Area-Level Variation in Low-Value Head Imaging Services in the Emergency Department vs. Ambulatory Setting
Authors’ Information:
Authors and Affiliations
DebraBozzi1✉Email
AmandaSutherland1
MelanieCanterberry1
EmilyBoudreau1
GosiaSylwestrzak1
1
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Humana Healthcare Research, Humana Inc500 W Main Street40202LouisvilleKYUSA
Debra Bozzi1, Amanda Sutherland1, Melanie Canterberry1, Emily Boudreau1, Gosia Sylwestrzak1
Humana Healthcare Research, Humana Inc., 500 W Main Street, Louisville, KY 40202 USA
Corresponding Author: Correspondence to Debra Bozzi, dbozzi@humana.com.
Abstract
Background
Low-value imaging services contribute to wasteful spending and potential harm among patients enrolled in Medicare. Current strategies for reducing low-value imaging are blunt and have had limited success, with substantial variation across health systems and geographic regions. Examining geographic variation in low-value imaging through two distinct settings can help to develop insights towards refining solutions. In this study, we compared variation in the use of a common low-value head imaging service for Medicare Advantage (MA) enrollees in the emergency department (ED) versus the ambulatory setting, across healthcare referral regions (HRRs), to better understand patterns of care for these services and potential policies for reducing them.
Methods
This retrospective cohort study used the Humana Research Database to identify MA beneficiaries who were eligible for a low-value head imaging service for syncope in the ED or ambulatory setting. Analyses described HRR-level variation in adjusted rates of low-value imaging services per 100 patients in 2023 in both ED and ambulatory settings and compared rates by decile to better understand variation in the use of these services by setting.
Results
Among the final cohort of 114,542 patients, 28% received a low-value head imaging service. The mean HRR-level low-value imaging rate was over seven times higher in the ED compared to the ambulatory setting (40.1 versus 5.7 patients received a low-value imaging service per 100 eligible patients, respectively).
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However, geographic variation in low-value imaging was greater among patients receiving care in an ambulatory setting, in which HRRs in the top decile of low-value imaging had a rate 150% higher than HRRs in the bottom decile. In contrast, the ED had a 46% difference in the low-value imaging rate between HRRs in the top versus bottom deciles.
Conclusions
Findings show relatively higher rates of low-value head imaging for syncope in the ED compared to the ambulatory setting, with less geographic variation. This suggests a more intractable issue compared to the ambulatory setting, pervading across a broad swath of patients, providers, and regions. Greater geographic variation in the ambulatory setting may suggest an influence of unwarranted patient-level and systemic factors that could provide more opportunity for improvement.
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Trial registration:
Not applicable.
Keywords
Managed care
Low-value imaging
Medicare
Geographic variation
Emergency department
Ambulatory setting
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Background
Low-value imaging impacts approximately 10% of Medicare beneficiaries and costs nearly $300 million per year.1 These services often fail to change the course of treatment and associated outcomes2, and contribute to wasteful spending and potential harm to patients.3 These may include radiation exposure, false (positive or negative) test results, incidental findings which may lead to further testing and unnecessary treatment, and negative side effects.4 Current strategies for reducing low-value imaging – including education campaigns (eg, Imaging Wisely5; Choosing Wisely6), increased availability of alternative tests, greater specialist involvement, and electronic health record-based clinical decision support7 – are blunt, and have had limited success, with substantial variation across health systems and geographic regions. Developing a better understanding of how the use of these services varies across geographic regions and healthcare settings can provide insight into patterns of care for these services and potential opportunities to reduce them.
