A
Orbital angular momentum processing via diffractive networks for terahertz mode-division-multiplexed wireless links
Ming-Zhe Chong1,2, Shao-Xin Huang2, Zong-Kun Zhang1, Ka Fai Chan2, Peijie Feng1, Kam Man Shum2, Kwun Wing Cheung2, Geng-Bo Wu2, Chi Hou Chan2*, and Ming-Yao Xia1*
1 State Key Laboratory of Photonics and Communications, School of Electronics, Peking University, Beijing 100871, China.
2 State Key Laboratory of Terahertz and Millimeter Waves, City University of Hong Kong, Kowloon, Hong Kong SAR, China.
Ming-Zhe Chong: cmz1999@stu.pku.edu.cn
Shao-Xin Huang: youngstar.pku@gmail.com
Zong-Kun Zhang: zhangzongkun@stu.pku.edu.cn
Ka Fai Chan: kfaichan@cityu.edu.hk
Peijie Feng: pjf@stu.pku.edu.cn
Kam Man Shum: keeson.shum@cityu.edu.hk
Kwun Wing Cheung: kwcheun234@cityu.edu.hk
Geng-Bo Wu: bogwu2@cityu.edu.hk
Chi Hou Chan: eechic@cityu.edu.hk, (852) 34429360
Ming-Yao Xia: myxia@pku.edu.cn, (86) 10-62769865
* Corresponding authors:
Chi Hou Chan: eechic@cityu.edu.hk and Ming-Yao Xia: myxia@pku.edu.cn
Keywords:
orbital angular momentum
diffractive optical neural networks
terahertz
wireless communication
mode-division multiplexing
Abstract
The orbital angular momentum (OAM) mode processing method is crucial and highly desirable in terahertz (THz) mode-division-multiplexed (MDM) wireless links, to fulfill the requirement of flexible channel switching ability in the sixth-generation (6G) communications. However, most existing OAM manipulation methods cannot process multiplexed OAM modes with high flexibility in the THz band. To address this challenge, here we present a scheme for designing OAM processors for THz MDM wireless links, including OAM transformers and filters, based on diffractive optical neural networks (DONNs). The phase parameters of the DONNs are well optimized using artificial-intelligence-based algorithms to arbitrarily design OAM transformation and filtering functions in a desired manner. We fabricate the OAM processors and validate their functions through THz field scanning and wireless communication experiments, indicating excellent OAM processing performance with a high communication speed of 60 Gbps per channel. This design of the OAM processors exhibits excellent channel switching capabilities, making it suitable for deployment in THz MDM wireless links, and potentially offering applications in 6G wireless communication systems.
A
1. Introduction
Terahertz (THz) wireless technology holds significant importance in the sixth-generation (6G) communications, due to its wide spectrum and high data rate [1]. Several methods have been proposed to increase further the communication channel capacity, including polarization-, space-, and frequency-division multiplexing [24]. Mode-division multiplexing (MDM) is another approach to expand the channel capacity, which utilizes the orthogonality of modes to function as different information carriers [5]. This scheme may have various potential application scenarios. In the 6G communication era, users may require high-capacity, yet short-distance, wireless links in places such as offices, studios, and other indoor sites.
Orbital angular momentum (OAM) mode offers a new degree of freedom to realize MDM, characterized by its unique vortex field distribution with a topological charge (TC) [6, 7]. Since the TC values can be infinitely extended, the corresponding OAM modes can carry unlimited information at orthogonal channels, and researchers have reported the applications in communication systems [8, 9]. One question left is, how to process these OAM modes in the manner we desire. We have noticed an OAM processing method based on geometric transformation optics [10, 11]. The technique is interesting and well-designed in optical frequency, but it is not very flexible for manipulating OAM modes arbitrarily. We may still need a new and general framework to process OAM modes with more processing flexibility, while keeping a simple and compact configuration. This framework can then be employed in THz MDM systems, thereby improving the channel switching ability and enhancing the communication performance.
