive strength (UCS), and elasticity modulus (E) in the tested sandstone rocks. The complete methodology encompassing sample selection and specimen preparation, laboratory investigations, and desk studies is visually summarized in Fig. 1.
Fig. 1
Methodology flowchart of the research
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2.1 Sample selection and specimen preparation
Twenty intact rock samples were carefully collected from four distinct geological formations across multiple provinces of Iran, each extracted from significant depths to ensure undisturbed structural integrity. These specimens exhibit remarkable diversity in their mineralogical composition, ranging from varied crystalline structures to striking differences in color, luster, and surface texturing - characteristics that visually reflect their unique geological histories. The comprehensive profile of these samples, including their formation origins and lithology, is systematically presented in Table 1 for detailed reference.
Table 1
Names of the rock samples and their information
Formation
Rock mark
Lithology
Province
City
Caspian
CSP1
Sandstone
Mazandaran
Galoogah
 
CSP2
Sandstone
Mazandaran
Galoogah
 
CSP3
Sandstone
Mazandaran
Galoogah
 
CSP4
Sandstone
Mazandaran
Galoogah
 
CSP5
Sandstone
Mazandaran
Galoogah
Padeha
PDH1
Sandstone
Semnan
Damghan
 
PDH2
Sandstone
Semnan
Damghan
 
PDH3
Sandstone
Semnan
Damghan
 
PDH4
Sandstone
Semnan
Damghan
 
PDH5
Sandstone
Semnan
Damghan
Fajan
FJN1
Sandstone
Tehran
Tehran
 
FJN2
Sandstone
Tehran
Tehran
 
FJN3
Sandstone
Tehran
Tehran
 
FJN4
Sandstone
Tehran
Tehran
 
FJN5
Sandstone
Tehran
Tehran
Hezardarreh
HZD1
Sandstone
Markazi
Saveh
 
HZD2
Sandstone
Markazi
Saveh
 
HZD3
Sandstone
Markazi
Saveh
 
HZD4
Sandstone
Markazi
Saveh
 
HZD5
Sandstone
Markazi
Saveh
For comprehensive rock characterization, thin sections, rock powder under sieve No. 200, and polished sections were prepared from each sample to analyze petrographic, mineralogical, and textural properties. Following ISRM (2007) standards, we prepared 580 laboratory specimens in total: 100 NX-size cylindrical specimens (54 mm diameter) with length-to-diameter ratios of 2–3 for uniaxial compressive strength and elasticity modulus testing, 200 cylindrical specimens (L/D ratio 0.5-1) for point load tests, and 200 disc-shaped specimens (L/D ratio 0.5–0.75) for Brazilian tensile strength assessments. All specimens were precision-cut using a coring machine to ensure dimensional accuracy for subsequent mechanical testing, including elasticity modulus measurements.
2.2 Laboratory investigations
The study employed a systematic experimental approach beginning with optical microscopy analysis of polished thin sections, XRD studies, and SEM analyses to characterize mineral composition, petrographic properties, elemental distribution in rock texture, and textural features while calculating Mineralogy and Texture Coefficients (MC and TC) in accordance with ISRM (2007) and ASTM (1996) standards. A comprehensive laboratory testing program was subsequently conducted on prepared rock specimens to evaluate key mechanical parameters including Schmidt rebound hardness (Hs), point load index (PLI), Brazilian tensile strength (BTS), uniaxial compressive strength (UCS), and elasticity modulus (E), following ISRM (2007) guidelines. Statistical analyses were then performed to derive empirical relationships between these mechanical properties and the calculated MC/TC values, with results thoroughly compared and interpreted.
The Schmidt hammer was applied to large rock blocks (approximately 30×40×50 cm) to measure rebound hardness (Hs). For point load testing, specimens of varying geometry (cylindrical, prismatic, or irregular) were compressed between standardized conical platens until failure occurred along extensional planes aligned with the loading axis. The point load index (Is) was then calculated using the following equation:
1
where P is applied force, and De is the distance between the platens at failure (equivalent core diameter). The point load index for a core diameter equal to 50 mm (PLI) is calculated from the following expression:
2
The Brazilian tensile strength (BTS) test provides an indirect method for determining rock tensile strength by applying compressive loading. In this standardized procedure, a disc-shaped rock specimen is subjected to vertical compressive forces through two opposing arc-shaped jaws, generating horizontal tensile stresses perpendicular to the loading axis. Since the applied compressive load maintains a consistent vertical orientation, the resulting tensile stress distribution occurs along the specimen's horizontal diameter. The tensile strength is then calculated using the following fundamental formula:
3
The uniaxial compressive strength (UCS) test is conducted on cylindrical rock specimens by applying continuous axial loading until structural failure occurs. This standardized procedure measures the maximum compressive stress a rock sample can withstand before fracturing, with the UCS value calculated using the following fundamental equation, where the compressive strength is determined as the ratio of peak load at failure to the original cross-sectional area of the specimen.
4
where P is the maximum load recorded at the moment of failure and D is the specimen diameter. Using the following fundamental equation, where the modulus represents the ratio of axial stress to corresponding axial strain within the material's proportional limit, providing a critical measure of the rock's stiffness and deformational characteristics under compressive loading.
5
where Δσ and Δε are the stress and strain changes, respectively, at 50% of the specimen deformation. Figure 2 shows the performing steps for the uniaxial compressive strength test to calculate the UCS an E of the studied rocks.
Fig. 2
Steps for performing the uniaxial compressive strength test: 1) Coring the sample using a rock coring machine, 2) Cutting the head and bottom of the specimen using a rock cutter, 3) Specimens prepared for testing, and 4) Placing the specimens inside the pressure jack and performing the test
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2.3 Desk studies and data analysis
2.3.1 Linear regression (LR)
The linear regression (LR) model is an analytical method for predicting the dependent variables from the independent variables. The basic of the SR model is given as below (Fereidooni and Karimi, 2023):
6
where y is dependent variable, β0 is the intercept, β1 is the slope are unknown constants, and ε is a random error component. In this research, the independent variables are mineralogy coefficient (MC) and texture coefficient (TC). The dependent variables include Schmidt rebound hardness (Hs), point load index (PLI), Brazilian tensile strength (BTS), uniaxial compressive strength (UCS), and elasticity modulus (E). The correlations between independent variables and dependent variables are presented in Figs. 6 and 7. Also, extracted empirical equations and the statistical parameters including R and R2 are detailed in Table 8. The values of R and R2 can be calculated from the following equations:
7
8
where x and y are independent and dependent variables, respectively. n is the total number of data (rock samples). fi and ȳ are the predicted and mean values of the y, respectively.