Prior studies demonstrate significant regional variation in utilization of low-value imaging. Recent work has focused on the international setting, showing that even in countries with relatively homogeneous populations (eg, Norway), low-value imaging rates varied by more than 50% across regions and hospital catchment areas.8 Older studies examining the U.S. healthcare system found the average use of imaging services varied threefold across hospital referral regions (HRRs) for Medicare beneficiaries between 1998 and 2007.9 Follow-on research showed regional variation in imaging utilization varied twofold from 2007 and 2011.10 While useful, trends from these studies are nearly two decades old, and therefore, lack relevance to the current healthcare landscape. In recent years, hospital consolidation has risen11,12, a trend that is associated with lower hospital competition13,14, higher prices12,1519, and potential reduction in quality20 and access21 to care. Further, the COVID-19 pandemic upended the healthcare system and prompted a shift in the provision of discretionary healthcare services.22 An updated snapshot of systemic variation in low-value imaging in this context is crucial for developing successful containment strategies.
Meanwhile, reducing inappropriate use of imaging in the emergency department (ED) has become a priority issue among campaigns such as the American College of Emergency Physicians and the Society of Academic Emergency Medicine2325, with several studies documenting a dramatic rise in the use of these services7,2630 and variations across individual health systems.31,32 To date, few studies have directly compared utilization rates of low-value imaging in the ED to other clinical settings.33 The objective of this study was to examine HRR-level variation in the use of a common low-value imaging service – head imaging in the evaluation of syncope – among Medicare Advantage (MA) enrollees in the ED versus the ambulatory setting. We selected head imaging for syncope as a use case due to the clear clinical process for diagnosis and risk stratification, which does not incorporate head imaging.34 In contrast, other low-value imaging services (eg, for an uncomplicated headache), pose greater uncertainty for clinicians due to fear of missing significant pathology, especially in the ED.35 By examining geographic variation in low-value imaging through the lens of two distinct settings, we could explore the relative influence of underlying practice patterns on regional low-value imaging provision and develop evidence-based insights towards refining solutions.
Methods
Study Design
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This retrospective cohort study used the Humana Research Database to identify beneficiaries 19 years of age and older who were enrolled in an MA Health Maintenance Organization (HMO) or Preferred Provider Organization (PPO) plan and who had claims’ evidence of eligibility for a low-value head imaging service in the evaluation of syncope in the ED or ambulatory setting during the observation period (calendar year 2023). We also included a six-month baseline period to capture evidence of eligible diagnosis codes and/or exclusions. The Humana Research Database includes beneficiaries’ enrollment records, full medical claims, basic demographic information such as age, sex, and geographic area (in this case, HRR), detailed information on diagnosed medical conditions and healthcare service utilization. Included patients had an ambulatory or ED encounter with a diagnosis code in the first three positions for syncope. Patients who were not assigned to an HRR and those who had a diagnosis code for cancer were excluded. Additionally, HRRs with fewer than 100 eligible patients were excluded by clinical setting. Figure 1 displays the study time frame.
Figure 1. Full Study Period: July 1, 2022 to December 31, 2023
Study Outcomes
The main outcome variable was the receipt of low-value head imaging for syncope services per 100 patients within an HRR, adapted from a measure developed by Schwartz et al. (2014). This measure was selected because it is commonly used when evaluating data generated from patients enrolled in Medicare1 Further, there is minimal ambiguity regarding the provision of this service; imaging is not required for diagnosis and risk stratification,34 and there is low yield of acutely abnormal findings on head computed tomography (CT) scans of patients presenting with syncope.36 Diagnosis codes used to determine inclusion and exclusion in the denominator population are detailed in Table 1.
Table 1
Eligibility Criteria for Head Imaging in the Evaluation of Syncope Measure
Measure
Inclusion
Exclusion
Head imaging in the evaluation of syncope
R55 T671 (Syncope)
G40 R56 (Epilepsy or Convulsions), I6xxx G45 G46 (Cerebrovascular Diseases), S0xxx S1xxx (Head or Face Trauma), R20 R25-R27 R290xx R291xx R292xx R29701-R2970 R2971-R2974 R2981 R2990 R40 R41 R43 R47 R930 (Altered Mental Status, Nervous and Musculoskeletal System Symptoms, Including Gait Abnormality, Meningismus, Disturbed Skin Sensation, Speech Deficits), Z8673 (Personal History of Stroke/TIA)
We separately examined receipt of low-value head imaging for syncope in the ED and ambulatory setting. We determined clinical setting using place or service (POS), revenue, or Current Procedural Terminology (CPT) codes. ED visits were identified by revenue code 045X, CPT for emergency evaluation and management (99281–99285), or POS 23. Ambulatory services were identified by one of the following POS codes: 02, 05, 06, 10, 11, 12,13, 14, 19, 20, 22, 24, 32, 33, 34, 49, 50, 71, 72. It is possible for a patient to qualify for the denominator in both the ED and ambulatory setting, if they meet the eligibility criteria in each clinical setting.