Inspired by artificial neural networks (ANNs) [12, 13], diffractive optical neural networks (DONNs) have been proposed as a physical implementation of neural networks using light, offering the advantages of high parallelism, fast speed, and low power consumption [14, 15]. Similar to ANNs, several diffractive layers are combined to form a DONN, and these layers consist of numerous diffractive neurons, connected by the light diffraction between different layers. The emergence of DONNs provides great flexibility in manipulating electromagnetic (EM) waves, facilitating plentiful applications, such as full-Stokes detection [16], image transmission through multimode fibers [17], diffraction casting [18], subwavelength detection [19, 20], optical autoencoders [21, 22], and pluggable optical processors [23]. Therefore, the DONN is also an ideal framework to realize EM mode manipulation, and related applications have been proposed, including optical quantum gates [24], vectorial mode converters [25], and diffractive waveguides [26]. Based on this, the DONN is a promising candidate to function as an OAM processor in THz MDM communication systems.
To physically realize the diffractive layers of a DONN, various schemes have been put forward. Some are based on metasurfaces, due to their ability to manipulate EM waves precisely [2729]. However, the fabrication process of metasurfaces is usually costly and time-consuming. Another solution is the use of diffractive surfaces, which can be created using a three-dimensional (3D) printing technique [30]. This method enables the fabrication of DONN at a low cost and high speed, making it especially beneficial for 6G communication systems, where the swift and large-scale deployment of THz passive components is required [31, 32]. Thus, we also use the 3D-printed DONNs to conduct the current research.
In this work, we propose OAM processors based on DONNs for the THz MDM wireless communication links, which can be used for channel switching, working at 0.3 THz (see Fig. 1). The DONN consists of several cascaded diffractive layers to process a set of OAM modes, including mode transformation and filtering. Mode transformation refers to the process of converting a set of input OAM modes into another set of output OAM modes with altered TC values. For mode filtering, some input OAM modes can pass through the DONN, while other modes are filtered. Notably, the output transformed or filtered OAM modes can be arbitrarily designed. After specifying the target output modes (i.e., ground truth), the phase distribution of these successive diffractive layers can be well optimized using the artificial intelligence (AI) method, thus achieving our desired OAM processing ability. The numerical simulation demonstrates that the DONNs can process more than 10 multiplexed OAM modes in our desired manner with excellent performance. We also utilize 3D-printed diffractive surfaces to assemble the DONNs, along with several OAM modulators, to characterize the OAM processing function experimentally. The THz field scanning system is employed to measure the transformed or filtered OAM modes. Furthermore, we utilize related equipment to establish THz MDM wireless communication links and test the channel switching capability using the proposed OAM processors. The measured communication results verify the excellent performance (60 Gbps per channel). Thus, our designed OAM processors are suitable for deployment in THz MDM wireless links, offering good channel switching ability and potential applications in 6G communication systems.
Fig. 1
Schematic of an OAM processor that performs OAM transformation or filtering, which can be used for channel switching. It is based on a diffractive optical neural network (DONN), which can be employed in THz mode-division-multiplexed (MDM) wireless links, offering a high communication speed of 60 Gbps for each channel.
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2. Results
2.1. OAM transformer
The structure of the OAM transformer and its working principle are illustrated in Fig. 2a. It consists of three diffractive layers, operating at 0.3 THz (corresponding to a wavelength of 1 mm). Each layer is spatially encoded with 60 × 60 diffractive neurons, with a pixel size of 1 mm, and the diffractive layers are cascaded along the propagation direction with an interval length of 60 mm, modulating the phase of light as it propagates through them at a resolution of 1 mm. These layers are connected by the diffraction process, often mathematically described using the Rayleigh-Sommerfeld (RS) diffraction theory. According to this, each diffractive neuron of these layers can be considered as a secondary spherical wave source with different phases, and its radiation weight factor is:
1
where λ is the wavelength,
represents the distance between the 2 points
and
, on the rear and front planes of the diffraction path. Then, these radiated waves combine to generate a new field, known as the diffracted field.
The OAM phase modulator works as a phase mask to spatially modulate the Gaussian THz incident waves (see more details in the model of Methods), with the same spatial size as the diffractive layers. In this way, it can generate the input OAM beam in front of the first diffractive layer. The separation between the OAM phase modulator and the first diffractive layer is 60 mm. Behind the last diffractive layer is the output plane, where the output OAM field can be detected, with the field of view (FoV) being 36 mm. The distance between the last diffractive layer and the output plane is also 60 mm.