2.3.2 Support Vector Machine (SVM)
The Support Vector Machine (SVM) is a powerful supervised learning algorithm used for classification and regression. Its core objective is to find the optimal hyperplane (decision boundary) that maximizes the margin between different classes, ensuring the best separation. The data points closest to the hyperplane, called support vectors, are critical in defining this boundary. SVMs can handle non-linear data using kernel functions (like RBF or polynomial kernels), which map input features into higher-dimensional spaces where separation becomes easier. While SVMs excel in high-dimensional spaces and are resistant to overfitting, they can be computationally intensive for large datasets and require careful tuning of parameters. They are widely used in applications such as text categorization, image classification, and bioinformatics.
The SVM is a prominent model for predicting dependent variable employing statistical learning theory. It is based on the structural risk minimization principal and exploits the kernel trick. By considering
training samples
, where
and
, SVR estimates output variable by the following equation:
9
where
is intercept,
is the weight feature vector, and
is a mapping from the input space to high dimensional new space, and
is the dimension of feature space that is implicitly defined. The notation of
indicate the dot product (Smola and Schölkopf, 2004). A kernel function is commonly employed in SVR to transform input data to a feature space with high dimensional for considering data non-linearity. Radial Basis Function (RBF) is the most widely used kernel function that computes the similarity of
and
by
where
is its parameter.
The optimization problem of SVR consists of two terms of regularization, and loss function as follow:
10
where
norm and
-insensitive is applied as loss function and regularization terms, respectively, and
controls the trade-off between two terms.
and
are slack variables that are introduce for tolerating misclassification in training data. For more details on SVR refer to (Smola and Schölkopf, 2004). SVR’s various variants have been successfully applied for predicting engineering properties of rocks.
2.3.3 Gradient Boosting (GB)
The Gradient Boosting (GB) is a powerful machine learning algorithm used for regression and classification tasks. It builds an ensemble of weak prediction models (typically decision trees) in a sequential manner, where each new model corrects the errors of the previous ones. Unlike random forests (which train trees independently), gradient boosting minimizes a loss function (like mean squared error or log loss) using gradient descent, adjusting weights to reduce mistakes. Key algorithms like XGBoost, LightGBM, and CatBoost enhance its efficiency with optimizations like parallel processing and regularization. Gradient boosting excels in handling complex datasets but can overfit if not properly tuned. It’s widely used in competitions (e.g., Kaggle) and real-world applications like ranking, fraud detection, and recommendation systems. The XGBoost, applied in this research, is an effective scalable method that combines some trees in an iterative boosting manner. It learns some tree models like the RF, but it differs from the RF in the training details.
th predicted value
is computed as:
11
where
is an independent tree and
indicates the space of regression trees:
12
where
,
is a convex loss function that vanishes the violation of precited values
from target value
,
is the regularization term that prevent from overfitting and consists of two terms: the number of leaves,
, and the L2-norm of
controlling the complexity of the model. The optimization of Eq. 7 is done in the additive manner. For studying more details about it, please refer to Chen and Guestrin (2016). Three important parameters of the XGBoost are the number of trees, maximum tree depth, and learning rate. Since the XGBoost learns each tree to correct the error of the existing sequence of trees, it is subject to overfit. To prevent overfitting, a weight factor is assigned to the correction made by each new tree. This weight factor is learning rate.
3 Results
3.1 Mineralogical, textural, and petrographic studies
Based on the petrographic investigations by the microscopic polished thin sections, the selected rock samples were recognized various types of sandstone. Figure 3 shows microscopic images of the sandstone samples of the studied rock in polarized and normal lights (XPL and PPL). The results of thin section studies indicated that the CSP samples are a mixture of silicate grains including quartz, chert, glauconite, and fossil fragments of Bryozoa. About 60% of the total rock is composed of grains and 40% of it is composed of sparry calcite cement. The grain size is small, and the rock texture is compacted and has very low porosity. These rocks formed in shallow marine and coastal areas. The PDH samples contain silicate grains including quartz, chert, and muscovite. The cement is of the schist type with a small amount of iron oxide. About 70% of the total mass of these rocks is composed of grains and 30% of it is composed of weathered cement. The grain size is medium, the texture of the rocks is compacted, and it has very low porosity. The FJN samples contain quartz, chert, calcite, and iron oxide (hematite) minerals and fossil fragments. Quartz crystals are relatively small and angular and are seen in small amounts in the rock texture as scattered. About 60% of these rocks are composed of calcite and 35% of iron oxides. The grain size is medium; the rock texture has porosity and fractures and veins filled with calcite. The HZD samples contain silicate minerals including quartz, plagioclase, chert, biotite, and iron oxide (hematite). The weathered cement is composed of the sparry calcite and constitutes about 50% of the total of these rocks. The grain size is coarse; the texture of the rocks is uniform and has a lot of porosity. The percentage of minerals constituting each rock was obtained using the point counting method. The average modal abundance of minerals in the rock samples is presented in Table 2.
Fig. 3
Microscopic images of the sandstones of CSP1, PHD1, FJN1, and HZD1 as representative samples in polarized- (left) and normal- (right) lights (Note: Qtz.: Quartz; Crt.: Chert; S.C.: Sparry calcite; Hm.: Hematite; Glc.: Glauconite; Brz.: Bryozoa; Sht.: Schist; Fos.: Fossil; Vd.: Void; Fr.: Fracture; F.V.: Filled vain)
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Table 2
Type and mineral composition of the rocks
Rock mark
Lithology
Minerals content (%)
Qtz.
Plg.
Crt.
Bt.
Ms.
Cal.
Hm.
Glc.
Sht. F.
Fos. F.
CSP1
Sandstone
41
-
5
-
-
35
5
9
-
5
CSP2
Sandstone
45
-
5
-
-
32
5
8
-
5
CSP3
Sandstone
43
-
6
-
-
33
5
9
-
4
CSP4
Sandstone
40
-
5
-
-
35
5
10
-
5
CSP5
Sandstone
43
-
5
-
-
34
5
9
-
4
PDH1
Sandstone
60
-
5
-
2
-
13
-
20
-
PDH2
Sandstone
62
-
6
-
2
-
14
-
16
-
PDH3
Sandstone
55
-
4
-
2
-
15
-
24
-
PDH4
Sandstone
63
-
6
-
2
-
13
-
16
-
PDH5
Sandstone
65
-
7
-
2
-
12
-
14
-
FJN1
Sandstone
7
-
-
-
-
45
40
-
-
8
FJN2
Sandstone
6
-
-
-
-
44
42
-
-
8
FJN3
Sandstone
5
-
-
-
-
45
40
-
-
10
FJN4
Sandstone
5
-
-
-
-
44
41
-
-
10
FJN5
Sandstone
6
-
-
-
-
44
42
-
-
8
HZD1
Sandstone
25
3
15
2
-
51
4
-
-
-
HZD2
Sandstone
28
3
17
2
-
46
4
-
-
-
HZD3
Sandstone
23
3