Explanatory Variables
Patient-level explanatory variables included the following characteristics: age, race and ethnicity, original reason for Medicare entitlement, dual eligibility for Medicare and Medicaid or receipt of a Part D low-income subsidy (LIS), plan type, and clinical risk. Age was included as a continuous variable. Race was assessed according to the Centers for Medicare and Medicaid Services (CMS) beneficiary race code and categorized as Black, White, underrepresented (Asian, Hispanic, North American Native, and Other), and unknown. Original reason for Medicare entitlement was included as a categorical variable and classified by age, disability only, end-stage renal disease only, and both disability and end-stage renal disease. Plan type was classified as HMO or PPO enrollees. Clinical risk was a count variable calculated using the Elixhauser comorbidity score.
HRR variables included in descriptive analyses only included the following characteristics: density of primary care physicians (PCPs), percent of hospitals classified as for-profit, percent of hospitals classified as non-profit, percent of hospitals classified as government, and MA penetration rate. Density of PCPs was defined as the number of people in the population per PCP. Data for this measure was obtained from the County Health Rankings and Roadmaps Database. Hospital classifications were determined using the CMS Hospital Enrollment files, and MA penetration rate was calculated using the CMS MA County Penetration Rate Monthly files. All CMS data were publicly available. Measures were aggregated to the HRR-level.
Statistical Analysis
In descriptive analyses, we examined HRR characteristics in the ED and ambulatory settings, based on demographic and HRR explanatory variables detailed above.
In adjusted analyses, we compared the rate of receiving a low-value head imaging service per 100 patients using logistic regression models. The outcome was the patient-level indicator of low-value head imaging services received in 2023. We controlled for demographic characteristics and included HRR-level fixed effects. Standard errors were clustered by HRR. We stratified regression analyses by clinical setting, running separate models for the ED and ambulatory setting. Adjusted HRR-level rates of low-value imaging per 100 patients were obtained by calculating the predicted values for each HRR-level fixed effect and multiplying by 100.
We then examined the distribution of adjusted low-value imaging rates per 100 patients in the ED versus ambulatory setting by HRR. To better understand variation in the use of low-value imaging services by clinical setting, we compared the rates by decile. We used the ratio of the 90th percentile and the 10th percentile in each clinical setting to identify the percent difference between utilization of low-value imaging among HRRs in the top decile of low-value imaging use compared to HRRs in the bottom decile of low-value imaging use.
Results
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Among the final cohort of 114,542 MA beneficiaries with an encounter for syncope, 27.9% received a low-value imaging service. Eligible patients in the ED were less likely to be female compared to the ambulatory setting (54.9% vs. 56.5%, respectively), more likely to be Black (20.1% vs. 15.5%, respectively), and more likely to have become eligible for Medicare due to disability (33.2% vs. 31.2%, respectively). A slightly higher share of patients in the ambulatory setting lived in a rural zip code compared to those in the ED (22.2% vs. 21.0%, respectively). On average, the patient population in the ED had more clinical conditions, with a mean Elixhauser comorbidity score of 2.5, compared to 2.3 in the ambulatory setting. HRR-level characteristics were similar between settings, including density of primary care physicians (1,458.1 people per PCP for ED vs. 1,467.4 for ambulatory settings), percent of hospitals classified as for-profit (49.8% vs. 48.4%), percent of hospitals classified as non-profit (23.9% vs. 25.1%), percent of hospitals classified as government (18.1% vs. 18.2%) and MA penetration (49.9% vs. 50.1%) (Table 2).