The OAM transformer can convert a set of input OAM modes to another set of output OAM modes. For example, here we design an OAM transformer to implement OAM multiplication (shown in Fig. 2b). A set of input modes lin = {-5, -4, -3, -2, -1, 0, 1, 2, 3, 4, 5} is transformed to another set of output modes lout = {-10, -8, -6, -4, -2, 0, 2, 4, 6, 8, 10}, satisfying the multiplication relation: lout = 2 × lin. The output modes exhibit high efficiency and Pearson correlation coefficient (PCC) values (see definitions in the training of Methods), suggesting good mode transformation performance.
To physically achieve the OAM transformer, we employ an AI-based framework to optimize the phase parameters of diffractive layers, which utilizes automatic gradient descent and error backpropagation algorithms (see more details in the training of Methods). The first step in establishing this framework is to define the loss function, which can mathematically describe the relationship between the output and the target THz fields (see the ground truth of output OAM modes with various TC values in Note I of the Supplementary Information). This function should minimize the difference between the two, while maintaining a relatively high output efficiency (see the detailed definition of loss functions in the training of Methods). The second step is mathematically describing the connection between input and output fields. We already know that the RS diffraction theory can achieve this. Still, practically, we calculate this using the angular spectrum method (ASM, see more details in the model of Methods), which is mathematically equivalent to the RS diffraction theory [33]. In this way, the entire optimization framework is established, and the final updated phases of the diffractive layers are depicted in Fig. 2c. Notably, using this framework, the OAM modes can be designed and transformed arbitrarily. Another OAM transformer that performs OAM division is demonstrated in Note II of the Supplementary Information.
The phase profiles of the OAM phase modulators with various TC values are shown in Fig. 2d (see the mathematical definition in the model of Methods), which can generate the input OAM beams for the OAM transformer, as illustrated in Fig. 2e. The intensity and phase distributions clearly show the features of OAM modes. These input OAM beams then pass through the diffractive layers and form the converted OAM modes on the FoV of the output plane (shown in Fig. 2f). The characteristics of output OAM modes are clearly observed, with a high average PCC value of 0.963 between the output modes and their target output.
Fig. 2
Working schematic and simulated results of the OAM transformer. a Layout of the OAM transformer. b Numerical analysis of the simulated OAM transformer, characterized by efficiency and PCC value. c Phase profiles of the 3 diffractive layers. d Phase profiles of the OAM phase modulators to generate input OAM beams with different TC. e, f Field distributions of different input (e) and output (f) OAM beams, including intensity (the 1st row) and phase (the 2nd row).
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2.2. OAM filter
The schematic of the OAM filter can also refer to Fig. 2a, but the function of the OAM filter is different from that of the OAM transformer. As shown in Fig. 3a, for a set of input OAM modes lin = {-6, -5, -4, -3, -2, -1, 1, 2, 3, 4, 5, 6}, several modes lin1 = {-5, -3, -1, 2, 4, 6} can pass through the OAM filter (with high efficiency and PCC values), while other modes lin2 = {-6, -4, -2, 1, 3, 5} are filtered (with low efficiency and PCC values). We note that the passed or filtered modes can also be arbitrarily designed using the optimization framework. To realize the filtering feature, the loss function should be well-defined during the training process. The loss function of the passed modes is the same as that of the OAM transformer. By contrast, the loss function of the filtered modes can minimize the correlation between the output modes and their corresponding ground truth, while simultaneously maintaining a low output efficiency, thus achieving the desired filtering results (see the detailed loss functions in the training of Methods). As the loss function is defined, the entire OAM filter is well-designed, and the final optimized phase profiles are demonstrated in Fig. 3b.
The phase profiles of OAM phase modulators are shown in Fig. 3c, along with their corresponding input OAM beams in Fig. 3d. The output OAM modes on the FoV of the output plane are depicted in Fig. 3e. For the passed modes, the feature of OAM with different TC values is clearly observed, with a high average PCC value of 0.983. In contrast, the filter OAM beams cannot maintain the OAM feature (with a low average PCC value of merely 0.023). The phase distributions are irregular, and the output intensities are very weak. As a result, the function of the OAM filter is validated.