13
2
-
54
5
-
-
-
HZD4
Sandstone
24
3
14
2
-
52
5
-
-
-
HZD5
Sandstone
20
3
10
2
-
60
5
-
-
-
Note: (Note: Qtz.: Quartz; Plg.: Plagioclase; Crt.: Chert; Cal.: Calcite; Hm.: Hematite; Glc.: Glauconite; Brz.: Bryozoa; Sht. F.: Schist fragments; Fos. F.: Fossil fragments)
To complete the mineralogical studies of the sandstones, a comprehensive investigation was performed by using the X-ray diffraction (XRD) analyses. These studies were performed at 2θ angle between 4º and 70º (Fig. 4). For all the studied rock samples the mineralogical studies using the polished thin sections were confirmed by the XRD analyses.
The XRD graph of the sandstone sample of CSP1 reveals the sample is polymineralic sandstone with a mineralogical composition dominated by quartz, as evidenced by the highest intensity peaks at around 27° and 31° of 2θ angle, indicating quartz is the most abundant mineral present. Calcite is the next most prominent mineral, with notable peaks also appearing near these angles, denoting its significant yet lesser presence compared to quartz.
The sample also contains significant amounts of accessory minerals, including hematite and notably, glauconite. The high frequency of resistant quartz suggests the source rock was mature (rich in silica) and the sediment underwent extensive weathering and transport. The most definitive clue regarding the sample’s origin is the presence of glauconite, a potassium-iron-aluminum silicate that forms authigenically (in place) in shallow marine shelf environments characterized by slow sedimentation rates, generally indicating a stable, low-energy depositional setting. Furthermore, the presence of hematite points toward an oxidizing environment, while the abundant calcite cement is also common in marine sandstones, collectively suggesting the sandstone originated from a mature source and was deposited in a stable, oxidizing, shallow marine setting.
The XRD graph for the sandstone sample of PDH1 reveals its mineralogical composition based on the positions and intensities of the peaks. The major mineral identified is quartz, indicated by the prominent and frequent peaks with high intensities found throughout the 2θ range, especially the very high-intensity peak near 26.6°, which is characteristic of quartz. Other notable minerals present in the sandstone include chlorite, kaolinite, hematite, and calcite, each represented by smaller, distinct peaks at various 2θ positions. The frequencies of the peaks suggest quartz is the dominant mineral, while hematite, and calcite are present in significantly lower amounts. Based on the detected mineral assemblage, the sandstone is predominantly composed of quartz, indicating a mature sedimentary environment with significant weathering and transport history, typical of quartz-rich arenites. The presence of hematite suggests possible diagenetic alteration or iron-rich source material, while calcite may point to some secondary cementation. Such a mineralogical composition often originates from continental or fluvial depositional environments, where prolonged weathering and sorting preferentially preserve quartz and form secondary clays and iron oxides. This mineralogical suite implies the source area was likely granitic or high-grade metamorphic terrain, contributing abundant quartz, with diagenetic processes modifying the rock after deposition.
Based on the mineral peaks identified in the XRD pattern of the sample of FJN1, this sandstone sample is composed primarily of quartz and hematite, with significant amounts of calcite also present, indicating a polymineralic composition. Quartz as a typical mineral for sandstones is serving as the main framework grain, followed closely by the iron oxide hematite, and the carbonate mineral calcite, which likely acts as a cement. The dominance of the chemically and physically resistant quartz suggests the sediment has undergone extensive weathering and transport from a source rock rich in silica. The pervasive presence of hematite, which is often responsible for red coloration, is a strong indicator of deposition in an oxidizing environment; this could point towards a continental (fluvial or eolian) or a shallow, well-oxygenated marine environment. The presence of calcite suggests cementation occurred either through precipitation from circulating ground or pore water, often typical in marine or shallow burial settings. In summary, the mineral assemblage points to a relatively mature sandstone (rich in quartz) that was deposited and/or cemented under oxidizing conditions, likely in a continental (red bed) or shallow marine environment.
Based on the mineral peaks identified in the XRD pattern of the sandstone sample of HZD1, it exhibits a complex, polymineralic composition, with the primary minerals being quartz and calcite, which appear to be the most frequent, along with notable amounts of plagioclase (specially albite), and minor phases like hematite and zeolite. The high frequency of quartz confirms the rock as a sandstone, where it serves as the main framework grain, suggesting the sediment was derived from a silica-rich source rock. However, the presence of significant amounts of easily weathered minerals like albite and general plagioclase indicates a less mature sediment that has undergone limited chemical weathering and/or transport; this suggests a source area with exposed igneous or metamorphic rocks and rapid burial. The minerals calcite and hematite likely act as cements; the former suggests cementation from carbonate-rich fluids (possibly marine), while the latter suggests oxidizing conditions during or after deposition. The presence of zeolite suggests a history of burial or diagenetic reactions, possibly involving the alteration of volcanic ash or glass within the sediment. Overall, the mineral assemblage points to a lithic sandstone derived from a crystalline (igneous/metamorphic) provenance with limited weathering and transport, and a complex diagenetic history involving both carbonate cementation and the formation of secondary minerals like zeolite and chlorite.
The mineralogical composition of the studied sandstones helps to determine the position of these rocks in the sandstone classification diagrams based on the methods presented by Folk (1980) and Petitjean (1954) as shown in Figs. 5 and 6, and makes it possible to determine their precise names as presented in Table 3.
Fig. 4
XRD analysis results of the sandstones of CSP1, PHD1, FJN1, and HZD1 as representative samples
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Fig. 5
Position of the studied rocks on the classification chart of sandstones proposed by Folk (1980)
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Fig. 6
Position of the studied rocks on the classification chart of sandstones proposed by Pettyjohn (1954)
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Table 3
Names of the studied sandstones based on the classifications of Folk (1980) and Pettyjohn (1954)
Rock group
Dominant components
Folk classification
Pettijohn classification
CSP1–CSP5
Qtz. (40–45%) + Cal. (32–35%)
Sublitharenite (Calcareous sandstone; Hybrid arenite)
Sublitharenite (Calcareous lithic arenite)
PDH1–PDH5
Qtz. (55–65%) + Schist F. (14–24%)
Phyllarenite (Metamorphic lithic arenite)
Phyllarenite (Metamorphic lithic arenite)
FJN1–FJN5
Cal. (44–45%) + Hm. (40–42%)