Across clinical settings, 60.5% of eligible patients sought care in the ED and 57.6% sought care in the ambulatory setting, reflecting that some patients had encounters in both settings. Low-value imaging occurred more commonly for patients who sought care in the ED (41.2%) compared to the ambulatory setting (5.7%). Further, at the individual level, the unadjusted average count of low-value imaging services per 100 patients was more than seven times higher among the population in the ED compared to the population in the ambulatory setting (44.2 vs. 5.9 services per 100 patients, respectively) (Table 2).
Table 2
Population Characteristics Within Healthcare Referral Regions, 2023
 
Overall
Emergency Department
Ambulatory Setting
Member-Level Characteristics
N = 114,542
n = 69,265
n = 66,003
Female; n(%)
63,601 [55.5%]
38,000 [54.9%]
37,271 [56.5%]
Age; Mean [SD]
73.2 (9.8)
73.4 (10.0)
73.2 (9.5)
Race; n(%)
   
Black
20,256 (17.7)
13,888 (20.1)
10,222 (15.5)
White
87,383 (76.3)
51,304 (74.1)
51,810 (78.5)
Underrepresented
4,518 (3.9)
2,607 (3.8)
2,709 (4.1)
LIS or Dual-Eligible; n(%)
27,908 (24.4)
18,294 (26.4)
14,415 (21.8)
Original Reason for Medicare; n(%)
   
Age
76,400 (66.7)
45,726 (66.0)
45,101 (68.3)
Disability
37,399 (32.7)
23,016 (33.2)
20,571 (31.2)
ESRD
433 (0.4)
292 (0.4)
209 (0.3)
Disability and ESRD
252 (0.2)
192 (0.3)
94 (0.1)
HRR-Level Characteristics
   
Count of Distinct HRRs in Study Population; N
187
184
170
Population per Primary Care Physician; Mean [SD]
1,464.1 [233.2]
1,458.1 [233.7]
1,467.4 [231.8]
# of Hospitals; Mean [SD]
29.7 [21.9]
29.1 [21.4]
30.2 [22.2]
% Non-profit Hospitals; Mean [SD]
24.5 [17.1]
23.9 [16.9]
25.1 [17.1]
% of For-Profit Hospitals; Mean
[SD]
48.9 [21.4]
49.8 [21.5]
48.4 [21.3]
% of Government/Public
Hospitals; Mean [SD]
18.2 [15.0]
18.1 [15.1]
18.2 [14.7]
HRR MA Penetration Rate; Mean
[SD]
49.9 [8.8]
49.9 [8.8]
50.1 [8.8]
Rural; n(%)
24,881 (21.7)
14,521 (21.0)
14,638 (22.2)
HMO; n(%)
58,319 (50.9)
35,880 (51.8)
33,389 (50.6)
Clinical Risk
   
Elixhauser score; Mean [SD]
2.3 [2.3]
2.5 [2.5]
2.3 [2.2]
Low-value Head Imaging for Syncope
   
Any Service; n(%)
31,953 (27.9)
28,541 (41.2)
3,791 (5.7)
Count of Services per 100 eligible patients; Mean [SD]
30.1 [51.1]
44.2 [56.2]
5.9 [24.1]
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Figure 2 shows the area-level variation in adjusted low-value imaging services per 100 in the ED and ambulatory setting. Consistent with unadjusted results, the mean adjusted HRR-level low-value imaging rate was more than seven times higher in the ED compared to the ambulatory setting (40.1 vs. 5.7, respectively).
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Further, geographic variation in low-value imaging was greater among patients receiving care in an ambulatory setting, in which HRRs in the top decile of low-value imaging had a rate 150% higher than HRRs in the bottom decile. In contrast, the ED had a 46% difference in the low-value imaging rate between HRRs in the top versus bottom deciles. As demonstrated in the maps, greater geographic variation among patients receiving care in the ambulatory setting is also evidenced by increased variation of colors, from light to dark. In contrast, the ED has a higher concentration of dark colors, indicating consistently high rates across HRRs.