Fig. 3
Working schematic and simulated results of the OAM filter. a Numerical analysis of the simulated OAM filter, characterized by efficiency and PCC value. b Phase profiles of the 3 diffractive layers. c Phase profiles of the OAM phase modulators to generate input OAM beams with different TC. d, e Field distributions of different input (d) and output (e) OAM beams, including intensity (the 1st row) and phase (the 2nd row).
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2.3. Field scanning experiment
Although the function of the OAM processor has been demonstrated through numerical simulation, a THz experiment is still required to verify it. The setup of the THz field scanning experiment is demonstrated in Fig. 4a, along with its corresponding schematic diagram in Fig. 4b. Using this experimental setup, the THz field distributions at the output plane (including both intensity and phase) at 0.3 THz within the FoV can be well measured. More details can be found in the experimental setup of Methods.
A
The optimized phase profiles and their corresponding fabricated samples of the OAM transformer and filter are shown in Figs. 4c and 4d. To reduce the complexity of the experiment, such as the alignment of the fabricated diffractive layers, we use only 2 layers to build the experimental DONN, instead of 3 layers in the simulation. During the training process of the experimental model, a vaccination strategy is also incorporated to help resist the potential misalignment of these fabricated samples (see more details in the model of Methods). The fabricated OAM phase modulators and their encoded phase profiles are depicted in Fig. 4e. All the samples are manufactured using the 3D printing technique with a high-temperature resin material. The height of each unit cell in the samples varies, as encoded by the required phase profiles (see more details in the sample fabrication of Methods).
Fig. 4
THz field scanning experiment setup and fabricated samples. a Photograph of the experimental setup. b Schematic diagram of the experimental setup. c, d Phase profiles and fabricated samples of the OAM transformer (c) and filter (d) used in the experiment. e Phase profiles and fabricated samples of the OAM phase modulators.
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The performance analysis of the experimental OAM transformer is shown in Fig. 5a. The 3 input OAM modes lmod = {-2, 0, 2}, also denoting 3 multiplexed channels CH 1, 2, and 3, are converted to 3 altered output OAM modes lout = {-1, 0, 1}, with high output efficiency and PCC values. The simulated and measured field distributions are demonstrated in Figs. 5c and 5e. For all 3 output modes, the OAM profiles are clearly demonstrated, possessing a high average PCC value of 0.971 (simulated) and 0.761 (measured). Thus, it experimentally demonstrates a good OAM transformation performance.
For the experimental OAM filter, the performance analysis is demonstrated in Fig. 5b. The 4 input OAM modes lmod = {-2, -1, 1, 2} can represent 4 multiplexed channels: CH 1, CH 2, CH 3, and CH 4. The CH 1 and CH 2 (lmod1 = {-2, -1}) are filtered, with low output efficiency and PCC values. By contrast, the CH 3 and CH 4 (lmod2 = {1, 2}) can pass through the experimental OAM filter, possessing high efficiency and PCC values. Specifically, the output simulated and measured field distributions are shown in Figs. 5d and 5f. For CH 1 and CH 2, the output fields exhibit chaotic behavior with a low intensity, indicating the OAM modes are filtered (with average simulated and measured PCC values of 0.031 and 0.164, respectively). By contrast, for CH 3 and CH 4, the OAM profiles remain, retaining their high intensity. It suggests that these OAM modes are reserved, with a high average PCC value of 0.982 (simulated) and 0.763 (measured). These results experimentally verify the OAM filtering function.
Fig. 5
THz field scanning experiment results. a, b Numerical analysis of the experimental OAM transformer (a) and filter (b), characterized by simulated efficiency and PCC value. c, d Simulated results of the OAM transformer (c) and filter (d) used in the experiment. e, f Experimentally measured results of the OAM transformer (e) and filter (f) used in the experiment.
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2.4. Wireless communication experiment
Next, we employ the THz wireless communication experiment to demonstrate the OAM processor’s applications in THz MDM wireless links. The photograph of the experimental setup is shown in Fig. 6a, along with the corresponding schematic diagram in Fig. 6b. This experimental setup can be applied to validate the wireless communication performance of the OAM processors. In this setup, the wireless signal is modulated using the 16-state quadrature amplitude modulation (16QAM) format, with a symbol rate of 15 GBaud, thereby achieving a communication speed of 60 Gbps per channel. More details can be found in the experimental setup of Methods.