Sedarenite (Carbonate-rich lithic sandstone)
Calclithite (Sedimentary lithic arenite)
HZD1–HZD5
Cal. (46–60%) + Qtz. (20–28%) + Cht. (10–17%)
Carbonate litarenite (Carbonate-rich lithic sandstone)
Calclithite (Carbonate lithic arenite)
After the thin section and XRD studies, a comprehensive investigation was performed using the Scanning Electron Microscope (SEM). This method is suitable for elemental analysis and to study the textural characteristics of rocks. The elemental analysis is a helpful approach to identify the minerals made up the grains and the rock matrix and could be a suitable solution to complete the mineralogical studies based on microscopic thin section and XRD analyses. It is obvious that if the distribution of elements in the rock texture is known, by knowing the minerals present in the rock and the chemical composition of each mineral, the type of grains and the rock matrix can be determined.
Figure 7 displays the elemental analysis graphs for the samples of CSP1, PHD1, FJN1, and HZD1 derived from Scanning Electron Microscope-Energy Dispersive X-ray Spectroscopy (SEM-EDS). These graphs show the relative abundance of elements present in the samples, where the height of the peaks corresponds to the concentration of a specific element. All four samples exhibit very strong, dominant peaks, which almost certainly represent silicon (Si) and oxygen (O), confirming the primary component is quartz (SiO2), typical of a sandstone. Beyond this common matrix, the samples show variation in accessory and cement phases. Samples CSP1 and FJN1 appear to be the most complex, showing several additional distinct peaks of moderate intensity, which could correspond to elements like aluminum (Al), iron (Fe), potassium (K), and possibly calcium (Ca) or magnesium (Mg). In contrast, samples PHD1 and HZD1, while still dominated by the quartz peaks, appear to have a simpler elemental composition, with fewer and lower-intensity accessory peaks, suggesting they are either cleaner, purer quartz sandstones or that the analysis spot specifically targeted a pure quartz grain, indicating less diverse mineralogy or localized purity. Overall, the intensity and variety of the minor peaks are crucial for mineral identification, reflecting the specific types of cements (like calcite or hematite) or accessory minerals that make up the non-quartz fraction of each individual sandstone sample. The results of the elemental analysis for representative samples of the studied rocks are presented in Table 4.
Fig. 7
Elemental analysis graphs of representative samples from each group of the rocks
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Table 4
Elemental analysis of representative samples from each group of the rocks
Rock mark
Percentage
Element content
C
O
Al
Si
Ca
Mg
K
Na
Fe
S
CSP1
W (%)
13.38
53.25
9.58
10.76
11.31
-
1.72
-
-
-
A (%)
20.23
60.44
6.45
6.96
5.12
-
0.80
-
-
-
PDH1
W (%)
16.12
59.61
-
24.28
-
-
-
-
-
-
A (%)
22.62
62.81
-
14.57
-
-
-
-
-
-
FJN1
W (%)
26.87
49.68
2.28
6.50
9.36
2.29
-
1.89
1.12
-
A (%)
36.74
51.00
1.39
3.80
3.84
1.55
-
1.35
0.33
-
HZD1
W (%)
9.57
53.20
4.20
9.61
18.47
0.86
-
2.53
-
1.56
A (%)
15.11
63.04
2.95
6.49
8.74
0.67
-
2.08
-
0.92
Note: W (%): Weight percent; A (%): Atomic percent
Figure 8 shows the SEM images at two different magnifications (157 x and 2.12 kx) and elemental analysis of the sample of CSP1. As can be seen in part a of the figure, the rock grains are relatively uniformly distributed in its matrix. Most of the rock texture is formed by grains (about 60%), which was also confirmed by microscopic thin section studies. In some areas, the grains are in contact with each other. The grain-matrix boundary is sharp, which is also clearly visible in part b of the figure. In parts c‒h of this figure, the distribution of the elements oxygen (O), carbon (C), calcium (Ca), silicon (Si), aluminum (Al), and potassium (K) is presented. Comparing these parts with part b of the figure shows that oxygen is distributed quite uniformly in the rock texture. Carbon and calcium are more present in the rock matrix, while Silicon is more present in the form of quartz and chert minerals within the rock grains. This means that the grains of the CSP1 sample (also in all rocks in the group) are quartz and its matrix is ​​calcium carbonate (calcite), which is consistent with the mineralogical studies by microscopic thin sections and XRD analyses. The presence of carbon and potassium in the rock texture is very low. Aluminum is also more present within some of the rock grains, which are glauconite, but its abundance is much lower than silicon. Therefore, the electron microscope analyses agree well with the results of the microscopic thin sections and XRD studies and confirm them. These studies reveal that the strength of the CSP1 sample grains is greater than its matrix, and when force is applied to the rock, initial microcracks occur in the matrix, and their joining together results in total rock failure.
Fig. 8
Scanning Electron Microscope (SEM) images and elemental analysis of the sample of CSP1, a‒b) the rock texture at magnifications of 157 x, and 2.12 kx, c‒h) distribution of the elements of oxygen, carbon, calcium, silicon, aluminum, and potassium in the rock texture, respectively
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Figure 9 presents the SEM images at two different magnifications (88 x and 7.81 kx) and elemental analysis of the sample of PDH1. As can be seen in part a of the figure, the rock grains are relatively uniformly distributed in its matrix. Most of the rock texture is formed by grains (about 70%), which was also confirmed by microscopic thin section studies. In some areas, the grains are in contact with each other. The grain-matrix boundary is completely sharp, which is also clearly visible in part b of the figure. In parts c‒e of this figure, the distribution of the elements oxygen (O), silicon (Si), and carbon (C) is presented. Comparing these parts with part b of the figure shows that oxygen is distributed quite uniformly in the rock texture. Silicon is more present in the form of quartz and chert minerals within the rock grains, while calcium (and may be carbon) are more present in the rock matrix. This means that the grains of the PDH1 sample are quartz and its matrix is ​​calcium carbonate (calcite), which is consistent with the mineralogical studies by microscopic thin sections and XRD analyses. These studies reveal that in the PDH1 sample, the grains are stronger than the matrix. As with the CSP1 sample, applied force causes initial microcracks to form in the matrix, and the interconnection of these cracks leads to total rock failure.
Fig. 9
Scanning Electron Microscope (SEM) images and elemental analysis of the sample of PDH1, a‒b) the rock texture at magnifications of 88 x, and 7.81 kx, c‒e) distribution of the elements of oxygen, silicon, and carbon in the rock texture, respectively