Figure 2. Area-Level Variation in Adjusted Low-Value Imaging Services per 100 in 2023: A Comparison Between the ED and Ambulatory Setting
ED, Emergency department; HHR, Healthcare referral region
Discussion
In this evaluation of over 100,000 MA beneficiaries across 187 HRRs, we examined geographic variation in the use of low-value head imaging for syncope in the ED versus the ambulatory setting. We found that the mean HRR-level rate of low-value imaging for syncope was more than seven times higher in the ED compared to the ambulatory setting (40.1 vs. 5.7 per 100 patients, respectively). However, while the imaging rates were higher in the ED setting, geographic variation in imaging rates was much greater in the ambulatory setting. Rates of imaging for syncope were 150% higher among patients receiving care in an ambulatory setting when comparing the ratio of rates in HRRs in the top decile of low-value imaging versus rates in HRRs in the bottom decile, relative to 46% higher in the ED.
Our study provides an updated snapshot of earlier work demonstrating significant geographic variation in low-value imaging across U.S. HRRs from 1998 to 2011.9,10 The present study indicates that high and variable use of low-value imaging continues to be an issue in today’s healthcare landscape, which is characterized by rising hospital consolidation11,12 and changes in care patterns prompted by the COVID-19 pandemic.22 The consistency with which low-value imaging has contributed to unwarranted variation in healthcare service use over nearly three decades reflects the critical need for novel and effective utilization management strategies. Moreover, because the use of these services is sensitive to the supply of physician and hospital resources, rather than the health status of the population9,10,37, a more refined, provider-centered approach may be needed.
Notably, this study builds on existing literature by demonstrating differences in the use of low-value imaging across clinical settings. The magnitude of our result is greater than that observed in an earlier systematic review comparing rates of diagnostic imaging in primary versus ambulatory care, which found that after pooling results from 45 different studies, one in four patients who presented in primary care received imaging compared to one in three in the ED.33 To our knowledge, no prior work has directly compared systemic rates of low-value imaging between the ED and ambulatory setting. This distinction is critical because diagnostic imaging may be delivered differently across settings, given varying patient characteristics and physician practice patterns. Patients in the ED tend to have higher acuity levels and may experience reduced access to care based on factors like insurance coverage, distance to the hospital, and availability of primary care.38 Meanwhile, physician behavior may differ due to the absence of a longitudinal patient relationship, incentives to provide defensive medicine, increased availability of imaging equipment, and limited ability of health plans to manage utilization.35,39 Still, strategies for reducing low-value imaging are similar between settings. Results showing differences in the degree of geographic variation suggest that interventions to curb the use of these services should be tailored across settings.
Given the contrast in utilization and geographic variation across settings, a strength of this study is the examination of head imaging in the evaluation of syncope as a use case.
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Risk stratification for the diagnosis of syncope involves standardized guidelines that do not include head imaging as part of the assessment. Thus, we maximize opportunity for comparable provision of services in the ED and ambulatory setting.34 Differences in care delivery across settings may increase as uncertainty of etiology, variation in guidelines by clinical scenario, and risk of long-term disability or death rises.35 Syncope is a symptom that carries the possibility of very serious outcomes, whereby physical examination – not diagnostic imaging – provide the necessary information to determine an underlying diagnosis.34 In contrast, while imaging for headache is considered low-value in some situations, diagnostic imaging may be appropriate with the presence of certain red flags. This nuance poses additional uncertainty for clinicians, especially in the ED.35,40 Although this study only examines head imaging in the evaluation of syncope, future research exploring other low-value measures can provide additional information on how these findings generalize in other circumstances.