Fig. 6
Setup of the THz wireless communication experiment. a Photograph of the experimental setup. b Schematic diagram of the experimental setup.
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The wireless communication performance of the OAM transformer is shown in Fig. 7a. We first demonstrate the demodulated field distributions, including both simulated and measured results. The experimental setup for the field distribution measurement is also depicted in Figs. 5a and 5b; however, an OAM phase demodulator is incorporated between the last diffractive layer and the Rx probe, with the same 60 mm interval distance. We note that these OAM phase demodulators are identical to the modulators with corresponding TC values (see Fig. 4e). The mode feature of the received demodulated field depends on the mode of the output field (see Figs. 5e and 5f) and the OAM phase demodulator, described as:
2
where lRx, lout, and ldemod are the TC values of the demodulated field, output field, and the OAM phase demodulator. To establish normal wireless links, lRx should be 0, i.e., the fundamental mode. We observe the fundamental mode on the Rx plane for all 3 channels of the OAM transformer, characterized by a bright spot with a uniform phase profile in the center of the demodulated field. Then, we utilize the communication experiment setup, as shown in Fig. 6, to evaluate the communication performance of the OAM transformer. The communication performance is reflected in a constellation diagram and an eye diagram (quadrature). Data scatters in these diagrams can be distinguished, with error vector magnitude (EVM) values of less than 13.5%, fulfilling the requirement for 5G communication [34].
The OAM filter’s communication performance is demonstrated in Fig. 7b. As expected, for the filtered channels (CH 1 and 2), no regular fields are detected on the Rx plane, and the intensities are very weak. The data scatters in the constellation and eye diagrams cannot be distinguished, with high EVM values exceeding 37%, which suggests that the wireless links have not been established. By contrast, for the reserved channels (CH 3 and CH 4), the fundamental mode is observed on the Rx plane. The data scatters in the constellation and eye diagrams can be clearly distinguished, with low EVM values of under 13.5%, indicating good wireless communication performance. Therefore, the different communication performance between filtered and reserved channels verifies the filtering function enabled by the OAM filter in THz MDM wireless links.
Fig. 7
THz wireless communication experiment results. a, b The wireless communication performance of the experimental OAM transformer (a) and filter (b). Each channel is characterized by demodulated fields (simulated and measured, including intensity and phase), a constellation diagram, and an eye diagram (quadrature).
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2.5. Channel isolation
We select 3 channels of the OAM transformer and filter (i.e., OAM transformer’s CH 1, OAM filter’s CH 2, and CH 4) to demonstrate the channel isolation property experimentally. Each channel is tested by OAM phase demodulators used in its corresponding and adjacent channels. The testing results of the OAM transformer’s CH1 are shown in Fig. 8a. Only for the fundamental mode (lRx = 0, i.e., ldemod = -lout = 1), the communication performance is satisfactory. For other higher Rx modes (see Eq. 2), the transmitted data cannot be well received, so the channel is isolated. This is attributed to the weaker intensities in the center of the Rx plane, where the Rx horn is placed. The vortex field shape of OAM beams exactly causes such intensity distributions. This feature makes OAM beams suitable for MDM wireless links, since each channel can only be demodulated by a certain OAM demodulator. For the OAM filter, the testing results of CH 2 are shown in Fig. 8b. Regardless of the different OAM phase demodulators, wireless links cannot be established, since the OAM fields have been filtered, which cannot support any wireless communication. By contrast, the OAM mode is reserved in CH 4 of the OAM filter, which is also tested using various OAM phase demodulators (shown in Fig. 8c). As expected, only the fundamental mode (with ldemod = -2) on the Rx plane can be successfully detected by the Rx horn, while the data carried by other higher Rx modes cannot be well received. Therefore, we conclude that only one corresponding OAM demodulator can be used in a given channel to establish a wireless link with good communication quality (except for the filtered channels). In other words, the same OAM demodulator cannot be employed in different channels. Such a characteristic reflects the channel isolation property, as each channel can only normally work with its own one-to-one match of the OAM demodulator. The OAM demodulators used in other channels cannot establish a high-quality wireless link for this channel (i.e., being isolated).