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The SEM images at two different magnifications (500 x and 1.2 kx) and elemental analysis of the sample of FJN1 are presented in Fig. 10. As can be seen in part a of the figure, the rock grains are not well visible in its matrix. This means that the grain-matrix boundary is gradual and unclear. Most of the rock texture is formed by matrix, which was also confirmed by microscopic thin section studies. The distribution of the elements oxygen (O), carbon (C), calcium (Ca), and silicon (Si) is presented in parts c‒f of the figure. Comparing these parts with part b of the figure shows that oxygen is distributed quite uniformly in the rock texture. Carbon and calcium are more present in the rock matrix, while Silicon is more present in the form of quartz minerals within the rock grains. This means that the grains of the FJN1 sample are quartz and its matrix is ​​calcium carbonate (calcite), which is consistent with the mineralogical studies by microscopic thin sections and XRD analyses.
Fig. 10
Scanning Electron Microscope (SEM) images and elemental analysis of the sample of FJN1, a‒b) the rock texture at magnifications of 500 x, and 1.20 kx, c‒f) distribution of the elements of oxygen, carbon, calcium, and silicon in the rock texture, respectively
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Figure 11 shows the SEM images at two different magnifications (56 x and 799 kx) and elemental analysis of the sample of HZD1. As can be seen in part a of the figure, the rock grains are relatively uniformly distributed in its matrix. The rock texture is equally formed by grains and matrix, which was also confirmed by microscopic thin section studies. The grains are not generally in contact with each other. The grain-matrix boundary is approximately sharp, which is also clearly visible in part b of the figure. The distribution of the elements oxygen (O), calcium (Ca), silicon (Si), carbon (C), aluminum (Al), natrium (Na), magnesium (Mg), and sulfur (S) is presented in parts c‒j of this figure. Comparing these parts with part b of the figure shows that oxygen is distributed quite uniformly in the rock texture. Carbon and calcium are more present in the rock matrix, while Silicon is more present in the form of quartz and chert minerals within the rock grains. This means that the grains of the HZD1 sample are quartz and its matrix is ​​calcium carbonate (calcite), which is consistent with the mineralogical studies by microscopic thin sections and XRD analyses. The presence of natrium and magnesium, and aluminum in some rock grains composed of albite and biotite, and zeolite is notable. These three elements have lower distribution than silicon.
Fig. 11
Scanning Electron Microscope (SEM) images and elemental analysis of the sample of ZHD1, a‒b) the rock texture at magnifications of 56 x, and 799 x, c‒j) distribution of the elements of oxygen, calcium, silicon, carbon, aluminum, natrium, magnesium, and sulfur in the rock texture, respectively
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3.2 Quantification of rock mineralogy
The quantitative assessment of rock mineralogy was first introduced by Fereidooni (2022), who identified specific gravity (GS) and hardness (H) as two key measurable engineering properties of minerals. By analyzing the proportional composition of minerals within a rock, a novel quantitative parameter—termed the Mineralogy Coefficient (MC)—can be derived to represent the rock’s mineralogical characteristics. The MC is calculated using the following equation:
13
where Ci, Hi, and GSi are percent, hardness, and specific gravity of rock’s composing minerals, respectively. This formulation implies that higher MC values correspond to mineral assemblages dominated by hard and more dense minerals, while lower MC values indicate the presence of softer, less dense minerals. Therefore, the MC serves as a direct proxy for the mechanical strength of the mineralogical composition. The values of hardness and specific gravity for the minerals composing the studied rocks are presented in Table 5, and the calculated values of MC from the formula mentioned above for the rocks are listed in Table 6.
Table 5
Mineralogical properties of the rock composing minerals
Mineral
Hardness (H) (Mohs scale)
Gs
H×Gs
Qtz.
7.00
2.65
18.55
Plg.
6.25
2.68
16.75
Crt.
7.00
2.65
18.55
Bt.
2.75
3.00
8.25
Ms.
2.50
2.88
7.20
Cal.
3.00
2.83
8.49
Hm.
6.00
5.25
31.50
Glc.
2.50
2.45
6.13
Sht. F.
3.80
2.80
10.64
Fos. F.
3.00
2.85
8.55
Note: Qtz.: Quartz; Plg.: Plagioclase; Crt.: Chert; Cal.: Calcite; Hm.: Hematite; Glc.: Glauconite; Sht. F.: Schist fragments; Fos. F.: Fossil fragments)
Table 6
Values of mineralogy coefficient (MC) of the rocks
Rock mark
Lithology
MC
CSP1
Sandstone
0.107
CSP2
Sandstone
0.110
CSP3
Sandstone
0.107
CSP4
Sandstone
0.105
CSP5
Sandstone
0.108
PDH1
Sandstone
0.145
PDH2
Sandstone
0.147
PDH3
Sandstone
0.144
PDH4
Sandstone
0.147
PDH5
Sandstone
0.146
FJN1
Sandstone
0.113
FJN2
Sandstone
0.114
FJN3
Sandstone
0.111
FJN4
Sandstone
0.112
FJN5
Sandstone
0.114
HZD1
Sandstone
0.097
HZD2
Sandstone
0.099
HZD3
Sandstone
0.097
HZD4
Sandstone
0.098
HZD5
Sandstone
0.097
3.3 Quantification of rock texture
The influence of rock texture on engineering properties was first systematically studied by Williams et al. (1982), who identified key textural components including crystallinity degree, grain size distribution, microstructural patterns, and intergranular contacts. Modern research confirms that intact rock strength is fundamentally controlled by these textural characteristics, particularly through grain size, morphology, spatial orientation, interlocking mechanisms, boundary properties, and porosity. The quantitative analysis of rock texture was pioneered by Howarth and Rowlands (1986), with Howarth and Rowlands (1987) later establishing the essential quantitative parameters as the relative percentages of constituent grains and cementitious matrix. These researchers developed the Texture Coefficient (TC) as a comprehensive quantitative measure of rock texture, calculated through the following equation:
14
where AW introduces the grain packing weighting, N0 and N1 are the numbers of grains whose aspect ratios are below and above a pre-set discrimination level, respectively. FF0 is the arithmetic mean of discriminated form-factors, AR1 is the arithmetic mean of discriminated aspect ratios, and AF1 is the angle factor for quantifying grain orientation. The parameters required for the aforementioned equations are derived from the following mathematical expressions:
(15)
16
17
18
19
n these equations, L the is length, W is the wide, P is the perimeter and A is the area of rock grains, AF and AF1 are the angle factors, N is the total number of elongated particles, Xi is the number of angular differences in each class, and i is the weighting factor and class number. The correlation between the orientation angle (θ), weighting factors, and class numbers is summarized in Table 7, which facilitates the determination of appropriate weighting factors and class designations.
The Texture Coefficient (TC) can be computationally determined using JMicroVision 1.27 software through analysis of microscopic images from prepared rock thin sections. This specialized software, while originally developed for high-resolution rock section analysis, has versatile applications across multiple domains and supports various image formats including TIFF, BMP, JPEG, PNG, and GIF. JMicroVision provides comprehensive quantitative capabilities for characterizing rock components by measuring size, shape, orientation, interlocking features, and grain boundaries. The analytical procedure involves: (1) image calibration, (2) manual delineation of mineral grain boundaries, and (3) automated extraction of key parameters (L, W, P, A, and grain orientation, θ). Figure 12 shows the measuring method of rock grains geometric parameters by the JMicroVision 1.27 software, and Table 8 presents the calculated TC values and associated derived parameters for the studied rock samples.