This study is not without limitations. First, head imaging in the evaluation of syncope is a single use case and may not represent care patterns in all low-value imaging services. Second, we used data from a single MA insurer, which may not be representative of the full MA population. Nonetheless, this insurer represents approximately one-fifth of all MA beneficiaries. Third, relying on claims data may fail to capture the qualitative reasoning behind physician decision making regarding the provision of low-value imaging. Clinicians may determine whether to provide an imaging service on a case-by-case basis, using lifestyle factors and symptoms that are not present in diagnosis codes. Finally, this research relies on the premise that geography is a useful unit of analysis in policy. While this work highlights meaningful variation in low-value imaging use among HRRs, it is possible that provider-level variation may be more appropriate for capturing the range in utilization of these services. Future analyses focusing on variation across clinicians could help to demonstrate the tradeoffs across the different levels of intervention.
Relatively higher rates of low-value imaging in the ED with lower geographic variation suggests a more intractable issue compared to the ambulatory setting, pervading across a broad swath of patients, providers, and regions. This result reinforces findings from earlier work highlighting the threefold rise in low-value imaging rates in the ED over the past three decades.26,41 Although select studies have quantified moderate variation in the use of diagnostic imaging in the ED within individual health systems31,32, this is the first to confirm the result by examining regional variation within the ED. By providing evidence of persistently high rates of low-value imaging with relatively limited variation, we show that systemic use of low-value imaging in the ED is a steadfast issue and contributes to a “culture of overuse.”42 Meanwhile, greater variation in the ambulatory setting may suggest more opportunity for improvement. These findings serve as a basis for policymakers to address potential differences in low-value imaging between clinical environments. Still, future work is needed to explore the individual and structural factors that contribute to low-value imaging across settings to develop comprehensive solutions.
List of Abbreviations
Medicare Advantage (MA)
Hospital Referral Region (HRR)
Emergency Department (ED)
Health Maintenance Organization (HMO)
Preferred Provider Organization (PPO)
Computed Tomography (CT)
Place of Service (POS)
Current Procedural Terminology (CPT)
Low-income subsidy (LIS)
Centers for Medicare and Medicaid Services (CMS)
Declarations
Ethics approval and consent to participate:
A
The Humana Healthcare Research Human Subject Protection Office (HHR HSPO) used the US Department of Health and Human Services regulations 45 CFR 46 and the Office of Human Research Protections Guidance on Coded Private Information or Specimens Use in Research, Guidance (2008) to grant an informed consent waiver because it was determined this study did not constitute human subjects research and did not require institutional review board oversight. The decision was based on the determination that the investigation involved only analysis of coded information, and the investigators could not readily identify the individuals from which the information was derived.
Consent for publication:
Not applicable.
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Data Availability
The datasets generated and analyzed during the current study are not publicly available due to the proprietary nature of the work but may be available in summary form from the corresponding author on reasonable request.
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Funding:
Humana Healthcare Research, LLC. funded the research and manuscript development. No external funds were used in the creation of this work.
Authors’ contributions: DB, AS, MC, EB, and GS conceptualized and designed the study. AS created the data sets and analyzed the data. DB created the first manuscript draft. AS, MC, EB, and GS reviewed and edited the manuscript.
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All authors have read and agreed to the final version of the manuscript.
Acknowledgements:
We thank Aaron Bloschichak of the University of Rochester Medical Center and Zhanji Zhang of Emory University for excellent research assistance and initial development of the research objectives.
Authors’ information:
Authors and Affiliations
Humana Healthcare Research, LLC., Humana Inc., 500 W Main Street, Louisville, KY 40202 USA
Debra Bozzi, Amanda Sutherland, Melanie Canterberry, Emily Boudreau
Corresponding Author: Correspondence to Debra Bozzi, dbozzi@humana.com.
A
Author Contribution
DB, AS, MC, EB, and GS conceptualized and designed the study. AS created the data sets and analyzed the data. DB created the first manuscript draft. AS, MC, EB, and GS reviewed and edited the manuscript. All authors have read and agreed to the final version of the manuscript.
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Acknowledgement
We thank Aaron Bloschichak of the University of Rochester Medical Center and Zhanji Zhang of Emory University for excellent research assistance and initial development of the research objectives.
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Total words in MS: 3585
Total words in Title: 14
Total words in Abstract: 355
Total Keyword count: 6
Total Images in MS: 2
Total Tables in MS: 2
Total Reference count: 42