Fig. 8
Channel isolation property. a, b, c The wireless communication performance of OAM transformer’s CH 1 (a), OAM filter’s CH 2 (b), and CH 4 (c), with different OAM phase demodulators. Each channel is characterized by demodulated fields (experimentally measured, including intensity and phase) and a constellation diagram.
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3. Discussion
We utilize DONNs to construct OAM processors for THz MDM wireless links for the first time, enabling OAM transformation and filtering functions. These functions are crucial in MDM wireless systems that utilize a large number of wireless channels. The channels may need to be processed in real time to respond to the outside environment or the user’s demand. Fortunately, we have the OAM processors to serve as channel switchers or repeaters, meeting various working scenarios. For example, users may need to switch channels when the original channels are about to be occupied by other users, or the data in the original channels needs to be forwarded to different channels. In these situations, users may need OAM transformers to realize this. In other scenarios, users may need to discard some messages that contain sensitive information, or agents may need to block certain channels to prevent data attacks, such as distributed denial-of-service (DDoS) attacks. To realize this, the users and agents may need OAM filters to protect data security.
Another challenge that needs to be solved is the channel multiplexing/demultiplexing. Although the MDM ability of the OAM processors has been experimentally verified, the OAM processors are tested with different input OAM modes individually in the experiments. Due to experimental limitations, we cannot test different channels together simultaneously. Despite this, we notice some designs to help achieve the channel multiplexing/demultiplexing. The first one is an OAM detector, which can convert different OAM beams into various focal spots at different locations [35]. This feature can also be applied as an OAM multiplexer/demultiplexer (MUX/DEMUX). Another scheme is based on beam splitters (BSs), which can combine or split the light paths [36]. Different input OAM modes can be combined into a single light path by BSs, and the output light path can also be split into many sub-paths, which can then be processed by corresponding OAM demodulators to obtain the Rx signal. Thus, we may refer to these schemes to improve our experimental design in the future.
To conclude, we utilize DONNs to design OAM processors for THz MDM wireless links, marking the first application of this approach. The DONN is composed of cascaded diffractive layers that can process a set of input OAM modes, including mode transformation and filtering. After specifying the target output modes, the phase profiles of the diffractive layers can be optimized effectively using an AI-based method. In this way, the output transformed or filtered OAM modes can be arbitrarily designed, thereby realizing the desired OAM processing ability. Samples of DONNs and OAM modulators are fabricated using 3D printing. The numerical simulation and the THz field scanning experiment agree well with each other, verifying the OAM processing function. Moreover, the THz wireless communication experiment is also implemented to verify the excellent MDM communication performance. Therefore, our proposed OAM processors are suitable for deployment in THz MDM wireless links, offering excellent channel switching capabilities and potential applications in 6G wireless communication systems.
4. Methods
4.1 Model
The input Gaussian beam has a uniform phase profile and an amplitude profile that follows the Gaussian function, mathematically described as:
3
where (ρ, θ) denotes the location of the polar coordinate system, E0 is the maximum amplitude that is set to 1, and ω0 = 30 mm represents the beam waist radius of the Gaussian beam.
The OAM phase modulators can generate l-th-order OAM beams with axicon phase profiles:
4
where l denotes the mode value (i.e., TC value) of the OAM beam, λ = 1 mm is the working wavelength, and β = 5° is the convergence angle. Specifically, these generated OAM beams are Bessel-like beams carrying various modes of OAM, with the merit of being theoretically diffraction-free during propagation. Thus, we adopt these axicon phase profiles to construct the OAM modulators.
The DONN model is composed of cascaded diffractive layers with transmittance of:
5
where ϕ (x, y) is the phase of diffractive neurons, and (x, y) is the location of the Cartesian coordinate system. We assume that these layers only modulate the phase of the THz field, i.e., ignoring the material loss. The propagation of THz waves between the layers is modeled using ASM. According to this, a THz field u (x, y) after propagating a distance d along the optical axis z can be expressed as:
6
where
(
) represents the 2D Fourier (inverse Fourier) transform and H (fx, fy; d) is the free-space propagation transfer function, which is defined as:
7
where fx (fy) represents the spatial frequency along the x- (y-) direction. In our numerical simulation, the 2D Fourier (inverse Fourier) transforms are implemented by the Fast Fourier Transform (FFT) algorithm.