Table 7
Correlation between classes and weighting factors based on grain orientation angle variation (Karakaya et al., 2025)
Class number
Class boundary
Weighting factor (i)
1
1
2
2
3
3
4
4
5
5
6
6
7
7
8
8
9
9
Fig. 12
Measuring method of rock grains geometric parameters by the JMicroVision 1.27 software
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Table 8
Values of texture coefficient derivations
Rock mark
AW
AR1
AF1
TC
CSP1
0.664
0.745
1.127
0.255
1.716
1.008
0.850
CSP2
0.685
0.743
1.121
0.262
1.722
1.005
0.881
CSP3
0.681
0.739
1.117
0.253
1.768
1.007
0.869
CSP4
0.671
0.756
1.109
0.236
1.754
1.004
0.841
CSP5
0.665
0.706
1.211
0.252
1.694
1.001
0.853
PDH1
0.707
0.782
1.192
0.218
1.625
1.002
0.910
PDH2
0.710
0.781
1.193
0.216
1.631
1.002
0.912
PDH3
0.680
0.769
1.184
0.210
1.622
1.001
0.851
PDH4
0.714
0.785
1.189
0.218
1.637
1.001
0.922
PDH5
0.721
0.789
1.182
0.219
1.638
1.002
0.931
FJN1
0.673
0.853
1.187
0.147
1.624
1.022
0.849
FJN2
0.668
0.863
1.180
0.150
1.563
1.020
0.840
FJN3
0.666
0.867
1.164
0.151
1.580
1.024
0.835
FJN4
0.664
0.872
1.165
0.147
1.583
1.022
0.833
FJN5
0.669
0.871
1.169
0.144
1.599
1.022
0.839
HZD1
0.529
0.700
1.371
0.300
1.836
1.030
0.871
HZD2
0.520
0.711
1.359
0.289
1.850
1.030
0.789
HZD3
0.516
0.689
1.343
0.286
1.848
1.029
0.758
HZD4
0.510
0.719
1.356
0.272
1.852
1.035
0.763
HZD5
0.512
0.689
1.352
0.279
1.852
1.032
0.750
3.4 Mechanical properties
The obtained mechanical properties for the studied rocks include Schmidt rebound hardness (Hs), point load strength index (PLI), Brazilian tensile strength (BTS), uniaxial compressive strength (UCS), and modulus of elasticity (E). The average values of the determined parameters are outlined in Table 9.
Table 9
Mechanical properties of the rocks
Rock mark
Hs
PLI (MPa)
BTS (MPa)
UCS (MPa)
E (GPa)
CSP1
40.00
4.07
3.91
92.62
51.38
CSP2
41.60
4.13
3.80
98.13
53.79
CSP3
40.20
4.20
3.91
93.53
51.68
CSP4
37.90
3.70
3.63
82.40
48.25
CSP5
40.30
4.28
4.03
93.99
51.83
PDH1
41.00
4.37
4.11
97.26
54.88
PDH2
41.17
4.37
4.11
98.05
55.13
PDH3
38.67
4.08
3.92
86.69
51.39
PDH4
42.17
4.58
4.21
100.90
56.65
PDH5
42.42
4.58
4.26
104.16
57.03
FJN1
40.09
4.22
3.93
96.03
54.52
FJN2
39.40
3.90
3.67
89.91
52.48
FJN3
38.70
3.82
3.59
86.83
51.44
FJN4
37.60
4.01
3.93
85.14
49.80
FJN5
39.00
3.84
3.61
88.14
51.89
HZD1
32.30
2.72
2.56
61.90
42.03
HZD2
33.80
2.84
2.56
67.27
44.21
HZD3
30.80
2.50
2.40
56.78
39.86
HZD4
31.70
2.63
2.50
59.82
42.16
HZD5
30.40
2.61
2.58
55.46
41.08
3.5 Linear regression (LR)
In this research, the independent variables are mineralogy coefficient (MC) and texture coefficient (TC). The dependent variables include Schmidt rebound hardness (Hs), point load index (PLI), Brazilian tensile strength (BTS), uniaxial compressive strength (UCS), and elasticity modulus (E). The correlations between independent and dependent variables are presented in Figs. 13 and 14. Also, extracted empirical equations and the statistical parameters including R and R2 are detailed in Table 10.
Fig. 13
Correlations between mineralogy coefficient (MC) and a) Schmidt rebound hardness (Hs), b) point load index (PLI), c) Brazilian tensile strength (BTS), d) uniaxial compressive strength (UCS), and e) elasticity modulus (E)
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Fig. 14
Correlations between texture coefficient (TC) and a) Schmidt rebound hardness (Hs), b) point load index (PLI), c) Brazilian tensile strength (BTS), d) uniaxial compressive strength (UCS), and e) elasticity modulus (E)
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Table 10
Empirical equations and statistical parameters from linear regression analyses
Equation No. (Model No.)
Parameters
(y - x)
Equation
Equation type
R
R2
1
Hs-MC
Hs= (143.93 ×MC) + 21.28
Linear
0.69
0.47
2
PLI-MC
PLI = (27.47 × MC) + 0.59
Linear
0.73
0.54
3
BTS-MC
BTS = (24.95 × MC) + 0.67
Linear
0.72
0.52
4
UCS-MC
UCS = (581.79 × MC) + 17.34
Linear
0.69
0.48
5
E-MC
E = (217.32×MC) + 24.89
Linear
0.75
0.57
6
Hs-TC
Hs = (68.94×TC) − 20.14
Linear
0.95
0.90
7
PLI-TC
PLI = (12.27×TC) − 6.57
Linear
0.94
0.89
8
BTS-TC
BTS = (11.01×TC) − 5.72
Linear
0.92
0.84
9
UCS-TC
UCS = (275.74×TC) − 147.65
Linear
0.95
0.90
10
E-TC
E = (94.55×TC) − 29.62
Linear
0.95
0.90
4 Discussions
4.1 Rock properties
The petrographic investigations show that the studied rocks are clearly vary in mineralogy and texture. The values of mineralogy coefficient (MC), which are related to the specific gravity and hardness of minerals composing the rocks, are between 0.097 and 0.147. The former value is for the sample of HZD1,3,5 (calclithite sandstone), and the latter is for the sample of PDH4 (see Table 6). As can be seen from Table 8, the highest value of TC was obtained for the sample of PDH5 (phyllarenite sandstone), and the lowest value of the parameter is for the sample of HZD5 equal to 0.931 and 0.750, respectively. In general, the values of MC and Tc for the samples of PDH are greater than the samples of CSP, FJN, and HZD, respectively.
The values of mechanical properties for the samples of PDH are greater than the samples of CSP, FJN, and HZD, respectively. The values of mechanical properties for the studied rock samples are firstly controlled by their texture, and secondly by presence of hard and dense minerals such as quartz, and calcite. In this regard, the samples of PDH5 and HZD3 have maximum and minimum values of mechanical properties (Hs, PLI, BTS, UCS, and E), respectively (see Table 9). A comparison between the values of mechanical properties of the rocks indicated that they are perfectly in tune with each other.
4.2 Linear regression
Mechanical properties (Hs, PLI, BTS, UCS, and E) have relationships with mineralogy and texture coefficients (MC and TC) which the relations were investigated using linear regression method. Based on the results, the mechanical properties are correlated to MC with direct linear relations (see Fig. 13 and Table 10). The best relation is between E and MC with R and R2 equal to 0.75 and 0.57, respectively. The weakest relation is between Hs and MC, with R and R2 equal to 0.69 and 0.47, respectively. The mechanical properties are correlated to TC with direct linear relations (see Fig. 14 and Table 10). The best relation is between E and TC, with R and R2 equal to 0.95 and 0.90, respectively. The weakest relation is between BTS and TC, with R and R2 equal to 0.92 and 0.84, respectively. Overall, the relationships between the mechanical properties and TC are better than MC. These results are confirmed by the results obtained by different researchers (e.g., Kamani and Ajalloeian, 2019; Diamantis et al., 2021; Hemmati et al., 2020; Yusof and Zabidi, 2016; Keikha and Keykha, 2013; Fereidooni, 2022; Tandon and Gupta, 2013; Tugrul and Zarif, 1999; Jeng et al., 2004; Prikiryl, 2006; Ajalloeian et al., 2016).