For the experimental model, we employ a vaccination strategy to help mitigate possible misalignment of OAM modulators and diffractive surfaces. These inaccuracies are regarded as random 2D displacements (Dx,y) on the x-y plane, following the uniform (U) random distribution:
8
where p = 1 mm is the pixel size of the OAM modulators and diffractive surfaces. These random displacements are incorporated in the model training stage to help resist potential misalignment. In this way, after training with this strategy, the alignment tolerance is ± 0.5 mm, i.e.,
= 0.5 mm.
4.2 Training
The phase parameters of the DONNs are optimized by minimizing the loss function, defined as:
9
where O is the output complex field, Ogt is the ground truth of the output field (see details in Note I of the Supplementary Information), I is the input Gaussian field modulated by the OAM phase modulator (see Equations 3 and 4), and αi (i = 1, 2, 3) are empirical scaling factors of these loss items.
is the mean squared error (MSE) between the output complex fields and their ground truths:
10
where
denotes the absolute value of a complex number, Nx = Ny = 36 is the pixel number of the FoV, and σ is the normalization factor:
11
is the exponential of the negative output efficiency:
12
where η is the output efficiency:
13
is the absolute value of the complex PCC between the output complex fields and their ground truths:
14
where
and
denote the mean value and complex conjugate of a complex matrix. Notably, all the PCC values in the main text refer to the absolute value of the corresponding complex PCC, which are calculated using Eq. 14.
is the output efficiency:
15
Thus, the loss function is well-defined, comprising 4 items. The first 2 items of the loss function are used to produce the expected output OAM modes (with low MSE values and high output efficiency), while the last 2 items are applied to block the OAM modes that need to be filtered (with low PCC values and low output efficiency).
For the model of the OAM transformer, only the first 2 items of the loss function are used, with α1 = 0.008 in the simulation model and α1 = 0.003 in the experiment model. For the model of the OAM filter, the first 2 items of the loss function are used for the passed OAM modes, while the last 2 items are employed for the filtered OAM modes. The scaling factors are empirically selected as α1 = α2 = α3 = 0.012 in the simulation model and α1 = α2 = α3 = 0.005 in the experiment model.
The DONN models are trained using Python (version 3.9.18) with the machine learning framework PyTorch (version 2.0.1, Meta Platform Inc.). The Root Mean Square Propagation (RMSProp) method is chosen as the optimizer, with all hyperparameters set to their default values. Using the optimizer, PyTorch can perform automatic gradient descent calculation, thus achieving the optimization target defined by the loss functions. The training process is conducted on a PC with a 13th Gen Intel(R) Core(TM) i9-13900H CPU (Intel Inc.), an NVIDIA GeForce RTX 4060 Laptop GPU (Nvidia Inc.), and 64 GB of RAM.
4.3 Experimental setup
The field scanning experimental setup is described first (see Figs. 4a and 4b). A radio frequency (RF) signal at 16.6667 GHz produced by a vector network analyzer (VNA, Keysight N5227B) is multiplied 18 times by a frequency extension module of the VNA (VNAX, OML WR3.4, Oleson Microwave Labs Inc.) to generate a THz signal at 0.3 THz (y-polarized). A dielectric collimating lens (90 mm diameter) is used to collimate the THz waves radiated from the Tx horn (WR3.4), to generate the Gaussian plane wave incidence, which then passes through the OAM phase modulator and the diffractive layers. The distance between the horn and the lens is 180 mm, which is exactly the focal length of the lens. The Rx probe is connected to another VNAX via a waveguide (WR3.4), placed on a 3D translation stage. The translation stage is controlled by a MATLAB (MathWorks Inc.) program to perform the planar scanning covering the FoV, with a step size of 1 mm. In this way, the VNA records the S-parameter (S21) at each location, thus obtaining the corresponding field distributions.