After extraction of the relations between the mechanical properties and MC, correlations between experimental and predicted values of the mechanical properties based on MC are shown in Fig. 15. According to the figure, the predicted values of Hs, PLI, BTS, UCS, and E are not generally equal to the experimental parameters, and the obtained lines are not well fitted the 45° line (y = x). So, there exist almost incomplete relations between the predicted and experimental values of the mechanical properties. Also, correlations between experimental and predicted values of the mechanical properties based on TC are shown in Fig. 16. It can be seen that the predicted values of Hs, PLI, BTS, UCS, and E are generally equal to the experimental values and the obtained lines are well fitted the 45° line (y = x). So, there are good correlations between the predicted and experimental values of the mechanical properties.
Fig. 15
Correlations between experimental and predicted values of the rock mechanical properties based on MC
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Fig. 16
Correlations between experimental and predicted values of the rock mechanical properties based on TC
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4.3 Performance measures
This study applied three computational intelligence algorithms - Linear Regression (LR), Support Vector Machine (SVM), and Gradient Boosting (GB) - to predict mechanical parameters using Orange 3.39.0 software. Figure 17 displays the software workspace containing all necessary operators: File for data import, Data Table for visualization, Preprocess for data cleaning, Data Sampler for splitting data into training and testing sets, Select Columns for choosing input and output variables, Test and Score for evaluating model performance, and Rank for determining parameter importance. Four error metrics were used for comparison: RMSE (root mean square error), which measures prediction accuracy in the target variable's units; MAE (mean absolute error) that uses absolute differences but presents optimization challenges; MAPE (mean absolute percentage error) for relative error assessment; and R² (coefficient of determination) to evaluate goodness of fit. These metrics collectively provide comprehensive insights into each model's predictive capabilities and limitations. They can be calculated from the following equations (Fereidooni and Ghasemi, 2023):
20
21
22
23
where y and y′ are the experimental and predicted values of UCS and E, and N is the total number of data (20 rock samples).
Fig. 17
A Schematic image of the Orange 3.39.0 software workspace after modeling
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The values of the four above-mentioned indexes for the developed models are presented in Table 11, and depicted in Fig. 18. For LR models, the TC variants (particularly PLI-TC with RMSE = 0.23 and R²=0.89) consistently outperform MC variants, with UCS-MC showing the poorest performance (RMSE = 12.40, R²=0.48). The SVM models demonstrate extreme variability - while PLI-TC achieves exceptional results (RMSE = 0.15, R²=0.96), UCS-MC and UCS-TC yield negative R² values (-0.18 and − 0.06 respectively), indicating complete failure to capture data trends. Gradient Boosting emerges as the most robust algorithm overall, with BTS-MC (RMSE = 0.14, R²=0.96) and BTS-TC (RMSE = 0.13, R²=0.96) delivering nearly perfect predictions. Notably, MAPE values reveal that percentage errors are generally higher for MC variants across all algorithms, with UCS configurations showing particularly poor relative accuracy (MAPE = 22.69 for SVM UCS-MC). The R² metric confirms Gradient Boosting's superiority, maintaining values above 0.82 in all valid cases, while also highlighting SVM's instability with negative values in two configurations. Across all models, the PLI and BTS variants consistently rank among the top performers, suggesting these parameter combinations are more amenable to accurate prediction.
Table 11
Values of the performance indexes for evaluating the developed models
Model
RMSE
MAE
MAPE
R2
LR
Hs-MC
3.22
2.85
7.87
0.47
PLI-MC
0.52
0.49
14.48
0.54
BTS-MC
0.50
0.48
15.03
0.52
UCS-MC
12.40
11.06
14.59
0.48
E-MC
3.70
3.26
6.85
0.57
Hs-TC
1.29
1.14
3.03
0.90
PLI-TC
0.23
0.20
5.64
0.89
BTS-TC
0.27
0.24
7.50
0.84
UCS-TC
4.81
4.27
5.22
0.90
E-TC
1.51
1.21
2.52
0.90
SVM
Hs-MC
3.53
2.86
8.36
0.33
PLI-MC
0.24
0.20
5.81
0.90
BTS-MC
0.25
0.21
6.49
0.88
UCS-MC
18.58
15.77
22.69
-0.18
E-MC
5.35
4.67
10.14
0.15
Hs-TC
2.29
1.76
5.11
0.72
PLI-TC
0.15
0.12
3.41
0.96
BTS-TC
0.17
0.13
3.83
0.94
UCS-TC
17.63
14.69
21.30
-0.06
E-TC
4.27
3.61
7.75
0.46
GBoosting
Hs-MC
1.38
1.16
3.21
0.90
PLI-MC
0.18
0.14
4.08
0.94
BTS-MC
0.14
0.11
3.16
0.96
UCS-MC
5.27
4.53
5.84
0.91
E-MC
1.94
1.60
3.36
0.89
Hs-TC
1.30
1.18
3.20
0.91
PLI-TC
0.16
0.13
3.86
0.96
BTS-TC
0.13
0.10
2.99
0.96
UCS-TC
5.31
4.82
5.95
0.90
E-TC
2.49
2.23
4.66
0.82
Fig. 18
Bar diagrams 0f the values of the performance indexes for the developed models
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4.4 Sensitivity analysis
Sensitivity analysis examines how variations in input variables affect model outputs, quantifying each parameter’s relative contribution to prediction results. Researchers have developed multiple sensitivity analysis approaches tailored for both classification and regression tasks. This section details three prominent methods for ranking input parameters by their predictive importance.
4.4.1 Scoring system method
An easily understandable scoring system that scored each model has been developed (Table 12). For developing the scoring system, a comparative analysis of ten predictive models—five MC (Hs-MC, PLI-MC, BTS-MC, UCS-MC, E-MC) and five TC variants (Hs-TC, PLI-TC, BTS-TC, UCS-TC, E-TC)—using four key performance metrics: RMSE, MAE, MAPE, and R², each accompanied by a ranking where lower ranks denote superior performance. The final score of each model was calculated by summing the score values. In this method, the full score for each model can reach 40. Notably, TC models consistently dominate, with PLI-TC emerging as the top performer, boasting the lowest RMSE (0.23) and MAE (0.20) while securing the highest model score (34). In stark contrast, UCS-MC struggles with the highest errors (RMSE: 12.40, MAE: 11.06), marking it as the least reliable. Interestingly, while E-MC shows moderate error rates, its R² (0.57) surpasses other MC models, suggesting better explanatory power despite its limitations. The MAPE rankings reveal inconsistencies, with BTS-MC ranking worst (15.03) despite some MC models like PLI-MC performing decently in this metric. The aggregated Group Scores (TC: 143 vs. MC: 77) underscore the clear superiority of TC models, which excel in both accuracy (low errors) and predictive strength (high R²). This analysis highlights that while individual metrics may occasionally favor MC models, the TC variants—particularly PLI-TC and E-TC—deliver more robust and reliable performance overall, making them the preferred choices for predictive tasks. This result is coordinated with the results presented in some researches (Zorlu et al., 2008; Sun et al., 2017; Atici and Comakli, 2019; Hemmati et al., 2020; Fereidooni, 2022; Tandon and Gupta, 2013). Figure 19 presents a comparative diagram for the percentage of the performance indices of the developed models.
Table 12
Values of the performance indices and evaluation of the developed models
Performance
Index
Equation No. (Model No.)
MC
TC
Hs-MC
PLI-MC
BTS-MC
UCS-MC
E-MC