Next, we describe the wireless communication experimental setup (see Fig. 6). An arbitrary waveform generator (AWG, Keysight M8199A), connected to a clock generator (CG, Keysight M8008A), is used to produce the intermediate frequency (IF) signal. The CG is used to provide the clock and synchronization signal for the AWG. The IF signal is modulated by a pseudo-random binary sequence (PRBS) using the 16QAM format, with a symbol rate of 15 GBaud. Therefore, the communication speed is 15 × log216 = 60 Gbps (for each channel). An analog signal generator (ASG, Keysight AP5021A) is used to produce the local oscillator (LO) signal. The compact up-converter (CCU, VDI WR3.4, Virginia Diodes Inc.) and down-converter (CCD, VDI WR3.4, Virginia Diodes Inc.) can realize frequency conversion and mixing, with a relation:
16
where fTHz = 0.3 THz is the frequency of the THz waves, fIF = 40 GHz is the frequency of the IF signal, N = 6 is the multiplication factor, and fLO = 43.3333 GHz is the frequency of the LO signal. The THz waves are radiated from the Tx horn (WR3.4) of the CCU, collimated by the lens (with a focal length of 180 mm), and then pass through the OAM phase modulator, diffractive layers, and the demodulator, finally being detected by the Rx horn (WR3.4) of the CCD. Then an oscilloscope (OSC, Keysight UXR0404AP) is used to save and observe the received IF signal, which is generated from the CCD. A personal computer (PC) is employed to control the modulated data in the AWG and display the received data in the OSC. The received data is processed by software (Keysight PathWave Vector Signal Analysis, 89600 VSA Software) on the PC, including signal equalization. Then, the VSA software displays the testing results based on the processed data, including constellation diagrams, eye diagrams, and EVM values.
4.4 Sample fabrication
All the experimental samples (OAM modulators and diffractive surfaces) are fabricated using a 3D printer (Form 2, Formlabs Inc.) based on the stereolithography (SLA) technique. The printer provides the laser with a spot size of 85 µm and a layer thickness of 25 µm, realizing the printing resolutions of 85 µm in the transverse (x- and y-directions) and 25 µm in the axial (z-direction). The photo-curable high-temperature resin (refractive index of 1.6311 + j0.0245 measured at 0.3 THz) is selected as the 3D printing material due to its high resistance to deformation and scratching. A 1 mm thick substrate is first printed for each sample as a support, on which all unit cells are then fabricated. The shape of the unit cells is a square pillar with different heights, whose cross-section is 1 × 1 mm², and the pixel size is also 1 mm. The unit cells with various heights are printed using the resin material to match the required phase profiles of the samples (see Figs. 4c, 4d, and 4e), with a relation:
17
where n = 1.6311 is the real part of the refractive index of the resin, h is the height of a unit cell. Therefore, the phase profiles are matched by tuning h. The phase modulation is realized by changing the propagation length along the z-direction, so this phase modulation method is polarization-independent. In this way, the 3D-printed samples are encoded with the required phase profiles. Finally, before using, the fabricated samples are cleaned with alcohol by the ultrasonic method. Additionally, all the supports and frames of the experimental parts are fabricated using a second 3D printer (E2, Raise3D Inc.) with polylactic acid (PLA) material.
Supplementary Information
Supplementary Information is available online or from the authors.
Acknowledgements
This work is funded by the National Natural Science Foundation of China under Grant No. 62231001, and the Research Grants Council of Hong Kong SAR, China under Grant AoE/E-101/23-N.
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Author contributions
Ming-Zhe Chong, Ming-Yao Xia, Geng-Bo Wu, and Chi Hou Chan proposed the idea. Ming-Zhe Chong, Zong-Kun Zhang, and Peijie Feng completed the theoretical analysis and the numerical simulations. Ka Fai Chan and Ming-Zhe Chong completed the sample fabrication. Ming-Zhe Chong, Shao-Xin Huang, Ka Fai Chan, Kam Man Shum, and Kwun Wing Cheung performed the experiments. Ming-Zhe Chong prepared the original manuscript. Ming-Yao Xia and Chi Hou Chan supervised the overall projects. All the authors analyzed the data and discussed the results. All authors read, revised, and approved the final manuscript before submission.
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Data availability
The data used and analyzed during the current study are available from the corresponding author upon reasonable request.
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Competing interests
The authors declare that they have no competing interests.
Electronic Supplementary Material
Below is the link to the electronic supplementary material
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