Hs-TC
PLI-TC
BTS-TC
UCS-TC
E-TC
V.
S.
V.
S.
V.
S.
V.
S.
V.
S.
V.
S.
V.
S.
V.
S.
V.
S.
V.
S.
RMSE
3.22
4
0.52
7
0.50
8
12.40
1
3.70
3
1.29
6
0.23
10
0.27
9
4.81
2
1.51
5
MAE
2.85
4
0.49
7
0.48
8
11.06
1
3.26
3
1.14
6
0.20
10
0.24
9
4.27
2
1.21
5
MAPE
7.87
4
14.48
3
15.03
1
14.59
2
6.85
6
3.03
9
5.64
7
7.50
5
5.22
8
2.52
10
R2
0.47
1
0.54
4
0.52
3
0.48
2
0.57
5
0.90
8
0.89
7
0.84
6
0.90
9
0.90
10
Model score
13
21
20
6
17
29
34
29
21
30
Group score
77
143
Note: V., Value; S., Score; Perfect RMSE = 0; Perfect MAE = 0; Perfect MAPE = 0; Perfect R2 = 1
Fig. 19
A comparative diagram for percentage of the performance indices of the developed models
Click here to Correct
4.4.2 Univariate regression method
The Univariate Regression method—a single-variable feature selection technique—assesses each feature independently to measure its predictive relationship with the target variable. Due to its simplicity and interpretability, this approach is particularly useful for exploratory data analysis. In classification tasks, features are ranked based on their discriminative power across different classes, often evaluated using statistical tests such as t-tests or ANOVA. These tests determine whether a feature exhibits significant differences between classes, helping identify the most relevant predictors (Jović et al., 2015).
4.4.3 ReliefF method
Developed by Kira and Rendell (1992), this filter-based feature selection algorithm evaluates the relevance of features by analyzing their relationships within the dataset. Originally designed for binary classification, it has since been adapted for broader predictive modeling tasks. The method assigns a score to each feature by examining value differences between neighboring sample pairs. A feature’s score decreases if its values vary significantly between neighboring samples belonging to the same class, indicating lower discriminative power. Features are then ranked and selected based on these scores, prioritizing those most effective for distinguishing between classes (Spolaôr et al., 2013).
In modeling and incorporating different input parameters, sensitivity analysis of the output parameter relative to the inputs is crucial for understanding their influence. Here, three methods, Scoring System, Univariate Regression, and RReliefF, were used to rank the importance of parameters. Table 13 presents the scores assigned to each parameter based on these three criteria, ranked by their importance. Each method assigns a value and a corresponding rank to each model, where lower ranks indicate better performance. Based on the results, in the Scoring system method, PLI-TC ranks highest (1st) with a value of 34, followed closely by E-TC (2nd, value 30), while Hs-MC and UCS-MC rank lowest (9th and 10th, respectively). The univariate regression method shows a different trend, with E-TC (240.404) and UCS-TC (190.465) leading (1st and 2nd), whereas Hs-MC (16.204) performs the worst (10th). The ReliefF method ranks PLI-TC and BTS-TC highest (both 0.584, 1st and 2nd), while Hs-MC (0.530) is again the weakest (10th). Overall, PLI-TC consistently performs well across all methods, ranking 1st in both score system and ReliefF, and 4th in univariate regression. Meanwhile, Hs-MC and UCS-MC are consistently among the lowest-ranked models. The results suggest that model performance varies significantly depending on the evaluation method used, highlighting the importance of selecting appropriate metrics for assessment.
Table 13
Ranking and scoring of input parameters
Model
Scoring system method
Univariate regression method
ReliefF method
Value
Rank
Value
Rank
Value
Rank
Hs-MC
13
9
16.204
10
0.530
10
PLI-MC
21
6
20.973
7
0.559
7
BTS-MC
20
7
17.776
9
0.555
8
UCS-MC
6
10
18.094
8
0.539
9
E-MC
17
8
27.666
6
0.569
6
Hs-TC
29
4
168.792
3
0.578
3
PLI-TC
34
1
164.872
4
0.584
1
BTS-TC
29
4
88.887
5
0.584
2
UCS-TC
21
5
190.465
2
0.578
4
E-TC
30
2
240.404
1
0.574
5
5 Conclusions
This comprehensive study investigated the relationships between petrographic characteristics and mechanical properties of sandstones through an integrated approach combining laboratory testing, quantitative mineralogical-textural analysis, and machine learning modeling. The research demonstrated that while both mineralogy coefficient (MC) and texture coefficient (TC) influence mechanical behavior, TC emerged as the dominant predictive parameter, exhibiting stronger correlations (R² = 0.84‒0.90) with key mechanical properties including UCS, BTS, and E compared to MC (R² = 0.47‒0.57). Among the three machine learning algorithms evaluated, Gradient Boosting (GB) consistently delivered superior performance, achieving exceptional prediction accuracy (R² up to 0.96 for TC-based models) due to its ability to capture complex, non-linear relationships in the data. The study's sensitivity analyses, employing multiple evaluation methods, consistently identified texture-related parameters - particularly grain interlocking, orientation, and packing density - as the most significant factors controlling mechanical behavior, with PLI-TC and BTS-TC models ranking highest across all assessment criteria. These findings significantly advance our understanding of microstructure-property relationships in sandstones and provide practical tools for predicting mechanical behavior from more easily measurable petrographic characteristics.
The research outcomes have important implications for both theoretical understanding and engineering practice. From a practical perspective, the developed TC-based models, particularly those using GB algorithm, offer reliable alternatives to costly and time-consuming mechanical testing, enabling efficient preliminary assessments of rock mass quality. The demonstrated superiority of texture parameters over mineral composition suggests that petrographic analyses for engineering purposes should prioritize quantitative textural characterization. However, the study also revealed limitations related to sample heterogeneity and algorithm performance, with SVM showing particular sensitivity to data outliers in high-stress regimes. These findings point to several valuable directions for future research, including the development of lithology-specific models, integration of advanced imaging techniques for more precise texture quantification, and creation of hybrid models combining petrographic with geophysical data.
Acknowledgements
This work is based upon research funded by Iran National Science Foundation (INSF) under project No. 4040158. The authors acknowledge the supports of Iran National Science Foundation (INSF).
A
Author Contribution
The main idea of the research belongs to Davood Fereidooni who analyzed the obtained laboratory results, developed some machine learning algorithms as well as wrote the related parts and improved the main manuscript. Matloob Hejazifar developed some machine learning algorithms, wrote the related parts of the text, and performed the laboratory tests to provide initial data.
Data Availability Statement
All data generated or analyzed during the current study to support its findings are available from the corresponding author upon reasonable request.
Declarations
This work is based upon research funded by Iran National Science Foundation (INSF) under project No. 4040158.
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